- An excellent opportunity for gaining experience in compliance assurance activities.
- Promote ethical and proper business practices via assurance review in various areas like dealing insecurity, anti-trust and fair competition, AML, data privacy, distribution management, outsourcing andcorporate governance, etc.
- Support the development of meaningful reports both for internal Compliance insights and second-lineknowledge
- Share and collaborate the enhancement opportunity and pragmatic solutions in relation to the operatingpractice for addressing the regulatory requirements.
- Participate in compliance transformation program with exposure to the use of data analytics tools.
- Participate in ad hoc projects.
- Bachelor's Degree in relevant field
- 2 years of working experience in the insurance industry or financial institution incompliance area is preferred
- Experience in creating meaningful dashboard using data analytics
- Industry common practices
- Proactive
- Self-motivated and responsive.
- Detail oriented.
- Well organized and good planning skill.
- Efficient and accountable.
- Good internal personal skill and communication skill.
- Location(s): HK - Hong Kong
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Bloomberg Hong Kong, 香港 全职Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around the world. We move quickly and thoughtfully to help address a variety of complex issues that come with being the world's leading financial news and information compa ...
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Danos Group Hong Kong, 香港 全职Responsibilities · • Partner closely with management and business units to interpret complex regulations · • Stay on top of regulatory requirements and communicate any changes to the management · team. · • Develop and maintain compliance strategies and implement effective compl ...
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Micro Connect (H.K.) Investments Limited Hong Kong, 香港 全职Report to General Counsel of Micro Connect Group and assist GC to look after group compliance matters · Help group manage risks and avoid lawsuits by ensuring business operations are performed in compliance with laws and local regulations · Develop company policies, create metric ...
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Bloomberg Hong Kong, 香港Compliance Officer - Regulatory Mapping, Hong Kong (6 month contract) · Hong Kong · Posted Apr 29, Requisition No · Bloomberg's Legal & Compliance Department plays a critical role in supporting our businesses and operations around the world. We move quickly and thoughtfully to ...
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iCapital Hong Kong, 香港 全职Responsibilities · Support the development of a compliance strategy and guidelines to support the firm's growth across APAC in a sustainable and compliant way. · Work closely with senior management, colleagues, regulators, and external partners & stakeholders to anticipate risks ...
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Valuable Capital Limited Hong Kong, 香港 全职Responsibilities: · Handle SFC licensing matters including but not limited to delisting or relisting applications; · Perform compliance control and monitoring programs including but not limited to control room, AML checking, and trade surveillance; · Handle the third-party and VI ...
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Taikang Asset Management (Hong Kong) Co. Ltd. Hong Kong, 香港 全职Taikang Asset Management (Hong Kong) Co. Ltd., (hereafter as "Taikang Asset (HK) or "the Company"), is a wholly-owned subsidiary of Taikang Asset Management Co., Ltd. (hereafter as "Taikang AMC") was incorporated in Hong Kong in 2007, now holding SFC licenses Type 1 (Dealing in S ...
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Aptitude Asia Hong Kong, 香港 全职Job Responsibilities: · Facilitate and monitor compliance with the firm's Code of Conduct and other core compliance policies. · Review employee disclosures, personal account dealings, and gifts and entertainment requests to identify potential conflicts of interest. · Serve as the ...
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Zurich Insurance Company Hong Kong, 香港Job Responsibilities: · An excellent opportunity for gaining experience in compliance assurance activities. · Promote ethical and proper business practices via assurance review in various areas like dealing insecurity, anti-trust and fair competition, AML, data privacy, distribu ...
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One Paramount Recruitment Limited Hong Kong, 香港 全职Responsibilities: · Ensure investment compliance primarily with the use of the trading system · Code investment restrictions and guidelines into the trading system for pre-trade and post-trade compliance monitoring. · Flag, resolve and report both active and passive investment b ...
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Corporation Service Company Hong Kong, 香港 全职Officer, Regulatory Compliance Services · Hong Kong · Mon - Fri, 9am - 6pm · Hybrid · The position · Our Regulatory and Compliance Services (RCS) ensure our clients to meet both their local and global regulatory needs and provide customized support to keep our clients informed ...
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Citi Hong Kong, 香港 全职The Compliance AML Execution Lead Analyst is senior professional responsible for performing risk and compliance reviews in coordination with the broader Anti-Money Laundering (AML) team. The overall objective is to utilize in-depth AML knowledge to review, analyze and conduct eff ...
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The Bank of East Asia Hong Kong, 香港 全职Responsibilities · Provide support to branch staff according to the regulated investment products sales process · Assist the planning and development of regulated investment products sales process for branches · Provide support on control and monitoring program related to risk & ...
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11062 Citibank, N.A. Hong Kong Hong Kong, 香港 全职The Compliance Product Senior Officer - SVP role sits within Citi's Independent Compliance Risk Management (ICRM) group based in Hong Kong. · The successful candidate will work as part of the CCB Product ICRM team helping to execute in their day-to-day activities, which typically ...
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Citi Hong Kong, 香港 全职The Compliance Product Senior Officer - SVP role sits within Citi's Independent Compliance Risk Management (ICRM) group based in Hong Kong. · The successful candidate will work as part of the CCB Product ICRM team helping to execute in their day-to-day activities, which typically ...
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Citi Hong Kong, 香港 全职At Citi , we get to connect millions of people across hundreds of cities and countries every day. And we've been doing it for more than 200 years. We do this through our unparalleled global network. We provide a broad range of financial services and products to our clients – whe ...
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11062 Citibank, N.A. Hong Kong Hong Kong, 香港 全职At Citi , we get to connect millions of people across hundreds of cities and countries every day. And we've been doing it for more than 200 years. We do this through our unparalleled global network. We provide a broad range of financial services and products to our clients – whe ...
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Citi Hong Kong, 香港 全职Shape your Career with Citi · Citi Global Wealth (CGW) brings together the full power of Citi to serve the entire continuum of wealth clients, from affluent to ultra-high net worth to family offices. · Citi provides programs and services for your physical and mental well-being ...
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Micro Connect (H.K.) Investments Limited Hong Kong, 香港 全职Job Overview: Providing support to the General Counsel Office (legal, compliance and risk functions). · We are seeking a highly organized and detail-oriented Secretary to join the General Counsel Office. The candidate will play a crucial role in supporting the legal, compliance a ...
Contract Compliance Officer - HongKong, 香港 - Zurich Insurance Company Ltd.
描述
Job Responsibilities:
Job Requirements
Why Zurich
At Zurich, we like to think outside the box and challenge the status quo. We take an optimistic approach by focusing on the positives and constantly asking What can go right?
We are an equal opportunity employer who knows that each employee is unique - that's what makes our team so great
Join us as we constantly explore new ways to protect our customers and the planet.
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