- Review transaction sanction screening results to determine any real violations and release SWIFT messages under false positive hits. Escalate to concerned parties for further investigation for suspicious items
- Issue Audit Confirmation, Bank Reference Letter etc.
- Assist to respond to banks for KYC inquiries, consolidate responses and feedback for industry surveys and questionnaires, perform regular customers check upon receipt request from law forms and government bodies
- Coordinate with local compliance team and head office on sanction list management such as monthly effectiveness of good guys lists, addition, or removal of sanction items
- Perform maintenance of sanction screening systems to ensure sanction lists are timely and accurately updated to database
- Assist in operations related projects such as system testing, etc
- Assist in performing reviews in operation compliance with regulatory rules and ordinances such as DPS IS Guidelines, Representation Rules, Personal Data Privacy Ordinance, Code of Banking Practice etc.
- 3 years hands-on experience in banking operations, preferably with exposure in different transaction processing, like trade, remittance and loans. Degree holder with less experienced will also be considered
- Good knowledge in transaction products, it features, associated risks, operation flow and relevant international governing rules and practice
- Proficiency in spoken and written English and Cantonese essential, Mandarin would be a plus
- PC skills in Words and Excel required
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Contract Officer
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Contract Officer - Hong Kong, 香港 - SMBC Group
描述
Responsibilities
:Requirements:
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