- 1.Act as Money Laundering Reporting Officer (MLRO) and the responsible manager for the Company to manage transaction monitoring effectiveness and suspicious transaction reporting;2.Collaborate with internal stakeholders to develop, review, update, enhance, implement and monitor the programs (i.e. policies, procedures, controls and systems) to ensure its effectiveness in transaction monitoring and suspicious transaction reporting;3.Review suspicious transaction investigations, file STRs to the JFIU in accordance with regulatory requirements and ensure effective post-reporting measures in place to mitigate the risk concerned;4.Conduct regular risk assessments to identify potential areas of vulnerability and key areas of improvements of the company's transaction monitoring and suspicious transaction reporting;5.Liaise with the LEAs, HKMA and other relevant regulatory bodies, responding to inquiries, requests, and audits in a timely and accurate manner;6.Prepare materials for financial crime related matters and regularly report to the FCC Committee, advise senior management for any critical issues and propose related remedial actions;7.Maintain awareness of industry trends on regulatory compliance, emerging threats, and appropriate steps to mitigate the risks;8.Perform ad-hoc tasks as requested by senior management。 岗位要求
- 1.University degree in Law, Accountancy, Finance, Risk Management or a business-related discipline preferred ;2.Holder of CAMLP/CAMS certification is a must ;3.At least 10 years of experience in AML/CFT in SVFs or banks, experience of being a MLRO/leading a transaction investigation team is preferred ;4.Strong knowledge of AML/CTF related laws and regulations. Familiar with AML/CFT and relevant system and controls including transaction monitoring ;5.Direct experience of having dealt with LEAs/HKMA would be appreciated;6.Self-motivated, independent and ability to work with colleagues in different business and function; ability to make decisions and independent judgment calls autonomously; ability to multi-task and take responsibility in challenging situations;7.Proficiency in English, Cantonese and Mandarin。
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Manager, AML
5天前
ZA Bank Hong Kong, 香港 全职We are looking for an experienced and knowledgeable AML Manager (Governance and Assurance) to join our growing compliance team. The ideal candidate should have a strong background in AML/CFT regulations and will be responsible for supporting the AML governance and assurance funct ...
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AML Manager
4天前
Bank Of China (Hong Kong) Limited Hong Kong, 香港 全职Responsibilities: Conduct investigation on suspicious transactions · Prepare high-quality suspicious transaction reports to the authorities concerned · Perform AML risk review / assessments · Establish and review the Bank's AML / sanctions related policies and procedures · P ...
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AML Manager
3天前
Bank Of China (Hong Kong) Limited Hong Kong, 香港 全职Responsibilities: Formulate and update AML/CTF policies and procedures in light of the latest regulatory requirements and market practices · Provide advice to frontline and other relevant units on AML related matters · Perform institutional ML/TF risk assessment periodically fo ...
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Omni Group Asia Ltd. Hong Kong, 香港 全职Responsibilities · Develop and maintain a comprehensive AML/CFT program in accordance with applicable laws, regulations, and international standards. · Lead and manage a team of AML/CFT professionals, providing guidance, training, and support to ensure a strong culture of complia ...
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Bank Of China (Hong Kong) Limited Hong Kong, 香港 全职Responsibilities:Conduct fraud risk assessment on new products and services · Perform investigation of fraud cases · Review and draft related policies, annual plans, operating or working procedures / manuals · Perform data analysis and prepare intelligence reports / circulars for ...
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Randstad Hong Kong Central and Western District, 香港 全职about the company. · Our client is a regional bank with a primary focus on corporate banking in the Hong Kong marketabout the team. · As part of this opportunity, you will be joining the AML team, which consists of 4 staff members. In this role, you will report directly to the Te ...
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The Bank of East Asia Hong Kong, 香港 全职Responsibilities · Review and comment on the Bank's manuals, policies and guidelines from an AML/CFT/Sanctions perspective · Perform AML/CFT/Sanctions functions on an on-going basis, including on-going monitoring, regular accounts/transactions review · Conduct process, control a ...
