Head of Markets Compliance - Hong Kong, 香港 - Randstad Hong Kong

Market Conduct Compliance, Consultant

1周前

FIND YOUR 'BETTER' AT AIA · We don't simply believe in being 'The Best'. We believe in better - because there's no limit to how far 'better' can take us. · We believe in empowering every one of our people to find their 'better' - in the work they do, the career they build, the ...

Compliance, Global Markets Compliance FICC, Vice President, Hong Kong

1周前

GLOBAL COMPLIANCE · Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management pro ...

Equities Compliance

3天前

Key Responsibilities · Be accountable for the APAC Markets Compliance program · Provide advice on regulatory interpretation and compliance issues in relation to global markets business · Handle APAC compliance issues, incident, and breaches in conjunction with various internal pa ...

Compliance, Senior Manager/ Manager

1周前

Responsibilities · Responsible for regulatory compliance matters pertaining to insurance product offerings, sales, and distribution. · Develop and oversee robust compliance programs that effectively address market conduct, regulatory requirements, and internal policies. · Ensure ...

Head of Regulatory Compliance

3天前

Job description · A Career with Hang Seng Bank · Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services. We ...

Compliance Manager

1周前

Responsibilities: Provide advisory services to business units (including retail banking, corporate banking and global markets) regarding regulatory compliance issues on new products/ services and business propositions · Participate and assist in regulatory compliance-related pro ...

Compliance Officer

1周前

Responsibilities: · General Compliance: · Assist in handling product compliance matters, including preparing relevant filings to regulatory authorities such as the SFC for UT Code changes, reviewing marketing materials for HK SFC authorized funds, SICAV, and PE funds. · Conduct g ...

Vice President

1周前

Company Introduction: · We're home to Asia's most dynamic and vibrant capital markets. · Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every ...

Compliance Manager

1周前

ResponsibilitiesAssist Team Head to manage a team to provide compliance advice and support for the Bank's general compliance and related matters, in particular to the Bank's middle and back office operations · Maintain, review and update internal policies and procedures, complian ...

Deputy Audit Manager

4天前

Responsibilities: Conduct internal audit engagements in relation to Compliance / Anti-Money Laundering (AML) in BOCHK Group and Southeast Asian subsidiaries/branches from planning, risk assessment, fieldwork to reporting · Assist in the organization and management of Compliance/A ...

Compliance Senior Associate, HK

4天前

PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex debt markets. Our flexible capita ...

Compliance Lead

6天前

Our client, a leading international insurance company, is looking for an experience compliance lead to join their team in Hong Kong. This person will be running several risk and compliance initiatives across the APAC region, representing the Hong Kong market. · This candidate mu ...

Compliance Specialist, Asset Management

3天前

Responsibilities: · - General compliance responsibilities i.e. investment compliance, regulatory reporting & control, marketing materials review, provide compliance advisory to business, licensing etc · - Conduct KYC/ AML reivew on clients/ vendors · - Liasie with regulatory bod ...

Assistant / Compliance Manager (Hong Kong Branch)

5天前

Bank of China limited first opened its branch office in Hong Kong in 1917. After the listing of BOC Hong Kong (Holdings) Limited, a subsidiary of the Bank, on the Hong Kong Stock Exchange in 2002, Bank of China maintained the branch in Hong Kong which continued to hold a full ban ...

Audit Manager/ Senior Audit Manager

1周前

Responsibilities: Lead and manage internal audit engagements in relation to Anti-Money Laundering and Counter-Terrorist Financing (AML/CTF), Compliance and Operational Risk Management, etc. in BOCHK Group from planning, risk assessment, fieldwork to reporting · Assess complianc ...

Asset Management Compliance

5天前

Responsibilities: · Responsible for compliance program, policies and procedures · Identify, monitor, and communicate regulatory changes trends and proposals to senior management · Review marketing materials and products, · Liaise with securities regulators and preparing regulato ...

Sales Support

3天前

Responsibilities · Support the institutional sales team to prepare marketing and sales materials, such as presentations, pitch books, and product literature · Conduct market analysis to identify new business opportunities and potential clients · Perform account opening for new cl ...

Compliance Advisory Manager, Wealth and Personal Banking

1周前

Job description · A Career with Hang Seng Bank · Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services. We ...

Regulatory Counsel – Digital Assets

6天前

We are currently in search of a Regulatory Counsel on behalf of our client. This pivotal role entails providing legal and regulatory guidance across various jurisdictions in APAC and Europe. The Regulatory Counsel will work closely with the Head of Regulatory Affairs and other se ...

Senior Marketing Manager

1周前

Key responsibilities: · Generate idea and formulate strategies, positioning, content and measurement which align with business goals, resulting in enhancement on brand presence and recognition, development on thought leadership as well as support of business expansion in Asia inc ...