- Conduct risk monitoring, control and compliance risk assessments of money market and capital market dealers activities.
- Oversight risk monitoring and control on Southeast Asian institutions.
- Work with development team and vendor for digitalized project to streamline workflow and conduct data asset management.
- Prepare MIS reports on portfolio exposure regularly.
- Perform strategic planning, financial budgeting, cost management control and performance measurement.
- Perform credit administration duties.
- Conduct ad-hoc projects as assigned.
- Degree holder in Accounting, Business Administration, Finance, Risk Management, Statistics, Information Science or related disciplines
- At least 8 years of experience in control, risk management, compliance, audit, strategic planning and budgeting or related disciplines
- Excellent problem-solving skill, analytical skill, detail-minded, self-motivated and able to work under pressure of meeting deadlines
- Proficiency in computer applications such as Bloomberg, MS Excel, VBA and in spoken & written Chinese (including Mandarin) & English
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Dah Sing Financial Group Hong Kong, 香港 全职About Dah Sing Group · The Dah Sing Group is a leading financial services group in Hong Kong offering banking, insurance, financial and other related services through its growing network of over 70 branches in Hong Kong, Macau and Mainland China. · Our currency is caring, teamw ...
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Dah Sing Bank Hong Kong, 香港Main Responsibilities: · To conduct selected CDD review, checking, acting as AML/CFT advisor for marketing staff and provide consultancy role on CDD handling; · The review includes but is not limited to the adherence to the internal policies for customer due diligence, the opera ...
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Bank Of China (Hong Kong) Limited Hong Kong, 香港 全职Responsibilities:Act as first line of defense to conduct AML and investment/banking related transaction monitoring and business review to ensure adherence to internal/external requirements, identify possible compliance/operational risks/breaches, prepare management report(s) and ...
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Citi Hong Kong, 香港 全职Shape your Career with Citi · Citi Global Wealth (CGW) brings together the full power of Citi to serve the entire continuum of wealth clients, from affluent to ultra-high net worth to family offices. · Citi provides programs and services for your physical and mental well-being ...
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Bank Of China (Hong Kong) Limited Hong Kong, 香港 全职ResponsibilitiesAct as first line of defense to review and advise business on control matters, conduct transaction monitoring and business review to ensure adherence to internal/external requirements, identify possible compliance/operational risks/breaches, prepare management rep ...
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Bank Of China (Hong Kong) Limited Hong Kong, 香港 全职Key Responsibilities:Assisting the team to prepare/review the company's risk management policies, anti-money laundering policies, compliance policies, procedures and work guidelines, and prepare staff training materials · Assisting the team to deal with daily operations, complian ...
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Citi Hong Kong, 香港 全职At Citi , we get to connect millions of people across hundreds of cities and countries every day. And we've been doing it for more than 200 years. We do this through our unparalleled global network. We provide a broad range of financial services and products to our clients – whe ...
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AIA International Limited. Hong Kong, 香港 全职FIND YOUR 'BETTER' AT AIA · We don't simply believe in being 'The Best'. We believe in better - because there's no limit to how far 'better' can take us. · We believe in empowering every one of our people to find their 'better' - in the work they do, the career they build, the ...
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Noah International 諾亞國際 Hong Kong, 香港 全职Scope of Responsibilities: · To design and implement compliance programs to address market conduct, meet regulatory requirements and internal policies on sales compliance, conduct risk and personal data privacy · Providing compliance advice to business units to ensure business in ...
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TalentQuest HR Limited Hong Kong, 香港 全职Key responsibilities · Responsible for leading the Investment & Insurance Compliance to coordinate and follow up on the latest regulatory requirements and provide compliance related advice to business units. · Take part in following up on regular requests and enquiries raised by ...
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AIA International Limited. Hong Kong, 香港 全职FIND YOUR 'BETTER' AT AIA · We don't simply believe in being 'The Best'. We believe in better - because there's no limit to how far 'better' can take us. · We believe in empowering every one of our people to find their 'better' - in the work they do, the career they build, the ...
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X-Giants International Hong Kong Limited Hong Kong, 香港 全职Compliance Manager/Senior Manager · Responsibilities: · Compliance Policy and Procedures: Develop and update the company's compliance policies and procedures to ensure business activities comply with national and regional financial regulatory laws. · Regulatory Agency Communicati ...
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Bank Of China (Hong Kong) Limited Hong Kong, 香港 全职Responsibilities:Provide advice to the business units regarding regulatory compliance issues on general banking products/ services (including deposit, loans, credit cards, fintech projects) and business propositions · Assist the business units in evaluating the risk involved in a ...
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Pure Hong Kong Hong Kong, 香港 全职The Company · Our client is a top tier private bank, with strong presences in Asia, with a long history and established compliance team and culture in HK. As a part of their growing HK Compliance Team, they are now looking for a smart, stable and driven compliance professional to ...
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Head of Compliance
7小时前
Trinity Search Limited Hong Kong, 香港 全职Responsibilities · Oversee policies and controls designed to ensure compliance on regulatory requirements listed by Hong Kong Securities and Futures Commission (SFC). · Conduct periodic internal reviews or audits to ensure that compliance procedures are followed. · Conduct KYC/A ...
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HARBRIDGE PARTNERS Hong Kong, 香港 全职VP/ Associate Director, AML Compliance – Equities/ Securities · Team Lead, Trade Surveillance & AML Monitoring · Location: Hong Kong · Main Duties and Responsibilities: · Covering and manging the team for AML/CTF, Trade Surveillance/ Monitoring and FATCA/CRS · Provide AML/CTF gu ...
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Hang Seng Bank Limited Hong Kong, 香港 全职Job description · A Career with Hang Seng Bank · Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services. We ...
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Omni Group Asia Ltd. Hong Kong, 香港 全职Responsibilities · Responsible for regulatory compliance matters pertaining to insurance product offerings, sales, and distribution. · Develop and oversee robust compliance programs that effectively address market conduct, regulatory requirements, and internal policies. · Ensure ...
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Ashford Benjamin Ltd Hong Kong, 香港 全职Responsibilities: · Implement compliance framework, policies and procedures across all business lines · Conduct regular compliance risk assessments, execute the compliance monitoring plan, data analytic, and the related issues analysis, remediation and reporting to ensure adheren ...
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AIA International Limited. Hong Kong, 香港 全职At AIA we've started an exciting movement to create a healthier, more sustainable future for everyone. · It's about finding new ways to not only better people's lives, but to better the communities and environments we live in. And we build on this every day with our ambition to ...
Business Compliance - Hong Kong, 香港 - Bank Of China (Hong Kong) Limited
