- Conducts desktop information search from open sources for customer profiling and prepare the customer profile reports for management review and endorsement
- Coordinates with Customer Care, segment teams and Security and Integrity team (S&I) on the joint operations in Source of Wealth Inquiry and Customer Due Diligence check exercise
- Follows up the cases identified from the monthly exercises of 'Account Closure due to accounts not used for betting purposes' and 'Referrals of Accounts from S&I' and 'Account Balance exceeding threshold limit', etc.
- Establishes and maintain Standard Operation Procedures (SoP) on Customer Due Diligence; recommends processes improvement and enhance the effectiveness and efficiency from time to time.
- Explores using data visualization and insights to improve the productivity and effectiveness in identifying suspicious accounts/transactions for CDD purposes
- Acts as the Point-of-Contact of CDD for the division and supports planning, implementation and monitoring the execution of the AML measures within the Division
- Undertakes other duties as assigned by Line Manager
- A Bachelor degree with preferably 5 years' experience
- Experience in formal due diligence analysis and strong customer communication is a must.
- Ability to manage customer reactions during the due diligence process is a must.
- Relevant professional qualification is a plus AAMLP/ACAMS certification)
- Strong analytical background.
- Self-motivated and able to work independently.
- Good communication skills in both written and verbal Chinese and English.
- Strong understanding of Anti-Money Laundering (AML) regulations, Customer Due Diligence (CDD) and Know Your Customer (KYC) best practices.
- Working knowledge of analytical tools, Excel, SQL tools.
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Senior Customer Due Diligence Officer - Hong Kong, 香港 - The Hong Kong Jockey Club
描述
The Job
The job holder is responsible for performing Customer Due Diligence (CDD) activities and co-ordinating the Know Your Customers (KYC) / Anti-Money Laundering (AML) efforts across the Club.
You will:
About You
You should have:
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