- Work with different teams within FCC for CDD related process reviews with an aim to comply with regulatory changes and to streamline work processes
- Check and ensure the completeness and correctness of all review documentation, including but not limited to the updated customer information, necessary risk and AML assessments, and internal forms, etc.
- Review and handle potential breach cases of sanctions under the Bank's AML / CTF program
- Supervise and provide necessary support to subordinates and teams including performance management, tasks allocations, trainings and etc.
- Participate in the implementation of antimoney laundering policies and related projects
- Provide management oversight and maintain a strong compliance culture regarding regulatory and compliance matters as well as antimoney laundering and counter terrorist financing control activities Requirements
- University degree in a related discipline or other relevant qualifications
- Minimum 8 years of branch operations management / CDD / KYC / AML control experience in banking
- Familiar with AML/CDD/KYC or sanction Compliance in bank, financial institutions and regulatory bodies
- Practical knowledge of AML Compliance, sanction regulations and guidelines
- Good command of written and spoken English and Chinese (including Putonghua)
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The Hong Kong Jockey Club Hong Kong, 香港 全职The Department · The Security and Integrity Department (S&I) is responsible for the preservation of integrity by combatting criminality and corruption risks that can threaten horse racing, betting, and membership at the Club. The maintenance of a secure environment and integrity ...
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Vice President, Customer Due Diligence - Hong Kong, 香港 - China CITIC Bank International Limited
描述
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Vice President, Customer Due Diligence Job Title:
Job ID: 13581 Location: Full/
Part Time:
Full-Time Job Purpose Manage the teams to support line manager and Financial Crime Compliance to execute and manage the operations of Customer Due Diligence (CDD) Centre and as a senior checker of sanction compliance checking, CDD periodic reviews and trigger event reviews for personal/corporate accounts Responsibilities - As a checker in the process of sanction compliance checking for personal/corporate accounts and complete CDD profile for periodic reviews and triggered reviews
