- You will monitor the changes and development on relevant new laws, rules and regulations in the APAC region
- You will liaise with regulators and handle regulatory inquiries, audits, inspections, questionnaires and surveys
- Handle APAC compliance issues, incident, and breaches in conjunction with various internal parties, where necessary, and prepare various MIS and incident reports
- Prepare and update APAC compliance policies and procedures
- Participate in various APAC compliance governance meetings and compliance projects
- Review new business and product proposals or transactions and approve in accordance with delegated authority
- Respond promptly to enquires on compliance related matters
- Periodic review, update and introduction of Compliance policy and procedures to ensure continuing relevance; and provide guidance, interpretation and direction to business stakeholders
- Assist business stakeholders and various compliance teams to keep abreast of regulatory developments and in the interpretation of regulatory changes and their likely impact on the business and its processes, procedures, controls and products (gap analysis) skills & experiences required
- Bachelor degree holder or equivalent educational experience
- Minimum 6 years' experience working in financial services. Candidates with more experience would be considered for a senior position
- Experience in Fintech industry would be preferred
- Strong experience in Licensing or Regulatory Compliance
- Good command in English and Chinese To apply online, please click on the link below. Alternatively, for a confidential discussion please contact Joanne Lo on or email:
key responsibilities You will monitor the changes and development on relevant new laws, rules and regulations in the APAC region
You will liaise with regulators and handle regulatory inquiries, audits, inspections, questionnaires and surveys
Handle APAC compliance issues, incident, and breaches in conjunction with various internal parties, where necessary, and prepare various MIS and incident reports
Prepare and update APAC compliance policies and procedures
skills crypto, exchange, compliance, general compliance, regulatory compliance, licensing
qualifications Degree holder
6+ years' experience working in financial services. Candidates with more experience would be considered for a senior position
Experience in Fintech will be preferred
English & Chinese
education Bachelor Degree -
Ashford Benjamin Ltd Hong Kong, 香港 全职Responsibilities: · Provide regulatory advisor to APAC business and control function · Monitor relevant regulatory changes and development · Implement related policies and procedures · Support new business initiatives and ensure related rules and regulation are identified and fol ...
-
Morgan McKinley Hong Kong, 香港 全职A leading US financial institution is looking for a regulatory compliance professional handling regulatory requests and coordinating HKMA and SFC exams within banking to join their private banking arm · Responsibilities · The selected candidate will assist on managing regulator ...
-
Hang Seng Bank Limited Hong Kong, 香港 全职Job description · A Career with Hang Seng Bank · Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services. We ...
-
Ashford Benjamin Ltd Hong Kong, 香港 全职Responsibilities: · Responsible for Hong Kong Regulatory Compliance matters · Act as regulatory advisor to securities, wealth management and asset management business and control function · Monitor relevant regulatory changes and development · Implement related policies and proce ...
-
HSBC Hong Kong, 香港 Permanent - 全职A Career with Hang Seng Bank · Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services. We seek to attract hig ...
-
Corporation Service Company Hong Kong, 香港 全职Officer, Regulatory Compliance Services · Hong Kong · Mon - Fri, 9am - 6pm · Hybrid · The position · Our Regulatory and Compliance Services (RCS) ensure our clients to meet both their local and global regulatory needs and provide customized support to keep our clients informed ...
-
Hong Kong Express Airways Limited Hong Kong, 香港 全职HK Express is Hong Kong's first and only low-cost carrier, always offering great value, affordable fares on one of the youngest and most modern aircraft fleets in the world. · Like you, and just like many people across Asia, we love to travel and discover new places across the wo ...
-
Hang Seng Bank Limited Hong Kong, 香港 全职Job description · A Career with Hang Seng Bank · Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services. We ...
-
Unicorn Advisor (HK) Limited Hong Kong, 香港 全职Required to have prior SFC regulatory working experiences · Very strong in wealth management product due diligence and compliance experiences · Fluent in Mandarin is a MUST · ...
-
HSBC Hong Kong, 香港 Permanent - 全职A Career with Hang Seng Bank · Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services. We seek to attract hig ...
-
Sia Partners Hong Kong, 香港Job description · We are currently looking for a Consultants with Financial Services background, having worked preferably within banking & financial services sectors. Our projects are geared around delivering on Risk & Regulatory topics across domains · Consultant - Hong Kong ( ...
-
IQ-EQ Hong Kong, 香港 全职Job Description · Assisting the processing of all corporate licensing applications with the SFC, HKMA, Insurance Authority, HKEx and / or C&E (or other relevant regulatory agencies) from new clients (including the processing of the associated staff, directors, MICs, Responsible ...
-
IQ-EQ Hong Kong, 香港 全职Job DescriptionAssisting the processing of all corporate licensing applications with the SFC, HKMA, Insurance Authority, HKEx and / or C&E (or other relevant regulatory agencies) from new clients (including the processing of the associated staff, directors, MICs, Responsible Offi ...
-
EY Hong Kong, 香港The opportunity · With the growth of private banking in Hong Kong, we are building on our existing strengths to drive further business growth and deliver greater benefit to our clients. We're looking for an experienced and confident private banking regulatory compliance risk exe ...
-
EY Hong Kong, 香港The opportunity · Join our FSRM team and you will provide a highly integrated broad array of risk management services to capital market participants. FSRM products and services include suitability and product offering advice, front office controls, licensing, know your client, c ...
-
Omni Group Asia Ltd. Hong Kong, 香港 全职Responsibilities · Responsible for regulatory compliance matters pertaining to insurance product offerings, sales, and distribution. · Develop and oversee robust compliance programs that effectively address market conduct, regulatory requirements, and internal policies. · Ensure ...
-
X-Giants International Hong Kong Limited Hong Kong, 香港 全职Compliance Manager/Senior Manager · Responsibilities: · Compliance Policy and Procedures: Develop and update the company's compliance policies and procedures to ensure business activities comply with national and regional financial regulatory laws. · Regulatory Agency Communicati ...
-
Noah International 諾亞國際 Hong Kong, 香港 全职Scope of Responsibilities: · To design and implement compliance programs to address market conduct, meet regulatory requirements and internal policies on sales compliance, conduct risk and personal data privacy · Providing compliance advice to business units to ensure business in ...
-
AIA International Limited. Hong Kong, 香港 全职FIND YOUR 'BETTER' AT AIA · We don't simply believe in being 'The Best'. We believe in better - because there's no limit to how far 'better' can take us. · We believe in empowering every one of our people to find their 'better' - in the work they do, the career they build, the ...
-
Bank Of China (Hong Kong) Limited Hong Kong, 香港 全职Responsibilities:Provide advice to the business units regarding regulatory compliance issues on general banking products/ services (including deposit, loans, credit cards, fintech projects) and business propositions · Assist the business units in evaluating the risk involved in a ...
Regulatory Compliance - Hong Kong, 香港 - Randstad Hong Kong
描述
about the company Our client is an expanding Crypto Exchange with a strong presence globally. about the job