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China CITIC Bank International Limited Hong Kong, 香港 全职Key Accountabilities: · Provide regular update in AML and regulatory control to management and prepare for the related reporting materials · Keep abreast of regulatory developments and perform gap analysis where necessary. Act as key liaison officer with business units and suppo ...
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United Overseas Bank Hong Kong, 香港 全职Manager, AML/KYC, Client Fulfillment & Services · Posting Date: 14-May-2023 Location: Hong Kong · Company: UOB Hong Kong About UOB · United Overseas Bank Limited (UOB) is a leading bank in Asia with a global network of more than 500 branches and offices in 19 countries a ...
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X-Giants International Hong Kong Limited Hong Kong, 香港 全职Responsibilities: · Review and investigate AML, fraud, and payment solutions cases, including credit and debit card fraud. · Resolve customer disputes and chargeback cases promptly. · Collaborate with regulators on dispute and chargeback cases and ensure compliance. · Establish a ...
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The Bank of East Asia Hong Kong, 香港 全职Responsibilities · To be a team member of Retail Risk and Compliance Department · Perform daily operations and processes of all channels that are executed in compliance with the Bank's Anti-Money Laundering ("AML") policy and guidelines · Conduct customer accounts review and tra ...
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Bank Of China (Hong Kong) Limited Hong Kong, 香港 全职Key Responsibilities:Assisting the team to prepare/review the company's risk management policies, anti-money laundering policies, compliance policies, procedures and work guidelines, and prepare staff training materials · Assisting the team to deal with daily operations, complian ...
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Tangspac Hong Kong, 香港 全职Responsibilities: · Assist KYC/AML activities associated with new account opening, periodic CDD reviews, trigger event CDD reviews of existing accounts and name screening in full compliance with policy and regulatory requirements. · Plan and deliver KYC/AML related projects and s ...
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Hang Seng Bank Limited Hong Kong, 香港 全职Job description · A Career with Hang Seng Bank · Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services. We s ...
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AIA International Limited. Hong Kong, 香港 全职FIND YOUR 'BETTER' AT AIA · We don't simply believe in being 'The Best'. We believe in better - because there's no limit to how far 'better' can take us. · We believe in empowering every one of our people to find their 'better' - in the work they do, the career they build, the ...
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HARBRIDGE PARTNERS Hong Kong, 香港 全职VP/ Associate Director, AML Compliance – Equities/ Securities · Team Lead, Trade Surveillance & AML Monitoring · Location: Hong Kong · Main Duties and Responsibilities: · Covering and manging the team for AML/CTF, Trade Surveillance/ Monitoring and FATCA/CRS · Provide AML/CTF gu ...
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China CITIC Bank International Limited Hong Kong, 香港 全职Key Responsibilities · Undertake investigations into any suspicious transactions or complaints reported or made by both internal and external customers in accordance with AML requirements · Report suspicious cases to respective bodies including file STR and report JFIU in timely ...
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Bank Of China (Hong Kong) Limited Hong Kong, 香港 全职Responsibilities: Lead and manage internal audit engagements in relation to Financial Crime Compliance (FCC) / Anti-Money Laundering (AML) and Counter-Terrorist Financing (CTF) in BOCHK Group and Southeast Asian subsidiaries/branches from planning, risk assessment, fieldwork to r ...
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Mizuho Bank, Ltd. Hong Kong, 香港 全职About the team · Financial Crime Compliance Section consists of the AML & Sanction Advisory Team, KYC Support Team and Client Servicing Team. · Role requirements · Comprehend AML/CFT laws and regulations and update changes and new developments from time to time. · Comprehend any ...
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Moody's Hong Kong, 香港 全职Experience Level: Experienced Hire · Categories:Corporate Services · Location(s):Floor 24, 88 Queensway, Admiralty Hong Kong, HK · Moody's is a developmental culture where we value candidates who are willing to grow. So, if you are excited about this opportunity but don't meet e ...
Senior AML Manager - Hong Kong, 香港 - Tencent
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