- Responsible for the group compliance management, organize, coordinate and implement the strategy of the group compliance and risk management.
- Reporting, writing and drafting general materials according to the departmental responsibilities and meeting requirements
- Responsible for information transmission between Headquarter and internal parties of the bank and report for the compliance management issues
- Perform other duties as assigned
- University graduate with major in Economic, Finance, Legal or relevant disciplines. Candidates with higher level of education & Mainland China exposure are preferable
- Minimum 3 years of relevant work experience in banking and finance industry
- Able to work independently as well as a good team player
- Strong interpersonal, communication and problem solving skills
- Good command of written & spoken Chinese and English
- Proficiency in Putonghua is much preferable
- Candidates with more experience will be considered as Manager
-
EY Hong Kong, 香港The Opportunity · Our tax service revolves around helping EY clients effectively manage their tax obligations proactively and responsibly. As part of a team of 35,000 tax professionals across the globe in 150 countries, you will advise clients on planning, compliance and report ...
-
Micro Connect (H.K.) Investments Limited Hong Kong, 香港 全职Job Overview: Providing support to the General Counsel Office (legal, compliance and risk functions). · We are seeking a highly organized and detail-oriented Secretary to join the General Counsel Office. The candidate will play a crucial role in supporting the legal, compliance a ...
-
Bank Of China (Hong Kong) Limited Hong Kong, 香港 全职Responsibilities:Conduct risk monitoring, control and compliance risk assessments of money market and capital market dealers activities. · Oversight risk monitoring and control on Southeast Asian institutions. · Work with development team and vendor for digitalized project to str ...
-
Bank Of China (Hong Kong) Limited Hong Kong, 香港 全职Responsibilities:Formulate and update compliance risk and KYC policies and procedures in light of the latest regulatory requirements and market practices · Provide advice to frontline and other relevant units on compliance risk and KYC related matters · Conduct and improve transa ...
-
Valuable Capital Limited Hong Kong, 香港 全职Responsibilities: · Handle SFC licensing matters including but not limited to delisting or relisting applications; · Perform compliance control and monitoring programs including but not limited to control room, AML checking, and trade surveillance; · Handle the third-party and VI ...
-
ConnectedGroup Limited Hong Kong, 香港 全职Our client, an esteemed Regional Corporate Bank, is looking for an AVP to join their compliance assurance and reports to the Head of Compliance Assurance. · Responsibilities: · Conduct effective, objective, risk-based compliance monitoring activities pursuant to the annual Compli ...
-
Compliance Officer
13小时前
Micro Connect (H.K.) Investments Limited Hong Kong, 香港 全职Report to General Counsel of Micro Connect Group and assist GC to look after group compliance matters · Help group manage risks and avoid lawsuits by ensuring business operations are performed in compliance with laws and local regulations · Develop company policies, create metric ...
-
Omni Group Asia Ltd. Hong Kong, 香港 全职Responsibilities · Develop and maintain a comprehensive AML/CFT program in accordance with applicable laws, regulations, and international standards. · Lead and manage a team of AML/CFT professionals, providing guidance, training, and support to ensure a strong culture of complia ...
-
Omni Group Asia Ltd. Hong Kong, 香港 全职Responsibilities · Responsible for regulatory compliance matters pertaining to insurance product offerings, sales, and distribution. · Develop and oversee robust compliance programs that effectively address market conduct, regulatory requirements, and internal policies. · Ensure ...
-
Senior Officer
13小时前
China Construction Bank (Asia) Corporation Limited Hong Kong, 香港 全职Main Responsibilities · - Deliver value-added HR services on people administration, compensation & benefits services, bankwide registration for associates, on-boarding and termination processes, background screening for new hires/ associates, visa administration etc. · - Execut ...
-
One Arrow Consulting Hong Kong, 香港 全职Job Responsibilities: · Handle financial reporting for the asset management business, including PE funds, structured finance products, and stand-alone funds. · Prepare quarterly and yearly fund reports for assigned funds. · Coordinate the preparation of capital call and distribut ...
-
One Arrow Consulting Hong Kong, 香港 全职Responsibilities · Coordinate with internal and external counterparts, including fund administrators, brokers, custodians, auditors, and legal/compliance consultants. · Assist in handling fund operations tasks and daily issues, such as trade bookings and NAV reconciliation. · Sup ...
-
Executive Access Hong Kong, 香港 全职Job Description: · With the continued growth of our business, our client is looking for an Operations Officer to join our Investment Services team. · Responsibilities include: · • Assist with daily fund operations, including but not limited to trade captures, settlements, corpora ...
-
Morgan McKinley Hong Kong, 香港 全职A top-tier global bank is looking for a source of wealth analyst to join their private banking arm to help review high risk accounts · ResponsibilitiesReview and analyze account profiles to identify gaps in source of wealth information · Analyze data, perform sanity check and w ...
-
JobsLab Hong Kong, 香港 全职Responsibilities include: · Assist with daily fund operations, including but not limited to trade captures, settlements, corporate action processing, cash and position reconciliations, fee payments. · Assist with fund accounting responsibilities, including but not limited to ass ...
-
PER, Private Equity Recruitment Hong Kong, 香港 全职About our client · Our client is one of the top global private equity buyout investors with offices throughout Asia Pacific, Europe and the US. What the job involves Prepare and oversee the Asia budget, liaise with key stakeholders, and monitor spending for each Asia office · Le ...
-
Industrial and Commercial Bank of China (Asia) Limited Hong Kong, 香港 全职Job responsibilitiesPerform oversight on operation of trustee or fund administrator and delegated service generally, including performing regular review/control testing in relation to the trustee/fund administration business in accordance with internal policies and applicable reg ...
-
Administrative Assistant
13小时前
Morgan McKinley Hong Kong, 香港 全职Responsibilities · Provides administrative support to ensure efficient and smooth office operations and effective coordination of events · Maintains Admin/HR physical and digital filing systems to ensure data accuracy and records are up-to-date · Coordinates logistics for meeting ...
-
Noah International 諾亞國際 Hong Kong, 香港 全职Responsibilities: · Handle the formation of Hong Kong and offshore companies · Handle opening of bank account for Hong Kong and offshore companies · Assist in preparing annual compliance documents for Hong Kong companies like Annual Return and Annual General Meeting · Handle ann ...
-
KYC Assistant Manager
13小时前
ALL-STAR AGENCY Hong Kong, 香港 全职Responsibilities · Conduct thorough assessments and provide expert guidance on Know-Your-Customers (KYC) and Anti-Money Laundering (AML) matters within the department, including initial documentation review from Relationship Managers (RMs) and facilitating subsequent processing. ...
Assistant Manager, Group Compliance and Administration - Hong Kong, 香港 - Industrial and Commercial Bank of China (Asia) Limited
 Investments Limited&v=024){kind=logo}
