- Responsible for analyzing business performance and participate in setting key performance indicator, financial planning, annual budgeting and prepare commentaries, evaluation and conduct performance forecast for management.
- Provide advice to modify management reports to conform with internal standards and statutory requirements.
- Provide relevant advice and comments on AML issues, as well as Systems enhancement, revision to Policy and Procedures & Forms, T&C, FATCA, CRS implementation, OR issue, etc.
- Act on behalf of the Division to provide advice to various Committee Meetings such as ICCO, AMLCC, ORM, SAC, and etc.
- Work closely with the AML Compliance, Internal Audit and other divisions to ensure a robust control and operating framework.
- Provide regular reports / presentation files and progress updates to management on a timely basis and work closely with relevant functions (both internal & external parties) to meet the required deadline.
- Act as a customer due diligence ("CDD") expert by performing checking and validating daily CDD application according to both internal and external regulations and policies.
- Assist in developing action plans aimed at ensuring that KYC services and processes meet the expectations of the Business in the context of rapid development.
- Provide oversight to Management in the setup / development of KYC functions within the segment.
- Oversee action plan designed to adequately address legacy operation challenges including those related to audit findings.
- Handle ad hoc project as assigned by Management
- Be aware of the Operational Risk scenario associated with your role and act in a manner that takes account of operational risk considerations
- Degree holder or above with major in Business Administration, Accounting, Finance or related disciplines
3 - 5 years' banking experience in business management / CDD / AML / risk related functions
Sound banking operation and compliance knowledge
Details conscious with good analytical reasoning
Independent, committed, proactive and responsible
Good demand of English; fluency in Putonghua is an advantage
Ability to work and thrive in a fast changing, results driven environment
Familiarize with Microsoft Office i.e. Word, Excel & PowerPoint is an advantage -
DBS Bank Hong Kong, 香港Business Function · Corporate and Investment Banking provides corporate customers with a full range of commercial banking products and services, including cash management services, current accounts, time deposits, trade finance, working capital finance, term loans and foreign ex ...
-
DBS Bank Hong Kong, 香港 全职Business Function · Digital revolutions are set to change the way we live, work and play. That's why we've spared no effort in ensuring we are at the forefront of this new generation. · Our new digital banking initiative will focus on creating innovative products and services t ...
-
DBS Bank Hong Kong, 香港Business Function · Corporate and Investment Banking provides corporate customers with a full range of commercial banking products and services, including cash management services, current accounts, time deposits, trade finance, working capital finance, term loans and foreign ex ...
-
DBS Bank Hong Kong, 香港 全职Business Function · Corporate and Investment Banking provides corporate customers with a full range of commercial banking products and services, including cash management services, current accounts, time deposits, trade finance, working capital finance, term loans and foreign ex ...
-
Recruit Logic Hong Kong, 香港 全职Responsibilities: · Selling mainly global futures and equites execution and clearing services to the clients and prospects (institutional clients), covering Asia region, to generate revenues. · To deeply communicate and understand institutional customers' needs, to design and pr ...
-
Unicorn Advisor (HK) Limited Hong Kong, 香港 全职Supervise a team to control and manage non-performing assets and impairment loss · Oversee the team's compliance and adherence to the legal and regulatory requirements, the Bank's corporate values and culture, internal policies and guidelines · Formulate debt recovery strategies ...
-
HARBRIDGE PARTNERS Hong Kong, 香港 全职Institutional Sales (VP/ SVP) · (Secondary Markets - Focussed on Financial Sector Clients · About the job · The banking,financial services and buy side saels group has a unique setup among peers and is the core of the Global Markets department for the Cleint. · This desk leverage ...
-
Unicorn Advisor (HK) Limited Hong Kong, 香港 全职Responsibilities: · Cover Institutional Clients (including but not limit to Hedge Funds, Private Banks, Asset Manager) in Hong Kong and Singapore and establish strong client relationships · Provide solutions (including Bonds of Primary and Secondary Market, On/Off Balance Sheet S ...
