- Oversee the compliance requirements for the company as defined by SFC;
- Lead the team, while providing guidance to ensure best practices with industry standards;
- Advise on regulatory requirements and ensure timely escalation of any compliance issues;
- Provide strategic guidance to senior management related to compliance;
- Provide training and awareness programs to employees to ensure high understanding;
- Assist in conducting KYC & AML and reviewing marketing materials.
- University degree in Legal, Economics, Finance, Accounting or related disciplines;
- Minimum of 6-8 years of relevant compliance experience in asset management (public and private funds, managed accounts);
- Knowledge in existing rules and regulations of licensed for Type 1, 4, 9;
- Knowledge with Bloomberg AIM (trading rule coding) is a must, MS Office applications and Chinese word processing;
- Fluent spoken English and Mandarin.
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Vice President - Hong Kong, 香港 - China Ping An Insurance Overseas (Holdings) Limited
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描述
Duties & Responsibilities
Education and Professional Requirements
