- Provide advisory services to business units regarding regulatory compliance issues on investment or insurance products/ services
- Participate and assist in regulatory compliance-related projects, initiatives and system launch / enhancement
- Review policies and procedures, compliance manuals etc. in accordance with the relevant laws and regulations relating to investment or insurance
- Conduct compliance training for staff in accordance with local regulations and the Bank's policies and training objectives
- Degree holder or above in Law, Banking and Finance, Accounting or related disciplines
- At least 3 years' experience in legal and regulatory compliance, preferably in banking, financial sectors or regulatory bodies
- Sound knowledge in investment or insurance products, regulatory requirements and the market practices
- Good analytical, interpersonal and communication skills with flexibility and adaptability to changes
- Good command of both written and spoken English and Chinese (including Mandarin)
- Proficiency in using Microsoft office
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Compliance Manager 合規經理
发现在: Talent HK A C2 - 2天前
China Re Asset Management (Hong Kong) Company Limited Hong Kong, 香港 全职Job Description 崗位描述 · 根據香港證監會要求,持續落實公司合規相關工作,識別和評估相關合規風險,確保公司業務符合香港監管要求; · 協助公司牌照和個人牌照的申請(即負責人員及代表); · 安排持續的專業培訓課程,並保持CPT記錄; · 定期審查和更新客戶接受政策和客戶識別程式; · 執行KYC盡職調查,並形成風險分析; · 定期向總部草擬合規報告; · 使用最新的監管規則和指南更新內部合規手冊; · 配合部門主管完成合規相關工作; · 完成領導交辦的其他工作。 · Requirement 崗位要求 · 法律、會計、金融專業本科及以上學 ...
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Compliance Manager
发现在: Talent HK A C2 - 3天前
Hang Seng Bank Limited Hong Kong, 香港 全职Job description · A Career with Hang Seng Bank · Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services. We ...
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Compliance Manager
发现在: Talent HK A C2 - 4天前
Bank Of China (Hong Kong) Limited Hong Kong, 香港 全职ResponsibilitiesAssist Team Head to manage a team to provide compliance advice and support for the Bank's general compliance and related matters, in particular to the Bank's middle and back office operations · Maintain, review and update internal policies and procedures, complian ...
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Compliance manager
发现在: Talent HK A C2 - 4天前
Larson Maddox Hong Kong, 香港 全职Compliance Manager - Chinese Securities · Responsibilities: · Reporting to Head of Compliance · Provide compliance advisory on FICC products within a Chinese security house or retail brokerage. · Ensure adherence to regulatory requirements and guidelines. · Develop and update com ...
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Compliance Manager
发现在: Talent HK A C2 - 4天前
JNL Consulting Limited Hong Kong, 香港 全职As a Compliance Manager, you will be responsible for the following:- · Work closely with Subject Matter Experts to manage new and existing compliance policy drafting · Consolidate feedbacks from various internal stakeholders and incorporate changes into a standardized policy form ...
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Compliance Manager
发现在: Talent HK A C2 - 3天前
Bank Of China (Hong Kong) Limited Hong Kong, 香港 全职Responsibilities: Provide advisory services to business units (including retail banking, corporate banking and global markets) regarding regulatory compliance issues on new products/ services and business propositions · Participate and assist in regulatory compliance-related pro ...
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Compliance Manager
发现在: Talent HK C2 - 4天前
Rapyd Hong Kong, 香港 全职Responsibilities · : Take a leadership role in shaping, implementing, and refining our organization's compliance program to align with regulatory mandates and company objectives. · Maintain an in-depth understanding of industry regulations, laws, and standards, providing expert ...
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Compliance Manager
发现在: Talent HK C2 - 3天前
HSBC Hong Kong, 香港 Permanent - 全职A Career with Hang Seng Bank · Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services. We seek to attract hig ...
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Compliance Manager
发现在: Talent HK C2 - 5天前
The Bank of East Asia Hong Kong, 香港 全职Responsibilities · Prepare annual compliance review plan · Conduct compliance reviews and self-assessments · Prepare regular management reports on compliance updates and issues · Provide recommendations to strengthen the Bank's control framework and follow up the implementation ...
