- Acts as a liaison between AML Monitoring and Investigations, Training, and AML for coordinating goals and objectives to enhance continuous process and quality improvement.
- Acts as an SME on the day to day process of conducting quality review of Transaction Monitoring analysts work. Objectively assesses quality of investigative analyst work for what is going well and what needs to improve and supports coaching efforts.
- Ambassador for best practices and facilitator of knowledge in money laundering processes.
- Escalation point for review of complex cases to validate that transaction monitoring alerts were processed in line with quality standards.
- Ensures that the Quality Assurance process is executed in adherence with global standard policies and procedures, using global standard tools.
- Responsible for conducting root-cause analysis on the results of quality reviews in order to recommend remedial training or other appropriate follow-up action(s) to team leads and/or unit manager.
- Responsible for tracking the results of quality assurance reviews and remedial action(s) in the QA database.
- Responsible for assisting to develop and report Quality Assurance review results via metrics and distribute to senior management, team leads, analysts and other designated personnel.
- Assists training team in the development and delivery of training sessions for existing analysts, team leads, new hires and other personnel on the quality assurance process.
- Proactively identifies and escalates areas of potential risk and/or quality improvement areas, as well as technology enhancements.
- Assist QA Team Manager in testing QA SMEs performance (sample check) in case assignment and by volumes monitoring.
- Authority in complex case dispositions.
- Keeps regular interactions with global QA Team in order to exchange the standards on QA Program and to keep consistency in QA executions.
- Participates and/or leads calibration sessions within the Quality Assurance Department.
- Collaborates with the QA global Team on development and implementations of special projects.
- Provides expertise to internal working groups, teams, and committees focused on enhancing current procedures and creating efficiencies.
- Adheres to global standard policies and procedures.
- Operates within the agreed business SLAs and confidentiality standards.
- Good knowledge of English and high standard of written and oral communication skills
- Strong analytical skills and attention to detail
- Detailed oriented, self-motivated, and able to handle multiple projects/tasks
- Demonstrated initiative and creativity in problem solving
- Organized, disciplined and highly responsible
- Presentation skills and ability to build strong arguments to justify his/her decision
- Demonstrated ability to work independently, interact effectively, with different levels of management and to operate with excellent corporate work ethics (timely, honest, respectful and considerate to co-workers)
- Good understanding of Windows applications (Word, Excel, etc.) and Internet & commercial database searches
- Minimum 3-4 years' experience in AML or compliance or quality control or audit or fraud and economic crime units within financial institution of AML or other financial investigations experience required
- Minimum 1.5-2 years' of quality assurance experience or equivalent knowledge required.
- Subject Matter Expert for multiple products in the analysis of alerts and investigation of transactional activities to detect any suspicions of money laundering or terrorist financing activity.
- Education level: Bachelor degree
- Preferred: AML certification will be advantage
- Preferred: Project and change management basic experience
-
AML Quality Assurance Senior Subject Matter Expert
发现在: One Red Cent Asia eFC C2 - 22小时前
Citi Hong Kong, 香港 全职Whether you're at the start of your career or looking to discover your next adventure, your story begins here. At Citi, you'll have the opportunity to expand your skills and make a difference at one of the world's most global banks. We're fully committed to supporting your growth ...
-
AML Quality Assurance Senior Subject Matter Expert
发现在: One Red Cent Asia eFC C2 - 1天前
Citi Hong Kong, 香港 全职Business Unit: AML Monitoring and Investigations / Quality Assurance · The Quality Assurance team acts as a trusted body with a commitment to quality and process improvements, having an ultimate objective to identify areas of improvement and opportunities in the method in which ...
-
AML Quality Assurance Senior Subject Matter Expert
发现在: Talent HK C2 - 2天前
11062 Citibank, N.A. Hong Kong Hong Kong, 香港 全职Business Unit: AML Monitoring and Investigations / Quality Assurance · The Quality Assurance team acts as a trusted body with a commitment to quality and process improvements, having an ultimate objective to identify areas of improvement and opportunities in the method in which ...