-
EQD Structurer
1天前
eFinancialCareers Hong Kong, 香港 全职Our client is a tier 1 global Investment bank looking for an EQD Structurer to join and focus on institutional clients. The mandate covers non-flow EQD. The right candidate will have: · 5+ years of experience in a structuring role in a tier 1 institution, ideally covering institu ...
-
Bank Of China (Hong Kong) Limited Hong Kong, 香港 全职Bank of China limited first opened its branch office in Hong Kong in 1917. After the listing of BOC Hong Kong (Holdings) Limited, a subsidiary of the Bank, on the Hong Kong Stock Exchange in 2002, Bank of China maintained the branch in Hong Kong which continued to hold a full ban ...
-
BBVA Hong Kong, 香港 全职Job purpose: · Maintain regular contacts and communications with the banking regulators, external rating agencies, and other major market players to keep abreast of the market development · Respond to enquires and maintain a collaborative relationship with Business and other Sup ...
-
Green Lake Executive Search Co. Limited Hong Kong, 香港 全职Job Description: · Maintain and build strategic partnerships with major financial institutions in assigned regions, enhance business collaboration with global banks and other financial institutions to enhance the company services · Develop channel partnership strategy through dev ...
-
Valuable Capital Limited Hong Kong, 香港 全职Responsibilities: · Develop and service fixed income institutional client base, including banks, fund managers/asset managers, insurance companies, proprietary desks, private banks, etc.; · Provide fixed income dealing and market making services to Institutional, Corporate PI and ...
-
Legal Counsel
1周前
Larson Maddox Hong Kong, 香港 全职Our client is a Commercial Bank in Hong Kong. · Job Title: Legal Counsel · Job Responsibilities: · Provide legal counsel and assistance to multiple business units within the financial institution and the group, ensuring adherence to legal requirements and minimizing legal risks. ...
-
Capital Access Limited Hong Kong, 香港 全职Reporting to the CEO, you will be building and driving strong relationships with institutional, trust and wealth management companies in Greater China region; you will work closely with the portfolio managers and present the fund product offering to identified clients; you will f ...
-
Talent Axis Hong Kong, 香港 全职Role and responsibilities: · Supervise and guide the Transaction Monitoring Team to perform AML functions · Update AML policies of the Bank as and when necessary and implement pertinent changes · Supervise the Team in conducting post-transaction monitoring and quality assur ...
-
The Bank of East Asia Hong Kong, 香港 全职Position Summary · This incumbent will be responsible for supporting the development of Bank Group's strategy and key priorities, annual 5-year planning process of the Bank Group and strategic risk management of the Bank Group. This is a key role in strategy formulation in collab ...
-
Bank Of China (Hong Kong) Limited Hong Kong, 香港 全职Responsibilities: Provide legal support to our bank's retail banking business which comprises of fintech, digital banking, credit card, personal loan and mortgages and other business initiatives under the guidance of Lead Counsel, including CBDC products, tokenized products, e-Si ...
-
ALL-STAR AGENCY Hong Kong, 香港 全职Overview · A foreign corporate bank in Hong Kong is seeking to hire a Relationship Manager, Financial Institutions (NBFI) provide specialized credit solutions and client coverage support for Financial Institutions and Non-Bank FI business to achieve its business target and comply ...
-
Selby Jennings Hong Kong, 香港 全职Our client, a rapidly growing securities firm with presence across the APAC region is currently looking to expand their Korea business by adding a senior person to their Solution Sales team. · Responsibilities · Engage with Institutional Clients (such as Hedge Funds, Private Bank ...
Internal Control Professional, Institutional Banking - Hong Kong, 香港 - China Construction Bank (Asia) Corporation Limited
描述
Responsibilities
Requirements
Applicants who are not contacted within 8 weeks may consider their applications unsuccessful and their personal data will be retained by the bank for a period up to two years.
All information provided by applicants will be used for recruitment purposes only and will be used strictly in accordance with the bank's personal data policies, a copy of which will be provided upon request.
