- Perform AML/CTF and follow up with investor on required KYC documents including FATCA/CRS related forms/information
- Prepare investor KYC pack and update the checklist/system
- Perform FATCA/CRS Indicia and documentation review and carry out the validation and reasonableness check
- Assist to prepare FATCA/AEOI files and arrange respective reporting before regulatory deadline
- Ensure effective communication with clients and investors on KYC related matters
- Escalate issues/potential issues to the Line Manager on a timely manner
- Ensure strict compliance with Intertrust internal procedures and guidelines as well as the regulatory requirements
- Degree holder in Law, Accounting, Finance, Economics or related discipline
- Minimum 3 years of experience in client onboarding and investor services
- Candidate with more experience will be considered as Assistant Manager, Regulatory Compliance Services
- Understanding of Know Your Customer ("KYC") or with Transfer Agency background is preferred
- Proficiency in Microsoft Office suite, with emphasis on Excel skills
- Excellent in both written and spoken English and Chinese, with conversational Mandarin
- Independent, multi-tasking, meticulous, pro-active, attentive to details, self-motivated
- Able to adapt in new challenges and with excellent communication skills
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Officer, Regulatory Compliance Services - Hong Kong, 香港 - Corporation Service Company
描述
Officer, Regulatory Compliance Services
Hong Kong
Mon - Fri, 9am - 6pm
Hybrid
The position
Our Regulatory and Compliance Services (RCS) ensure our clients to meet both their local and global regulatory needs and provide customized support to keep our clients informed of the evolving regulatory requirements impacting their business. Our team based in Hong Kong provides top quality services to our clients, specifically on-boarding process and provision of FATCA/CRS services across different jurisdictions.
Your responsibilities
Your profile
