- Book, reconcile, validate trader's executions (including but not limited to FX, listed derivatives, Bond, FX Derivatives, IR Derivatives, Equity Derivatives and Credit Derivatives)
- Own query remediation, trade life-cycling and other day-to-day processing, ensuring timely escalation, in order to minimise risk
- Understand the FX, listed Derivatives, Bond, FX Derivatives, IR Derivatives, Equity Derivatives and Credit Derivatives lifecycle from front to back and be the subject matter expert and go-to person for the core systems processing
- Partner with Technology to deliver transformation
- Work with FO to identify booking model improvements and drive efficiency
- New business enablement and solutions, partner to deliver strategic FM initiatives
- Constantly seek opportunities to improve global consistency, work closely with the Hubs (GBS) and other regions to close gaps and standardise processes.
- Engage with industry bodies and vendors to identify opportunities to enhances processes and systems and drive efficiency
- Be the subject matter expert for MIS, cost-per-trade, touch points per trade – drive their evolution and identify areas to proactively add value through improved data
- Achieve regulatory compliance and future proof the Middle Office model through a strong understanding of current rules and anticipation of upcoming regulations
- Insulate FM from post execution processing / queries, represent Operations functions
- Build team profile with the Front Office
- Stakeholder engagement, 2-way flow of information – "Trusted Advisor"
- Identify and close knowledge gaps within the Hubs through hands on training
- Daily KPI monitoring vs SLA
- Ensure Audit points are addressed within timeline
- Continuous review of procedures and booking model
- Business alignment / Product expertise: Product specialists who understand business priorities and strategy, define optimal solutions leveraging industry leading facilities and influence behaviour through countenance
- Connect: Build bridges across the bank to simplify current operating model, create efficiencies and identify new opportunities
- Leadership and Market presence: Own your domain and influence product evolution, define internal standards and shape future utilities through selective industry positioning
- Risk Manager: Define the standard to effectively control the T-0 business day; understand regulations, key trends, and external incidents; voice opinions and concerns; protect the bank
- Display exemplary conduct and live by the Group's Values and Code of Conduct.
- Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.
- Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters.
- Front Office: Traders, Sales, COO
- Middle Office
- Support functions: Trade Control team, Settlements team, Margin Operations, Product Control, Technology
- Embed Here for good and Group's brand and values in Hong Kong; Perform other responsibilities assigned under Group, Country, Business or Functional policies and procedures; Multiple functions (double hats);
- Education: University Degree Preferred
- Languages: English (A Must), Cantonese
- University degree preferred
- Subject matter expert of Equities / Credit products in terms of product characteristics, risk, market data and P&L:
- Minimum 7-10 years Financial Markets experience ideally from a top tier bank
- Understanding of front-to-back processes and system flows
- Analytical and process improvement mindset
- Thrive on working in fast paced environment while maintaining attention to detail
- Fast learner with the ability to think out of the box, drive change and provide solutions
- Knowledge of Murex / APEX preferable plus Credit and Equities Products
- Proficient in Excel (pivots, lookups and basic VBA would be an advantage)
- Confident communicator able to adapt style to Front Office and offshore colleagues
- Ability to influence demanding individuals
- Impact and gravitas to drive meetings with senior Ops and FO management
- Demonstrate strong teamwork and values mindset
- Products and Services
- Process Improvement
- Risk Management
-
Securities and Futures Commission Hong Kong, 香港Home · Career · Why the SFC · Join us as an experienced professional · Current Openings · Associate Director (Head of Campaign and Digital Marketing) - Investor and Financial Education Council · Associate Director (Head of Campaign and Digital Marketing) - Investor and Fina ...
-
AIA Group Hong Kong, 香港 OTHERAt AIA we've started an exciting movement to create a healthier, more sustainable future for everyone. · It's about finding new ways to not only better people's lives, but to better the communities and environments we live in. And we build on this every day with our ambition to e ...
-
KPMG China Hong Kong, 香港 全职KPMG China provides multidisciplinary services from audit and tax to advisory, with a strong focus on serving our clients' needs and their industries. Not only do we have an overriding commitment to provide the highest quality services for our clients, but we also strive to becom ...
-
AIA Hong Kong, 香港 全职At AIA we've started an exciting movement to create a healthier, more sustainable future for everyone. · If you sound like that leader, read on. · About the Role · This role will provide management and the local Boards with an objective, independent assessment of the internal ...
-
AIA Group Hong Kong, 香港At AIA we've started an exciting movement to create a healthier, more sustainable future for everyone. · It's about finding new ways to not only better people's lives, but to better the communities and environments we live in. And we build on this every day with our ambition to e ...
-
Company 28 - Manulife (International) Limited Hong Kong, 香港 全职Description · The Opportunity · The customer is the focus of everything we do, and millions of end users rely on our products daily. We believe in the value of empowering Associate Director/ Director, Group Insurance Business Development with the resources to solve critical p ...