-
Chief of Staff
发现在: Talent HK A C2 - 4天前
Morgan McKinley Hong Kong, 香港 全职Responsibilities · Serve as liaison with staff, executives, senior leaders, and CEO regarding company climate, strategies, project updates, proposals, and planning · Develop and build on relationships with all employees for increased efficiency and responsiveness of existing ope ...
-
Citrix Admin, Investment Banking
发现在: Talent HK A C2 - 6天前
Aptitude Asia Hong Kong, 香港 全职Responsibilities: · Design, implementation, maintenance, and support of Citrix infrastructure and solutions. · Enable secure and efficient remote access to applications and desktops for end-users. · Be the subject matter technical expert of all Workspace Tech such as VDI, XenApp, ...
-
Senior Legal Manager
发现在: Talent HK A C2 - 5天前
Larson Maddox Hong Kong, 香港 全职Senior Manager of Legal and Compliance · Department: Legal and Compliance · Reports directly to CEO. · Summary: · We are seeking a highly skilled and experienced professional to join an insurance company. The successful candidate will be responsible for overseeing all legal and c ...
-
Pricing Analyst
发现在: Talent HK A C2 - 2天前
Morgan McKinley Hong Kong, 香港 全职Business Risk Consultant with International Private Bank under Business Unit. Reporting to both business team and the risk team · Job Duties:Manage and oversee the daily workflow of the pricing approval process for the firm's operations in Asia. · Aid the pricing team in collabo ...
-
Project Manager
发现在: Talent HK A C2 - 1天前
PERSOLKELLY Hong Kong Limited Hong Kong, 香港 全职Responsibilities: · Facilitate requirements workshops to engage the various stakeholders to elicit and validate business requirements. · Lead and manage issues during UAT, and ensure all requirements have proper traceability. · Possess excellent business & technical subject matte ...
-
Compliance Manager
发现在: Talent HK A C2 - 3天前
JNL Consulting Limited Hong Kong, 香港 全职As a Compliance Manager, you will be responsible for the following:- · Work closely with Subject Matter Experts to manage new and existing compliance policy drafting · Consolidate feedbacks from various internal stakeholders and incorporate changes into a standardized policy form ...
-
KYC Assistant Manager
发现在: Talent HK A C2 - 5天前
ALL-STAR AGENCY Hong Kong, 香港 全职Responsibilities · Conduct thorough assessments and provide expert guidance on Know-Your-Customers (KYC) and Anti-Money Laundering (AML) matters within the department, including initial documentation review from Relationship Managers (RMs) and facilitating subsequent processing. ...
-
Senior Institutional Sales
发现在: Talent HK A C2 - 1天前
Recruit Logic Hong Kong, 香港 全职Responsibilities: · Selling mainly global futures and equites execution and clearing services to the clients and prospects (institutional clients), covering Asia region, to generate revenues. · To deeply communicate and understand institutional customers' needs, to design and pr ...
-
Portfolio Support, Assistant Portfolio Manager
发现在: Talent HK A C2 - 5天前
IGNITE RECRUITMENT HONG KONG LIMITED Hong Kong, 香港 全职Primary Responsibilities · The successful candidate will be expected to perform the following functions: · Order generation (input only): · Order Generation of various asset classes into Aladdin · Work with Guideline management to investigate pre trade and post trade fail · Monit ...
-
Actuarial Manager, HKRBC
发现在: Talent HK A C2 - 2天前
ConnectedGroup Limited Hong Kong, 香港 全职As an Actuarial Manager specializing in HKRBC, Reporting. You will play a pivotal role in ensuring compliance with regulatory requirements and providing strategic insights into our risk management practices. You will lead a team responsible for analyzing, reporting, and interpret ...
