- Review customer profile, KYC documents and customer statistic data for onboarding, periodic review and trigger event review before submission to business.
- Monitor the team's quality and quantity within service level.
- Comply with relevant government regulations and the Bank's internal guidelines and policies.
- Prepare and deliver AML/CFT related trainings.
- Perform gap analysis and update policies and procedures for the latest regulatory requirements and audit reports.
- Perform ad-hoc tasks as assigned from time to time.
- Diploma holder or above with major in Banking and Finance, Business Administration or other related disciplines
- Relevant qualification in CAMS, AAMLP Core Level will be an advantage
- At least 7 years working experiences in Banking or Finance, Audit or other related fields
- Knowledgeable of Microsoft software (Word, Excel, PowerPoint) and Chinese word processing
- Good presentation and communication skills with good written and spoken English and Chinese, knowledge of Mandarin would be a definite advantage
- Self-motivated, able to work independently and willing to accept challenges
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The Hong Kong Jockey Club Hong Kong, 香港 全职The Department · The Security and Integrity Department (S&I) is responsible for the preservation of integrity by combatting criminality and corruption risks that can threaten horse racing, betting, and membership at the Club. The maintenance of a secure environment and integrity ...
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The Hong Kong Jockey Club Hong Kong, 香港 全职The Department · The Security and Integrity Department (S&I) is responsible for the preservation of integrity by combatting criminality and corruption risks that can threaten horse racing, betting, and membership at the Club. The maintenance of a secure environment and integrity ...
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China CITIC Bank International Limited Hong Kong, 香港 全职Job Highlights · Perform maker and checker role · Quality assurance on periodic review · 3 - 5 years of AML related experiences · Job Description · Key Responsibilities · To perform checker role and quality assurance on periodic review, trigger event review, and EDD cases · Follo ...
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KPMG China Hong Kong, 香港KPMG China provides multidisciplinary services from audit and tax to advisory, with a strong focus on serving our clients' needs and their industries. Not only do we have an overriding commitment to provide the highest quality services for our clients, but we also strive to becom ...
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KPMG China Hong Kong, 香港KPMG China provides multidisciplinary services from audit and tax to advisory, with a strong focus on serving our clients' needs and their industries. Not only do we have an overriding commitment to provide the highest quality services for our clients, but we also strive to becom ...
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Hang Seng Bank Limited Hong Kong, 香港 全职Job description · A Career with Hang Seng Bank · Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services. We s ...
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IBD Compliance
6天前
Cornerstone Global Partners Hong Kong, 香港 全职Our client, a Top-tier PRC investment bank, is now looking for an IBD Compliance to join them. · Responsibilities: · Review, update and revise due diligence procedures for IPO, FA, IFA, M&A, ECM and DCM transactions to ensure compliance with regulatory requirements. · Provide com ...
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Wellesley Partners Ltd Hong Kong, 香港 全职Support business development needs for regional Global Markets business across Sales & Trading (Credit and Rates) · Main responsibilities: · Potential market evaluation - Conduct due diligence on new market / new product for Asia ex Japan business · Conduct peer revenue and clien ...
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Asset Management
3天前
Larson Maddox Hong Kong, 香港 全职CLIENT BACKGROUND · Our client is one of the largest asset management firm in the APAC Region. Has a team of 6 and are looking for a candidate for General and Regulatory Compliance experience. · JOB RESPONSIBILITY · * Handle corporate and individual SFC licensing applications; · ...
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Industrial and Commercial Bank of China (Asia) Limited Hong Kong, 香港 全职Job responsibilitiesPerform oversight on operation of trustee or fund administrator and delegated service generally, including performing regular review/control testing in relation to the trustee/fund administration business in accordance with internal policies and applicable reg ...
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Unicorn Advisor (HK) Limited Hong Kong, 香港 全职Required to have prior SFC regulatory working experiences · Very strong in wealth management product due diligence and compliance experiences · Fluent in Mandarin is a MUST · ...
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Bank Of China (Hong Kong) Limited Hong Kong, 香港 全职Key ResponsibilitiesInvestment Evaluation and Execution: · o Perform due diligence on private credit funds · o Perform detailed financial analysis and due diligence on potential co-invest direct lending opportunities, including cash flow modeling, valuation analysis, review lega ...
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Bank Of China (Hong Kong) Limited Hong Kong, 香港 全职ResponsibilitiesLead a team to fulfill all product requirements from front offices (for senior role) · Work with traders in understanding their latest business initiatives · Conduct market research on new products, and have a good understanding on the relevant risk and regulatory ...
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Charterhouse Partnership Singapore Hong Kong, 香港 全职As part of the Asia team, you will be working actively on all aspects of new platform investments, add-on investments, divestitures and related financings, including but not limited to the following: · Helping to process new investment opportunities, ranging from market assessmen ...
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Dah Sing Financial Group Hong Kong, 香港 全职About Dah Sing Group · The Dah Sing Group is a leading financial services group in Hong Kong offering banking, insurance, financial and other related services through its growing network of over 70 branches in Hong Kong, Macau and Mainland China. · Our currency is caring, teamw ...
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Hang Seng Bank Limited Hong Kong, 香港 全职Job description · A Career with Hang Seng Bank · Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services. We s ...
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Aptitude Asia Hong Kong, 香港 全职Responsibilities · To perform risk assessments, maturity analysis and security control test, in order to monitor information security compliance · Provide security compliance assessment report and recommendations to management · Oversee the implementation and compliance with Grou ...
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Morgan McKinley Hong Kong, 香港 全职This large buy-side firm is a stable platform with growth. They are looking for a high-calibre talent to join them as the Investment Manager. · Responsibilities · You will manage a portfolio of fund of funds, it could be a particular asset class, or multi-asset classes, dependi ...
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Aquis Search Hong Kong, 香港 全职Key Areas of Responsibilities · Sales strategy analysis and design · Sales delivery and strategy execution · Team leadership, target-setting, and management · Accountable for the successful delivery of sales targets · Requirements · Degree holder, major in business or finance-re ...
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Senior SME Sales
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Aptitude Asia Hong Kong, 香港 全职Job Opportunities: · Develop and execute sales strategy for SME loans and Receivables Financing to Small and Medium Enterprises (SME) · Managing end-to-end client onboarding i.e. client due diligence, KYC, facilitating onboarding documentation and loan documentation · Help devel ...
Senior Customer Due Diligence Manager - Hong Kong, 香港 - Bank Of China (Hong Kong) Limited
