- Work with different teams within FCC for CDD related process reviews with an aim to comply with regulatory changes and to streamline work processes
- Check and ensure the completeness and correctness of all review documentation, including but not limited to the updated customer information, necessary risk and AML assessments, and internal forms, etc.
- Review and handle potential breach cases of sanctions under the Bank's AML / CTF program
- Supervise and provide necessary support to subordinates and teams including performance management, tasks allocations, trainings and etc.
- Participate in the implementation of antimoney laundering policies and related projects
- Provide management oversight and maintain a strong compliance culture regarding regulatory and compliance matters as well as antimoney laundering and counter terrorist financing control activities Requirements University degree in a related discipline or other relevant qualifications
- Minimum 8 years of branch operations management / CDD / KYC / AML control experience in banking
- Familiar with AML/CDD/KYC or sanction Compliance in bank, financial institutions and regulatory bodies
- Practical knowledge of AML Compliance, sanction regulations and guidelines
- Good command of written and spoken English and Chinese (including Putonghua)
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The Hong Kong Jockey Club Hong Kong, 香港 全职The Department · The Security and Integrity Department (S&I) is responsible for the preservation of integrity by combatting criminality and corruption risks that can threaten horse racing, betting, and membership at the Club. The maintenance of a secure environment and integrity ...
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Bank Of China (Hong Kong) Limited Hong Kong, 香港 全职Responsibilities: Review customer profile, KYC documents and customer statistic data for onboarding, periodic review and trigger event review before submission to business. · Monitor the team's quality and quantity within service level. · Comply with relevant government regulat ...
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The Hong Kong Jockey Club Hong Kong, 香港 全职The Job · The job holder is responsible for performing Customer Due Diligence (CDD) activities and co-ordinating the Know Your Customers (KYC) / Anti-Money Laundering (AML) efforts across the Club. · You will: · Conducts desktop information search from open sources for custo ...
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The Hong Kong Jockey Club Hong Kong, 香港 全职The Job · The job holder is responsible for performing Customer Due Diligence (CDD) activities and co-ordinating the Know Your Customers (KYC) / Anti-Money Laundering (AML) efforts across the Club. · You will: · Conducts desktop information search from open sources for customer ...
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China CITIC Bank International Limited Hong Kong, 香港 全职Job Description · In order to apply for the selected job, you must first create a user account and your profile. Vice President, Customer Due Diligence Job Title: Job ID: 13581 Location: Full/Part Time: Full-Time Job Purpose Manage the teams to support line manager and Financial ...
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China CITIC Bank International Limited Hong Kong, 香港 全职Job Highlights · Perform maker and checker role · Quality assurance on periodic review · 3 - 5 years of AML related experiences · Job Description · Key Responsibilities · To perform checker role and quality assurance on periodic review, trigger event review, and EDD cases · Follo ...
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KPMG China Hong Kong, 香港KPMG China provides multidisciplinary services from audit and tax to advisory, with a strong focus on serving our clients' needs and their industries. Not only do we have an overriding commitment to provide the highest quality services for our clients, but we also strive to becom ...
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China CITIC Bank International Limited Hong Kong, 香港 全职Job Highlights · Perform maker role · Quality assurance on periodic review · 1 - 4 years of AML related experiences · Job Description · Job Purpose · To act as maker and support retail/ corporate customer due diligence on conducting periodic review, trigger event review and Custo ...
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KPMG China Hong Kong, 香港KPMG China provides multidisciplinary services from audit and tax to advisory, with a strong focus on serving our clients' needs and their industries. Not only do we have an overriding commitment to provide the highest quality services for our clients, but we also strive to becom ...
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Industrial and Commercial Bank of China (Asia) Limited Hong Kong, 香港 全职Job responsibilitiesPerform oversight on operation of trustee or fund administrator and delegated service generally, including performing regular review/control testing in relation to the trustee/fund administration business in accordance with internal policies and applicable reg ...
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IBD Compliance
3天前
Cornerstone Global Partners Hong Kong, 香港 全职Our client, a Top-tier PRC investment bank, is now looking for an IBD Compliance to join them. · Responsibilities: · Review, update and revise due diligence procedures for IPO, FA, IFA, M&A, ECM and DCM transactions to ensure compliance with regulatory requirements. · Provide com ...
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Unicorn Advisor (HK) Limited Hong Kong, 香港 全职Required to have prior SFC regulatory working experiences · Very strong in wealth management product due diligence and compliance experiences · Fluent in Mandarin is a MUST · ...
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Asset Management
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Larson Maddox Hong Kong, 香港 全职CLIENT BACKGROUND · Our client is one of the largest asset management firm in the APAC Region. Has a team of 6 and are looking for a candidate for General and Regulatory Compliance experience. · JOB RESPONSIBILITY · * Handle corporate and individual SFC licensing applications; · ...
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Product Risk Manager
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Hang Seng Bank Limited Hong Kong, 香港 全职Job description · A Career with Hang Seng Bank · Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services. We s ...
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Bank Of China (Hong Kong) Limited Hong Kong, 香港 全职Key ResponsibilitiesInvestment Evaluation and Execution: · o Perform due diligence on private credit funds · o Perform detailed financial analysis and due diligence on potential co-invest direct lending opportunities, including cash flow modeling, valuation analysis, review lega ...
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Bank Of China (Hong Kong) Limited Hong Kong, 香港 全职ResponsibilitiesLead a team to fulfill all product requirements from front offices (for senior role) · Work with traders in understanding their latest business initiatives · Conduct market research on new products, and have a good understanding on the relevant risk and regulatory ...
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TalentQuest HR Limited Hong Kong, 香港 全职CDD Maker / CDD Checker, SME/Corp. Banking · Responsibility: · Engage in Customer Due Diligence periodic review for corporate/SME clients · Analyze KYC information and documents · Contact customers to complete CDD requirements within defined service level · Comply with relevant r ...
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Hang Seng Bank Limited Hong Kong, 香港 全职Job description · A Career with Hang Seng Bank · Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services. We s ...
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Ashford Benjamin Ltd Hong Kong, 香港 全职Responsibilities: · Perform credit analysis, due diligence on Hedge Funds, Private Equity, Mutual funds, Financial Sponsors, etc · Liaising with legal documentation on credit terms recommendation and negotiation · Provide recommendation to risk strategy definition of counterparty ...
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DARMAX GLOBAL Hong Kong, 香港 全职Job Duties: · Assisting the CIO in evaluating investment opportunities and performing due diligence on various companies · Performing modeling and valuation on the relevant investment opportunities · Actively be involved with deal structuring by working with lawyers and liquidato ...
Vice President, Customer Due Diligence - Hong Kong, 香港 - China CITIC Bank International
