- Develop and maintain a comprehensive AML/CFT program in accordance with applicable laws, regulations, and international standards.
- Lead and manage a team of AML/CFT professionals, providing guidance, training, and support to ensure a strong culture of compliance within the organization.
- Monitor and assess the organization's compliance with AML/CFT regulations, identify gaps, and recommend appropriate remedial actions.
- Provide expert advice and guidance to all business units on AML/CFT matters, ensuring a consistent understanding and application of compliance requirements.
- Conduct risk assessments to identify potential vulnerabilities and implement appropriate measures to mitigate and manage AML/CFT risks.
- Oversee the monitoring and surveillance of transactions, customer due diligence, and suspicious activity reporting processes to detect and prevent potential financial crimes.
- Coordinate and respond to regulatory inquiries and examinations related to AML/CFT compliance.
- Possess a Bachelor's degree in Law, Risk Management, Business Administration, or a related field.
- Possess a minimum of 7 years of relevant experience in the field of life insurance compliance.
- Familiar with the insurance regulatory framework of Insurance Authority and Securities and Futures Ordinance
- Proficient in both spoken and written English, as well as Chinese (Cantonese and Mandarin) languages.
- In-depth knowledge of insurance regulations and industry best practices.
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Manager, AML
18分钟前
ZA Bank Hong Kong, 香港 全职We are looking for an experienced and knowledgeable AML Manager (Governance and Assurance) to join our growing compliance team. The ideal candidate should have a strong background in AML/CFT regulations and will be responsible for supporting the AML governance and assurance funct ...
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AML Manager
6天前
Bank Of China (Hong Kong) Limited Hong Kong, 香港 全职Responsibilities: Formulate and update AML/CTF policies and procedures in light of the latest regulatory requirements and market practices · Provide advice to frontline and other relevant units on AML related matters · Perform institutional ML/TF risk assessment periodically fo ...
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Bank Of China (Hong Kong) Limited Hong Kong, 香港 全职Responsibilities:Conduct fraud risk assessment on new products and services · Perform investigation of fraud cases · Review and draft related policies, annual plans, operating or working procedures / manuals · Perform data analysis and prepare intelligence reports / circulars for ...
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Randstad Hong Kong Central and Western District, 香港 全职about the company. · Our client is a regional bank with a primary focus on corporate banking in the Hong Kong marketabout the team. · As part of this opportunity, you will be joining the AML team, which consists of 4 staff members. In this role, you will report directly to the Te ...
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AML Compliance Manager
17分钟前
The Bank of East Asia Hong Kong, 香港 全职Responsibilities · Review and comment on the Bank's manuals, policies and guidelines from an AML/CFT/Sanctions perspective · Perform AML/CFT/Sanctions functions on an on-going basis, including on-going monitoring, regular accounts/transactions review · Conduct process, control a ...
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China CITIC Bank International Limited Hong Kong, 香港 全职Key Accountabilities: · Provide regular update in AML and regulatory control to management and prepare for the related reporting materials · Keep abreast of regulatory developments and perform gap analysis where necessary. Act as key liaison officer with business units and suppo ...
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United Overseas Bank Hong Kong, 香港 全职Manager, AML/KYC, Client Fulfillment & Services · Posting Date: 14-May-2023 Location: Hong Kong · Company: UOB Hong Kong About UOB · United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries a ...
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The Bank of East Asia Hong Kong, 香港 全职Responsibilities · To be a team member of Retail Risk and Compliance Department · Perform daily operations and processes of all channels that are executed in compliance with the Bank's Anti-Money Laundering ("AML") policy and guidelines · Conduct customer accounts review and tra ...
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Bank Of China (Hong Kong) Limited Hong Kong, 香港 全职Key Responsibilities:Assisting the team to prepare/review the company's risk management policies, anti-money laundering policies, compliance policies, procedures and work guidelines, and prepare staff training materials · Assisting the team to deal with daily operations, complian ...
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Senior/ KYC Analyst
19分钟前
Tangspac Hong Kong, 香港 全职Responsibilities: · Assist KYC/AML activities associated with new account opening, periodic CDD reviews, trigger event CDD reviews of existing accounts and name screening in full compliance with policy and regulatory requirements. · Plan and deliver KYC/AML related projects and s ...
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Hang Seng Bank Limited Hong Kong, 香港 全职Job description · A Career with Hang Seng Bank · Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services. We s ...
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AIA International Limited. Hong Kong, 香港 全职FIND YOUR 'BETTER' AT AIA · We don't simply believe in being 'The Best'. We believe in better - because there's no limit to how far 'better' can take us. · We believe in empowering every one of our people to find their 'better' - in the work they do, the career they build, the ...
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HARBRIDGE PARTNERS Hong Kong, 香港 全职VP/ Associate Director, AML Compliance – Equities/ Securities · Team Lead, Trade Surveillance & AML Monitoring · Location: Hong Kong · Main Duties and Responsibilities: · Covering and manging the team for AML/CTF, Trade Surveillance/ Monitoring and FATCA/CRS · Provide AML/CTF gu ...
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VP, Team Lead
4天前
DBS Bank (Hong Kong) Limited Hong Kong, 香港 全职Business Function · Corporate and Investment Banking provides corporate customers with a full range of commercial banking products and services, including cash management services, current accounts, time deposits, trade finance, working capital finance, term loans and foreign ex ...
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Bank Of China (Hong Kong) Limited Hong Kong, 香港 全职Responsibilities: Lead and manage internal audit engagements in relation to Financial Crime Compliance (FCC) / Anti-Money Laundering (AML) and Counter-Terrorist Financing (CTF) in BOCHK Group and Southeast Asian subsidiaries/branches from planning, risk assessment, fieldwork to r ...
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China CITIC Bank International Limited Hong Kong, 香港 全职Key Responsibilities · Undertake investigations into any suspicious transactions or complaints reported or made by both internal and external customers in accordance with AML requirements · Report suspicious cases to respective bodies including file STR and report JFIU in timely ...
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Bank Of China (Hong Kong) Limited Hong Kong, 香港 全职Responsibilities: Implement and conduct KYC due diligence process for onboarding customers as well as provide periodical and ad-hoc review · Monitor and manage AML/CFT risk of the bank, and report to seniors · Analyze relevant AML/CFT cases and provide reports and alerts · Da ...
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Mizuho Bank, Ltd. Hong Kong, 香港 全职About the team · Financial Crime Compliance Section consists of the AML & Sanction Advisory Team, KYC Support Team and Client Servicing Team. · Role requirements · Comprehend AML/CFT laws and regulations and update changes and new developments from time to time. · Comprehend any ...
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Moody's Hong Kong, 香港 全职Experience Level: Experienced Hire · Categories:Corporate Services · Location(s):One Pacific Place, Floor 24, 88 Queensway, Admiralty Hong Kong, HK · Moody's is a developmental culture where we value candidates who are willing to grow. So, if you are excited about this opportuni ...
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Bank Of China (Hong Kong) Limited Hong Kong, 香港 全职Responsibilities:Formulate and update compliance risk and KYC policies and procedures in light of the latest regulatory requirements and market practices · Provide advice to frontline and other relevant units on compliance risk and KYC related matters · Conduct and improve transa ...
Senior AML Manager - Hong Kong, 香港 - Omni Group Asia Ltd.
描述
Responsibilities
Requirements
