Compliance Lead - Hong Kong, 香港 - TEKsystems Hong Kong

Compliance Lead

发现在: Talent HK C2 - 5小时前

Job Summary · Our client, a leading international insurance company, is looking for an experience compliance lead to join their team in Hong Kong. This person will be running several risk and compliance initiatives across the APAC region, representing the Hong Kong market. · Th ...

Head of Compliance, Leading Electronic Trading Platform

发现在: beBee S2 HK - 2天前

about the company Our client is a global leading electronic trading platform with strong presence overseas and expanding in APAC region. about the team · A team of 5+ in Hong Kong Regulatory Compliance · Dynamic, international working environment · Stable working environment wit ...

Vice President

发现在: Talent HK A C2 - 3天前

Company Introduction: · We're home to Asia's most dynamic and vibrant capital markets. · Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every ...

Equities Compliance

发现在: Talent HK A C2 - 3天前

Key Responsibilities · Be accountable for the APAC Markets Compliance program · Provide advice on regulatory interpretation and compliance issues in relation to global markets business · Handle APAC compliance issues, incident, and breaches in conjunction with various internal pa ...

Senior Audit Manager

发现在: Talent HK A C2 - 5天前

Responsibilities: Lead and manage internal audit engagements in relation to Financial Crime Compliance (FCC) / Anti-Money Laundering (AML) and Counter-Terrorist Financing (CTF) in BOCHK Group and Southeast Asian subsidiaries/branches from planning, risk assessment, fieldwork to r ...

Corporate Compliance, Principal

发现在: Talent HK A C2 - 4天前

FIND YOUR 'BETTER' AT AIA · We don't simply believe in being 'The Best'. We believe in better - because there's no limit to how far 'better' can take us. · We believe in empowering every one of our people to find their 'better' - in the work they do, the career they build, the ...

Vice President

发现在: Talent HK A C2 - 4天前

Duties & Responsibilities · Oversee the compliance requirements for the company as defined by SFC; · Lead the team, while providing guidance to ensure best practices with industry standards; · Advise on regulatory requirements and ensure timely escalation of any compliance issue ...

Compliance Manager

发现在: Talent HK A C2 - 4天前

ResponsibilitiesAssist Team Head to manage a team to provide compliance advice and support for the Bank's general compliance and related matters, in particular to the Bank's middle and back office operations · Maintain, review and update internal policies and procedures, complian ...

Senior Compliance Manager

发现在: Talent HK A C2 - 3天前

Responsibilities:Provide advice to the business units regarding regulatory compliance issues on general banking products/ services (including deposit, loans, credit cards, fintech projects) and business propositions · Assist the business units in evaluating the risk involved in a ...

Head of Risk

发现在: Talent HK A C2 - 2天前

Our client, a leading international insurance company, are looking for a head of risk to join their team. They are currently running initiatives across APAC and require some support locally in Hong Kong to represent the business here. This person will work across first, second an ...

Senior AML Manager

发现在: Talent HK A C2 - 1天前

Responsibilities · Develop and maintain a comprehensive AML/CFT program in accordance with applicable laws, regulations, and international standards. · Lead and manage a team of AML/CFT professionals, providing guidance, training, and support to ensure a strong culture of complia ...

Section Head, Project

发现在: Talent HK A C2 - 4天前

Leads and manage the Project and Quality control teams to monitor the operation risk and regulatory compliance related issues with respect to the group and regulator policy. Ensure all operation processes are fully complied with the regulations and standard set by the Bank and re ...

Manager, Business Compliance

发现在: Talent HK A C2 - 1天前

About Dah Sing Group · The Dah Sing Group is a leading financial services group in Hong Kong offering banking, insurance, financial and other related services through its growing network of over 70 branches in Hong Kong, Macau and Mainland China. · Our currency is caring, teamw ...

Assistant Manager, Compliance

发现在: Talent HK A C2 - 3天前

About Dah Sing Group · The Dah Sing Group is a leading financial services group in Hong Kong offering banking, insurance, financial and other related services through its growing network of over 70 branches in Hong Kong, Macau and Mainland China. · Our currency is caring, teamw ...

Audit Manager/ Senior Audit Manager

发现在: Talent HK A C2 - 3天前

Responsibilities: Lead and manage internal audit engagements in relation to Anti-Money Laundering and Counter-Terrorist Financing (AML/CTF), Compliance and Operational Risk Management, etc. in BOCHK Group from planning, risk assessment, fieldwork to reporting · Assess complianc ...

Corporate Compliance, Principal

发现在: Talent HK A C2 - 1天前

FIND YOUR 'BETTER' AT AIA · We don't simply believe in being 'The Best'. We believe in better - because there's no limit to how far 'better' can take us. · We believe in empowering every one of our people to find their 'better' - in the work they do, the career they build, the ...

Senior Compliance Advisory Manager, Wealth and Personal Banking

发现在: Talent HK A C2 - 3天前

Job description · A Career with Hang Seng Bank · Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services. We s ...

Assistant Manager

发现在: Talent HK A C2 - 1天前

Key Responsibilities · Undertake investigations into any suspicious transactions or complaints reported or made by both internal and external customers in accordance with AML requirements · Report suspicious cases to respective bodies including file STR and report JFIU in timely ...

VP/ Associate Director, AML Compliance – Equities/ Securities

发现在: Talent HK A C2 - 5天前

VP/ Associate Director, AML Compliance – Equities/ Securities · Team Lead, Trade Surveillance & AML Monitoring · Location: Hong Kong · Main Duties and Responsibilities: · Covering and manging the team for AML/CTF, Trade Surveillance/ Monitoring and FATCA/CRS · Provide AML/CTF gu ...

SM, IFRS 17 reporting

发现在: Talent HK A C2 - 4天前

Responsibilities: · IFRS 17 Implementation · Lead the end-to-end implementation of IFRS 17 across the organization, collaborating with cross-functional teams including Actuarial, Risk, and IT. · Interpret and apply IFRS 17 requirements to ensure compliance and consistency in fin ...