- Perform oversight on operation of trustee or fund administrator and delegated service generally, including performing regular review/control testing in relation to the trustee/fund administration business in accordance with internal policies and applicable regulations
Perform due diligence on internal and external service providers and prepare due diligence reports - Coordinate on update of departmental policy and procedure manual to ensure changes of controls due to group internal policies and regulations are documented and effectively implemented
- Perform risk and compliance related tasks required by group policies, such as KRI and KRA reviews and regular reporting, etc. Identify breaches, risks and other matters and provide advice to internal parties and/or clients on matters in fiduciary aspects for rectification/escalate report in timely manner
- Other tasks as asigned by the management from time to time
- Degree holder in Law/Business/Economics
- Good knowledge of public/private collective investment schemes
- Good understanding of Fund Strategies and related rules of risk
- Proficient in use of Microsoft Excel and Bloomberg, including using Bloomberg API
Officer to Assistant Manager, Product Compliance, CUD - Hong Kong, 香港 - Industrial and Commercial Bank of China (Asia) Limited
