- Conducts desktop information search from open sources for customer profiling and prepare the customer profile reports for management review and endorsement
- Coordinates with Customer Care, segment teams and Security and Integrity team (S&I) on the joint operations in Source of Wealth Inquiry and Customer Due Diligence check exercise
- Follows up the cases identified from the monthly exercises of 'Account Closure due to accounts not used for betting purposes' and 'Referrals of Accounts from S&I' and 'Account Balance exceeding threshold limit', etc.
- Establishes and maintain Standard Operation Procedures (SoP) on Customer Due Diligence; recommends processes improvement and enhance the effectiveness and efficiency from time to time.
- Explores using data visualization and insights to improve the productivity and effectiveness in identifying suspicious accounts/transactions for CDD purposes
- Acts as the Point-of-Contact of CDD for the division and supports planning, implementation and monitoring the execution of the AML measures within the Division
- Undertakes other duties as assigned by Line Manager
- A Bachelor degree with preferably 5 years' experience
- Experience in formal due diligence analysis and strong customer communication is a must.
- Ability to manage customer reactions during the due diligence process is a must.
- Relevant professional qualification is a plus (e.g. AAMLP/ACAMS certification)
- Strong analytical background.
- Self-motivated and able to work independently.
- Good communication skills in both written and verbal Chinese and English.
- Strong understanding of Anti-Money Laundering (AML) regulations, Customer Due Diligence (CDD) and Know Your Customer (KYC) best practices.
- Working knowledge of analytical tools, e.g. Excel, SQL tools.
-
The Hong Kong Jockey Club Hong Kong, 香港 全职The Job · The job holder is responsible for performing Customer Due Diligence (CDD) activities and co-ordinating the Know Your Customers (KYC) / Anti-Money Laundering (AML) efforts across the Club. · You will: · Conducts desktop information search from open sources for custo ...
-
China CITIC Bank International Limited Hong Kong, 香港 全职Job Highlights · Perform maker role · Quality assurance on periodic review · 1 - 4 years of AML related experiences · Job Description · Job Purpose · To act as maker and support retail/ corporate customer due diligence on conducting periodic review, trigger event review and Custo ...
-
Wellesley Partners Ltd Hong Kong, 香港 全职Support business development needs for regional Global Markets business across Sales & Trading (Credit and Rates) · Main responsibilities: · Potential market evaluation - Conduct due diligence on new market / new product for Asia ex Japan business · Conduct peer revenue and clien ...
-
Bank Of China (Hong Kong) Limited Hong Kong, 香港 全职Job Description:Manage IT Helpdesk tickets in a timely manner · Respond to user call via phone, email and ticket system · Resolve user queries and feedback quickly and effectively · Document cases in the Ticket Logging System · Should adhered to company polices, corresponding gui ...
-
Global Sage Hong Kong Hong Kong, 香港 全职Responsibilities: · Conduct thorough analysis of investment opportunities across various asset classes including equities, fixed income, real estate, and alternative investments. · Research and evaluate potential investments based on their risk-return profile, market trends, and ...
-
Capital Access Limited Hong Kong, 香港 全职You will be working closely with the investment team and portfolio companies on fund diligence, valuation and post investment monitoring. You will monitor data and reports for the portfolio companies' and conduct analysis on their financial and operational performance. You will a ...
-
Don Nelson Recruitment Limited Hong Kong, 香港 全职Job responsibilities · Coordinate Interview scheduling and provide support in talent selection, placement decisions · Support negotiation and close of employment offers · Administer new hire paperwork, including Due Diligence Form, execution of employment contracts. · Collaborate ...
-
Bank Of China (Hong Kong) Limited Hong Kong, 香港 全职Responsibilities: Implement and conduct KYC due diligence process for onboarding customers as well as provide periodical and ad-hoc review · Monitor and manage AML/CFT risk of the bank, and report to seniors · Analyze relevant AML/CFT cases and provide reports and alerts · Da ...
-
Energy Fleet (HK) Limited Hong Kong, 香港 全职Our subsidiary company is looking for a high calibre to join with our Company. · Responsibilities: · Handle travel arrangement, accommodation booking and expense reimbursement · Handle the overall administrative duties, including but not limited to office management, facilities m ...
-
ALL-STAR AGENCY Hong Kong, 香港 全职Responsibilities · Conduct thorough assessments and provide expert guidance on Know-Your-Customers (KYC) and Anti-Money Laundering (AML) matters within the department, including initial documentation review from Relationship Managers (RMs) and facilitating subsequent processing. ...
-
ALL-STAR AGENCY Hong Kong, 香港 全职Job duties · Perform name screenings, background checks, and due diligence on new clients. · Conduct end to end account opening and KYC reviews / risk assessment for existing and new corporate clients. · Liaise with the front office on documentation requirements or issues surface ...
-
IGNITE RECRUITMENT HONG KONG LIMITED Hong Kong, 香港 全职Job Duties: · On the job training to administer the process flow regarding the back end for various products such as equities and derivatives · Prepare and review Net Asset Value reconciliation for funds · Perform cash management & daily settlement for the executed trades in a ti ...
-
Be Myjob Company Limited Hong Kong, 香港 全职Responsibilities: · Deliver effective counterparty risk management solutions for overseas business initiatives, including cross-border TRS and synthetic prime brokerage business, maintain smooth interactions among business divisions as well as other support and control functions; ...
-
Morgan Stanley Hong Kong, 香港 全职About the Firm · Morgan Stanley (NYSE: MS) is a leading global financial services firm providing a wide range of investment banking, securities, wealth management and investment management services. With offices in 42 countries, the firm's employees serve clients worldwide inclu ...
-
Senior Officer
2天前
PERSOLKELLY Hong Kong Limited Hong Kong, 香港 全职Responsibilities: · Open new accounts, conduct KYC and AML checks, and perform periodic CDD reviews. · Support RM in establishing market contacts and devising strategies to expand the client base. · Identify and cultivate new business opportunities to diversify the customer base. ...
-
PE Fund Accountant
17小时前
Hays APAC Hong Kong, 香港 全职Private Equity Fund Accountant (Buy-side) | $35K per month | Welcome candidate from Fund Admin · Your new company · A Leading Chinese-Based Private Equity Firm with offices across the Greater Bay Area is expanding the team with a Fund Accountant position. Offering world-class exp ...
-
CIMB Bank Berhad Hong Kong, 香港 全职To cope with our business growth, we are currently seeking a high calibre professional to join us as Assistant Manager, Wholesale Banknotes Operations in Operations Department. · Job Responsibilities · Handle day-to-day banknotes operation · Assist in drafting policies and proced ...
-
Hang Seng Bank Limited Hong Kong, 香港 全职Job description · A Career with Hang Seng Bank · Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services. We ...
-
Capital Access Limited Hong Kong, 香港 全职You will be working closely with the investment team and portfolio companies on fund diligence, valuation and post investment monitoring. You will monitor data and reports for the portfolio companies' and conduct analysis on their financial and operational performance. You will a ...
-
Selby Jennings Hong Kong, 香港 全职Investment Professional (Financial and Healthcare Sectors) · Our client, a well-established single-family office with over 50 years of history, is seeking an experienced investment professional to lead their financial and healthcare sector investments outside of China. This role ...
Senior Customer Due Diligence Officer - Hong Kong, 香港 - The Hong Kong Jockey Club
描述
The Job
The job holder is responsible for performing Customer Due Diligence (CDD) activities and co-ordinating the Know Your Customers (KYC) / Anti-Money Laundering (AML) efforts across the Club.
You will:
About You
You should have:
Enquiries
 Limited&v=024){kind=logo}
