- Foster a culture of compliance by collaborating proactively with various departments and compliance professionals to ensure adherence to laws, regulations, and internal policies
- Implement issue escalation protocols, monitor business activities, and update procedures
- Act as regulatory coordinator for specific regulations
- Advise and support assurance teams on Regulatory Compliance matters
- Support the Group's Regulatory Compliance strategy by identifying emerging issues and trends
- Analyze and advise on regulatory change, drive execution of Regulatory Compliance work streams, and ensure alignment with Global Standards
- Establish procedures for compliance at Hang Seng Investment Management Limited (HSVM) to manage operational risk
- University degree or professional qualification in Law, Finance, Accounting, or Business
- Minimum of 3 years of relevant experience in regulatory compliance
- Strong communication and interpersonal skills, with experience working with executives
- Ability to develop practical solutions to complex issues
- Experience in regulatory matters and interaction with Regulators
- Ability to analyze information and provide concise summaries for management
- Experience in a matrixed environment and international reporting
- Ownership mindset and focus on efficient customer service
- Ability to lead change and collaborate globally within the organization
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Compliance Manager - Hong Kong, 香港 - Hang Seng Bank Limited
描述
Job Description
A Career with Hang Seng Bank
Hang Seng is dedicated to providing excellent service. Our team members are crucial assets and play a key role in our continuous efforts to enhance customer satisfaction and deliver top-notch products and services. We aim to attract top talent by offering a vibrant work environment, great opportunities for career growth, and competitive compensation packages.
Hang Seng Investment Management Limited
Established in 1993, Hang Seng Investment Management Limited ("HSVM") is a wholly-owned subsidiary of Hang Seng Bank Limited and is a leading asset management company native to Hong Kong. Specializing in Hong Kong and China markets, HSVM is dedicated to providing a wide range of investment products to retail and institutional investors, including ETFs, index tracking funds, equities, fixed income funds, retirement funds, as well as institutional and corporate portfolios.
We are currently looking for a skilled professional to join our team as a Compliance Manager.
Principal Responsibilities
Requirements
Explore opportunities at Hang Seng Hong Kong by visiting our Career Page and joining our Talent Community for the latest updates on job openings.
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