- To design and implement compliance programs to address market conduct, meet regulatory requirements and internal policies on sales compliance, conduct risk and personal data privacy
- Providing compliance advice to business units to ensure business initiatives are in accordance with relevant regulatory requirements
- Liaising and responding to Insurance Authority and other regulatory authorities on compliance related matter
- Implementing and reviewing compliance policies to ensure that processes are compliant with current regulatory requirements
- Identifying potential compliance risk via conducting compliance risk assessment and recommending actions plans to mitigate such risk
- Keeping abreast of the latest regulatory updates and changes to stakeholders and business units
- To take part in compliance projects like system enhancement, policy review, enhance compliance monitoring and reviewing business processes
- Degree holder, preferably in the disciplines of Accounting / Finance / Law
- Minimum 5 years or above experience in compliance from renowned life insurance companies or other relevant institutions
- Familiar with regulatory requirements by the Insurance Authority and other relevant regulators
- Strong leadership, communication, negotiation and presentation skills with experience in working with executive level
- Good command of written and spoken English and Chinese
-
Ashford Benjamin Ltd Hong Kong, 香港 全职Responsibilities: · Responsible for oversight and implementation of regulatory compliance, trading compliance program, policies and procedures · Liaise with regulators on handling licensing, inquiries and inspections · Provide guidance, advice and training · Execute compliance mo ...
-
Rapyd Hong Kong, 香港 全职Responsibilities · : Perform EDD for high risk merchants whilst ensuring timeliness, accuracy and completeness. · Perform compliance review on escalations by 1LOD. · Provide support to the MLRO for regulatory reporting, management reporting which includes project scoping, data e ...
-
Jane Street Hong Kong, 香港 全职About the Position · We are looking for an Employee Compliance Specialist to be the main point of contact in administering various employee compliance requirements in our Hong Kong office. Our team is growing, and your participation will significantly shape this role and our team ...
-
DARMAX GLOBAL Hong Kong, 香港 全职Responsibilities: · - General compliance responsibilities i.e. investment compliance, regulatory reporting & control, marketing materials review, provide compliance advisory to business, licensing etc · - Conduct KYC/ AML reivew on clients/ vendors · - Liasie with regulatory bod ...
-
Bloomberg Hong Kong, 香港 全职Bloomberg provides the power of information and technology to bring clarity to a complex world. A global financial information and news leader that provides influential decision makers a critical edge by connecting them to a dynamic network of information, people, and ideas. The ...
-
Bloomberg Hong Kong, 香港Trade Compliance Specialist, Hong Kong · Hong Kong · Posted Feb 21, Requisition No · Bloomberg provides the power of information and technology to bring clarity to a complex world. A global financial information and news leader that provides influential decision makers a criti ...
-
HARBRIDGE PARTNERS Hong Kong, 香港 全职Company / Vacancy Background · Pan-Asia Recruitment Executive Search firm, established 12+ years, seeking experienced Trading, Data Science & Quants Recruitment/ Executive Search Consultants (Banking, Financial Services or IT/ Technology sectors). · We work at all levels, from A ...
-
Bovill Hong Kong, 香港 全职Bovill is a global financial services regulatory consultancy with offices in London, Singapore, Hong Kong, and the Americas. We work with clients internationally on every element of regulation. We help firms build projects to respond to significant regulatory change or give them ...
-
Manager, AML
1周前
ZA Bank Hong Kong, 香港 全职We are looking for an experienced and knowledgeable AML Manager (Governance and Assurance) to join our growing compliance team. The ideal candidate should have a strong background in AML/CFT regulations and will be responsible for supporting the AML governance and assurance funct ...
-
Unicorn Advisor (HK) Limited Hong Kong, 香港 全职Key Responsibilities: · Act as insurance brokerage Responsible Officer and be familiar with insurance brokerage license regulated activities · Act as insurance product specialist to provide insurance product recommendation and insurance plan solutions according to client need · C ...
-
Hudson Hong Kong Hong Kong, 香港 全职Responsibilities: · Build and maintain strong relationships with blue-chips / state-owned enterprises (SOEs) in the global banking segment. · Act as the primary point of contact for assigned clients, ensuring effective communication and understanding of their financial goals and ...
-
Tangspac Hong Kong, 香港 全职Responsibilities: · Assist KYC/AML activities associated with new account opening, periodic CDD reviews, trigger event CDD reviews of existing accounts and name screening in full compliance with policy and regulatory requirements. · Plan and deliver KYC/AML related projects and s ...
-
AIA International Limited. Hong Kong, 香港 全职FIND YOUR 'BETTER' AT AIA · We don't simply believe in being 'The Best'. We believe in better - because there's no limit to how far 'better' can take us. · We believe in empowering every one of our people to find their 'better' - in the work they do, the career they build, the ...
-
Third Bridge (Hong Kong) Limited Hong Kong, 香港 全职Company Description · Third Bridge is a market-leading investment research firm. We provide integrated solutions for the world's top investors and business leaders to help them make smarter and faster decisions. No other company in the world provides the same holistic investment ...
-
KPMG China Hong Kong, 香港 全职Overview · At KPMG, we lead the way in tax technical excellence, quality and integrity. With our in-depth knowledge of tax laws and practice, and our extensive experience in international tax work, we offer a wide range of tax compliance and advisory services. Our Hong Kong Tax t ...
-
China CITIC Bank International Limited Hong Kong, 香港 全职Key Accountabilities: · Provide regular update in AML and regulatory control to management and prepare for the related reporting materials · Keep abreast of regulatory developments and perform gap analysis where necessary. Act as key liaison officer with business units and suppo ...
-
Hang Seng Bank Limited Hong Kong, 香港 全职Job description · A Career with Hang Seng Bank · Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services. We ...
-
Dah Sing Financial Group Hong Kong, 香港 全职About Dah Sing Group · The Dah Sing Group is a leading financial services group in Hong Kong offering banking, insurance, financial and other related services through its growing network of over 70 branches in Hong Kong, Macau and Mainland China. · Our currency is caring, teamw ...
-
Dah Sing Financial Group Hong Kong, 香港 全职About Dah Sing Group · The Dah Sing Group is a leading financial services group in Hong Kong offering banking, insurance, financial and other related services through its growing network of over 70 branches in Hong Kong, Macau and Mainland China. · Our currency is caring, teamwor ...
-
Wells Fargo Hong Kong, 香港 全职About this role: · Wells Fargo is seeking a Senior Business Relationship Support Specialist- Client Service Officer to join our growing team supporting Hong Kong/Taiwan/Japan market. Learn more about the career areas and lines of business at · In this role, you will:Support co ...
Insurance Compliance Specialist - Hong Kong, 香港 - Noah International 諾亞國際
描述
Scope of Responsibilities:
Skills & Qualifications:
 Limited&v=024){kind=logo}
