- Assisting the team to prepare/review the company's risk management policies, anti-money laundering policies, compliance policies, procedures and work guidelines, and prepare staff training materials
- Assisting the team to deal with daily operations, compliance-related, operational risk and anti-money laundering monitoring reports, etc.
- Coordinate with the introduction of new policies/projects of the Group, and work closely with relevant front-line unit
- Conduct execution of business inspection work, and review the client on-boarding due diligence documents, employees' transaction records and licenses, etc. Monitor abnormal situations from daily operations and respond in time, early warning monitoring for risk prevention
- Handle and response to inspections, reports and inquiries from regulators of compliance work
- Assist in formulating Anti-Money Laundering Compliance checks and implementing related inspections, identifying weak links in control, and proposing and implementing improvement suggestions
- Perform ad hoc tasks and projects as assigned
- Degree or above with major in Finance, Risk Management, Law or related disciplines
- At least 2 years relevant experience, preferably in asset management or banking industry
- Good understanding and knowledge of economy, law, finance, financial management, and be familiar with economic and financial laws and regulations and policies
- Good communication skills, good comprehensive analysis, coordination and negotiation ability
- Good command of spoken and written English, Mandarin and Cantonese
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Nityo Infotech Hong Kong, 香港Production Control Manager Experience Required · 5 - 6 Years · Industry Type · IT · Employment Type · Permanent · Location · Hong Kong · ...
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HSBC Hong Kong, 香港 Permanent - 全职A Career with Hang Seng Bank · Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services. We seek to attract high- ...
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HSBC Hong Kong, 香港 Permanent - 全职A Career with Hang Seng Bank · Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services. We seek to attract high- ...
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Hang Seng Bank Limited Hong Kong, 香港 全职Job description · A Career with Hang Seng Bank · Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services. We s ...
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Morgan McKinley Hong Kong, 香港 全职About The Role As a Senior Manager, Third-Party Risk Management & Outsourcing Governance, you will be responsible for development and deployment of group policy for third party risk and performance m · About The Role · As a Senior Manager, Third-Party Risk Management & Outsourci ...
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Dah Sing Financial Group Hong Kong, 香港 全职Job Purpose: · To ensure all Business Banking and Direct Channels Department operation processes are fully complied with the regulations and standard set by the Bank and regulator. · Acts as an account manager and provides support to operation risk and compliance reporting and mo ...
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Dah Sing Financial Group Hong Kong, 香港 全职About Dah Sing Group · The Dah Sing Group is a leading financial services group in Hong Kong offering banking, insurance, financial and other related services through its growing network of over 70 branches in Hong Kong, Macau and Mainland China. · Our currency is caring, teamw ...
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HSBC Hong Kong, 香港 Permanent - 全职A Career with Hang Seng Bank · Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services. We seek to attract high ...
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West Kowloon Hong Kong, 香港 全职The West Kowloon Cultural District Authority welcomes exceptional talent with a passion to realise the vision and mission of making the West Kowloon Cultural District a prime local and international destination for arts, culture and entertainment. · Reporting to the Chief Manager ...
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Louis Vuitton Malletier Hong Kong, 香港 Permanent JobPosition · DUTIES & RESPONSIBILITIES: · Retail Operation Control and Financial Review · Prepare and analyses Macau management reports (weekly sales report, P&L actual, expense reports, etc) · Partner with accounting team on actual monthly process - provide monthly accruals, co ...
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China CITIC Bank International Limited Hong Kong, 香港 全职Key Accountabilities: · Provide regular update in AML and regulatory control to management and prepare for the related reporting materials · Keep abreast of regulatory developments and perform gap analysis where necessary. Act as key liaison officer with business units and suppo ...
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Hang Seng Bank Limited Hong Kong, 香港 全职Job description · A Career with Hang Seng Bank · Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services. We s ...
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China CITIC Bank International Limited Hong Kong, 香港 全职Responsibilities: · Monitor and lead the team to perform daily controls of market risk and fair value functions of the Bank; · Ensure an efficient control and risk management framework on treasury business activities, align control measures with regulatory requirements and intern ...
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HSBC Hong Kong, 香港 Permanent - 全职A Career with Hang Seng Bank · Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services.We seek to attract high- ...
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Hong Kong Exchanges and Clearing Limited Hong Kong, 香港 全职Company Introduction: · We're home to Asia's most dynamic and vibrant capital markets. · Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every ...
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Morgan Stanley Hong Kong, 香港 全职About the Firm · Morgan Stanley (NYSE: MS) is a leading global financial services firm providing a wide range of investment banking, securities, wealth management and investment management services. With offices in 42 countries, the firm's employees serve clients worldwide incl ...
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Morgan Stanley Hong Kong, 香港Asia Wealth Management, Business Control Unit Risk Manager - Vice President Job Number: · Posting Date · :Apr 19, 2024 Primary Location · :Non-Japan Asia-Hong Kong-Hong Kong-Hong Kong Job · :Private BankingEmployment Type:Full TimeJob Level:Vice President Description ...
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Citi Hong Kong, 香港 全职At Citi, we get to connect millions of people across hundreds of cities and countries every day. And we've been doing it for more than 200 years. We do this through our unparalleled global network. We provide a broad range of financial services and products to our clients - wheth ...
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Citi Hong Kong, 香港 全职At Citi , we get to connect millions of people across hundreds of cities and countries every day. And we've been doing it for more than 200 years. We do this through our unparalleled global network. We provide a broad range of financial services and products to our clients – whe ...
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11112 Citibank, N.A. Singapore Hong Kong, 香港 全职At Citi , we get to connect millions of people across hundreds of cities and countries every day. And we've been doing it for more than 200 years. We do this through our unparalleled global network. We provide a broad range of financial services and products to our clients – whe ...
Assistant /Deputy Business Compliance & Risk Control Manager (AMC-Compliance & AML related) - Hong Kong, 香港 - Bank Of China (Hong Kong) Limited
