- Monitor the compliance matters related to the operations of pension and trust businesses
- Ensure the relevant legislation, rules and guidelines are complied with all applicable regulations, rules, codes, guidelines and standards set by regulators and the Bank
- Assist in devising effective risk management measures in Bank of East Asia (Trustees) Limited ("BEAT")
- Provide risk and compliance advice in respect of existing and new regulatory requirements and to assess the potential impact
- Lead and supervise subordinates to effectively discharge their assignments
- Handle enquiries from regulators on compliance matters
- University graduate / professional qualification, preferably in business, accounting, law, finance or related disciplines
- Preferable over 5 years experience in audit or compliance field cover the following:
- At least 3 years in supervisory level;
- Good understanding of the operations of pension and trust businesses and the relevant regulatory requirements including but not limited to AML, CRS, and FATCA;
- Strong communication and analytical skills;
- Self-motivated, independent and good working attitude
- Excellent command of both spoken and written English and Chinese
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Risk and Compliance Manager - Hong Kong, 香港 - The Bank of East Asia
描述
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Responsibilities
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