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Compliance Risk Manager
发现在: Talent HK A C2 - 1天前
Bank Of China (Hong Kong) Limited Hong Kong, 香港 全职Responsibilities:Formulate and update compliance risk and KYC policies and procedures in light of the latest regulatory requirements and market practices · Provide advice to frontline and other relevant units on compliance risk and KYC related matters · Conduct and improve transa ...
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Senior Compliance Manager
发现在: Talent HK A C2 - 4天前
Eclipse Trading Hong Kong, 香港 全职Senior Compliance Manager · Eclipse Trading is one of Asia's leading proprietary trading firms. Founded in 2007, we have over 120 employees across three office locations – Hong Kong (our HQ), Sydney, and Shanghai. Our trading expertise and strategies are deployed across several A ...
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Senior Compliance Manager
发现在: Talent HK A C2 - 3天前
Bank Of China (Hong Kong) Limited Hong Kong, 香港 全职Responsibilities:Provide advice to the business units regarding regulatory compliance issues on general banking products/ services (including deposit, loans, credit cards, fintech projects) and business propositions · Assist the business units in evaluating the risk involved in a ...
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Assistant Manager, Compliance
发现在: Talent HK A C2 - 4天前
Valuable Capital Limited Hong Kong, 香港 全职Responsibilities: · Handle SFC licensing matters including but not limited to delisting or relisting applications; · Perform compliance control and monitoring programs including but not limited to control room, AML checking, and trade surveillance; · Handle the third-party and VI ...
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Compliance, Senior Manager/ Manager
发现在: Talent HK A C2 - 3天前
Omni Group Asia Ltd. Hong Kong, 香港 全职Responsibilities · Responsible for regulatory compliance matters pertaining to insurance product offerings, sales, and distribution. · Develop and oversee robust compliance programs that effectively address market conduct, regulatory requirements, and internal policies. · Ensure ...
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IT Policy and Compliance Manager
发现在: One Red Cent Asia eFC C2 - 5天前
China Construction Bank (Asia) Corporation Limited Hong Kong, 香港 全职Main Responsibilities · - Responsible for acting as the project manager in coordinating and supporting internal and external audit engagements (e.g. external engagements includes but not limited to regulatory compliance projects such as independent assessments, PCI-DSS, SWIFT CS ...
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Manager, Business Compliance
发现在: Talent HK A C2 - 1天前
Dah Sing Financial Group Hong Kong, 香港 全职About Dah Sing Group · The Dah Sing Group is a leading financial services group in Hong Kong offering banking, insurance, financial and other related services through its growing network of over 70 branches in Hong Kong, Macau and Mainland China. · Our currency is caring, teamw ...
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Compliance Manager/Senior Manager
发现在: Talent HK A C2 - 5天前
X-Giants International Hong Kong Limited Hong Kong, 香港 全职Compliance Manager/Senior Manager · Responsibilities: · Compliance Policy and Procedures: Develop and update the company's compliance policies and procedures to ensure business activities comply with national and regional financial regulatory laws. · Regulatory Agency Communicati ...
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Assistant Manager, Compliance
发现在: Talent HK A C2 - 3天前
Dah Sing Financial Group Hong Kong, 香港 全职About Dah Sing Group · The Dah Sing Group is a leading financial services group in Hong Kong offering banking, insurance, financial and other related services through its growing network of over 70 branches in Hong Kong, Macau and Mainland China. · Our currency is caring, teamw ...
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Senior Compliance Manager
发现在: Talent HK C2 - 4天前
Eclipse Trading Hong Kong, 香港Senior Compliance Manager · Eclipse Trading is one of Asia's leading proprietary trading firms. Founded in 2007, we have over 120 employees across three office locations – Hong Kong (our HQ), Sydney, and Shanghai. Our trading expertise and strategies are deployed across sever ...
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Senior Manager, Compliance
发现在: Talent HK C2 - 6天前
Prudential plc Hong Kong, 香港 全职Prudential's purpose is to be partners for every life and protectors for every future. Our purpose encourages everything we do by creating a culture in which diversity is celebrated and inclusion assured, for our people, customers, and partners. We provide a platform for our peop ...
Compliance Manager - Hong Kong, 香港 - Bank Of China (Hong Kong) Limited
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