-
Senior AML Manager
发现在: Talent HK A C2 - 14小时前
Omni Group Asia Ltd. Hong Kong, 香港 全职Responsibilities · Develop and maintain a comprehensive AML/CFT program in accordance with applicable laws, regulations, and international standards. · Lead and manage a team of AML/CFT professionals, providing guidance, training, and support to ensure a strong culture of complia ...
-
IT Security Analyst
发现在: Talent HK A C2 - 1天前
Recruit Logic Hong Kong, 香港 全职Job responsibility: · Alert management and threat response based on output from cybersecurity tools. · Provide L1 and 2 support for the team's existing security controls and tools, with primary focus on proxies, secure web gateways, and Internet infrastructure protection. · Form ...
-
Assistant Manager, Fund Operations
发现在: Talent HK A C2 - 1天前
Heng An Standard Life (Asia) Limited Hong Kong, 香港 全职Core Responsibilities · Act as a checker and be responsible for daily fund related operation including investment · dealing orders and investment settlements to ensure appropriate authorisation and control · in place. · Work closely and support Finance Reporting team for inve ...
-
Regional Reward Lead, Asia
发现在: Talent HK A C2 - 1天前
Macquarie Group Hong Kong, 香港 全职Join our team as a motivated HR specialist in compensation and benefits based in Hong Kong. You will have an Asia wide remit reporting to the Asia Regional Head of Human Resources with a dotted line to the Global Head of Reward. · At Macquarie, we are working to create lasting v ...
-
Project Assistant, Transformation, Financial Crime Compliance
发现在: Talent HK A C2 - 14小时前
ZA Bank Hong Kong, 香港 全职Responsibilities: · Assist in the management and administration of the FCC-related projects and initiatives, including project activities coordination, schedules and milestones management, documentation, testing and project delivery · Collaborate and coordinate closely with inter ...
-
Finance Manager
发现在: Talent HK A C2 - 1天前
China Re Asset Management (Hong Kong) Company Limited Hong Kong, 香港 全职Job Description · Collaborate closely with department heads across functional units to facilitate the annual budgeting process and ongoing forecasting activities across all business divisions. Continuously enhance budgeting and forecasting methodologies to align with the company ...
-
Associate, Collateral Management
发现在: Talent HK A C2 - 2天前
Hong Kong Exchanges and Clearing Limited Hong Kong, 香港 全职Company Introduction: · We're home to Asia's most dynamic and vibrant capital markets. · Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every ...
AML Quality Assurance Senior Subject Matter Expert - Hong Kong, 香港 - Citi
描述
Business Unit: AML Monitoring and Investigations / Quality Assurance
The Quality Assurance team acts as a trusted body with a commitment to quality and process improvements, having an ultimate objective to identify areas of improvement and opportunities in the method in which the investigative analysts review and assess anomalous behaviors. The team's responsibilities include identifying and reporting potential issues, submitting recommendations on a variety of developmental opportunities and/or best practices and serving as mentors to the investigative analysts.
Purpose of Role: Responsible for reviewing anomalous activity alerts/cases that are closed by AML Monitoring and Investigations Unit Investigation Analysts, Junior Analysts, and Senior Analysts as a control to ensure accuracy, completeness and compliance with regulatory, internal/external audit requirements and policy/procedural requirements. Responsible to maintain interactions with global QA Team to ensure QA program execution in a consistent manner. Responsible to test QA staff accuracy (sample check). Involvement in QA Program development and implementations. Responsible to ensure individual adherence to defined quality standards/core competencies that are required for all analysts.
Key responsibilities
Requirements
Skills and competencies:
A person in this role has a passion for uncovering the truth and exposing potential criminal activities. He/she has a genuine interest in the news and current affairs with the ability of cross referencing them during investigations. He/she is methodical, analytical, open minded and have the desire to thoroughly and accurately research, extract, compile and connect information from various sources. Additional requirements:
Experience:
Qualifications:
Job Family Group:
Compliance and Control
Job Family:
AML Execution
Time Type:
Full time
 Limited&v=024){kind=logo}
 Company Limited&v=024){kind=logo}