-
Aon Hong Kong, 香港 全职We're hiring · Aon is currently recruiting an Associate Director - Corporate Insurance to join our team in Hong Kong. · As a global insurance brokerage and consulting enterprise, we are looking for an ambition leader to join our Hong Kong team. In this high-profile role, you wi ...
-
Manulife Hong Kong, 香港 全职Job Description · The Opportunity · The customer is the focus of everything we do, and millions of end users rely on our products daily. We believe in the value of empowering Associate Director/ Director, Group Insurance Business Development with the resources to solve critic ...
-
HSBC Hong Kong, 香港 Permanent - 全职Some careers open more doors than others. · If you're looking for a career that will unlock new opportunities, join HSBC and experience the possibilities. Whether you want a career that could take you to the top, or simply take you in an exciting new direction, HSBC offers oppor ...
-
Barings Hong Kong, 香港 全职At Barings, we are as invested in our associates as we are in our clients. We recognize those who work diligently for us and reward them for personal and professional integrity, communication skills, distinct competencies and expertise in specific strategies, ability to collabora ...
-
KPMG China Hong Kong, 香港KPMG China provides multidisciplinary services from audit and tax to advisory, with a strong focus on serving our clients' needs and their industries. Not only do we have an overriding commitment to provide the highest quality services for our clients, but we also strive to becom ...
-
KPMG China Hong Kong, 香港KPMG China provides multidisciplinary services from audit and tax to advisory, with a strong focus on serving our clients' needs and their industries. Not only do we have an overriding commitment to provide the highest quality services for our clients, but we also strive to becom ...
-
FWD Life Insurance Corporation Hong Kong, 香港 全职About FWD Group · FWD Group is a pan-Asian life insurance business with more than 11 million customers across 10 markets, including some of the fastest-growing insurance markets in the world. FWD reached its 10-year anniversary in 2023. The company is focused on making the insur ...
-
Control Risks Hong Kong, 香港 全职Control Risks is seeking an experienced candidate to join its rapidly growing Cyber Protect team in our key Hong Kong market. This is a unique opportunity to work in a highly capable and truly global team of cyber experts and to play a critical part in shaping the Cyber Protect o ...
-
Company 28 - Manulife (International) Limited Hong Kong, 香港 全职Description · The Opportunity · This position will directly reporting to local country head of IT controls & governance under CIO office. It will work closely with regional office head of operational resilience and business continuity management team. · What motivates you? · Y ...
-
Manulife Hong Kong, 香港 全职Job Description · The Opportunity · This position will directly reporting to local country head of IT controls & governance under CIO office. It will work closely with regional office head of operational resilience and business continuity management team. · What motivates you? ...
-
Bank Of China (Hong Kong) Limited Hong Kong, 香港 全职ResponsibilitiesDevelop and execute an individual business plan to achieve client acquisition, business referral and establish a book of new business · Manage a client base of high net worth individuals to achieve business penetration and portfolio growth · Work in a collaborativ ...
-
KPMG China Hong Kong, 香港KPMG China provides multidisciplinary services from audit and tax to advisory, with a strong focus on serving our clients' needs and their industries. Not only do we have an overriding commitment to provide the highest quality services for our clients, but we also strive to becom ...
-
SNC-Lavalin Hong Kong, 香港 全职Job Description · We're AtkinsRéalis, a world-leading Design, Engineering and Project Management organization. Created by the integration of long-standing organizations dating back to 1911, we are a world-leading professional services and project management company dedicated to ...
-
Company 28 - Manulife (International) Limited Hong Kong, 香港 全职Description · The Opportunity · The customer is the focus of everything we do, and millions of end users rely on our products daily. We believe in the value of empowering Associate Director, Sales & Promotion and Event Management (Macau) with the resources to solve critical p ...
Associate Director - Hong Kong, 香港 - Standard Chartered Bank
描述
Role Responsibilities
Financial Markets Middle Office was set up in 2016 to deliver first class trade support, business enablement and accurate / timely trade representation in order to meet obligations to clients, counterparties and regulators. We are product and process subject matter experts aligned to the Global Financial Markets business providing follow the sun support, a continuous improvement mindset and industry connectivity.
Drive continuous improvement and innovate:
Face of Operations to Credit Desk locally – primary point of contact:
Build strong relationship with Hub teams (GBS) to facilitate efficient communications and speedy resolutions of issues:
Operations representation for external/internal and regulator scheduled audits:
Adherence to Ops Risk Framework standards of implementation and process management:
Business
Processes
Risk Management
Regulatory & Business Conduct
Key stakeholders
Other Responsibilities
Our Ideal Candidate
Minimum Qualifications:
Required Experience:
Required Skills:
Strong inter-personal skills:
Role Specific Technical Competencies
 Limited&v=024){kind=logo}
