- Our client, a leading full license corporation, their business including brokerage, corporate finance, wealth and asset management, private equity investment, futures trading, consultancy, etc about the team.
- You will have a direct reporting line to the Head of Risk and work closely with another senior operational risk team member who is not only pleasant to work with but also excels in collaborating with the job.
- Conduct the collection, investigation, and monitoring of operational risk incidents independently
- Review operational risk incident reports, collaborate with relevant stakeholders to rectify errors, and implement effective controls to mitigate future risks
- Update internal incident records and manage incident reports using the relevant system, coordinating with the operational team at headquarters
- Conduct regular reviews on RCA and KRI, perform trend analysis, and contribute to enhancing the operational risk management framework
- Manage the internal new business launch process, including conducting risk analysis and recommending control measures for new business or product development
- Provide internal training to enhance awareness of operational risk management methodologiesskills & experiences required.
- Bachelor's degree or above, preferably in Risk Management, Business, Finance, or a related field
- Preferred qualifications include holding a FRM/CFA
- 5 years of relevant experience, with a focus on recent operational risk management or experience in internal control, auditing, or procedural review
- Display a keen interest in the financial industry and have a solid understanding of various brokerage and investment banking businesses
- Excellent command of Mandarin and English, with a good command of Cantonese preferred
- Ability to work independently and collaboratively as a team player
- Demonstrated ability to multitask, set priorities, and manage workload effectively
- Candidates with less experience will be considered for the Associate, Operational Risk position
- Candidates with risk consulting experience in Big 4 would be considered as wellhow to apply.
- To Apply online, please click on the link below. Alternatively, for a confidential discussion please contact Zoe Liu on or email
skills Operational Risk, FRM, CFA, BCP, Internal Control, Risk Analysis, Enterprise Risk, RIsk Control
qualifications Bachelor Degree
FRM/CFA Holder would be plus
5 years of experience in Operational Risk in Brokerage/IBD
Experience in Risk Consulting or candidates from Big 4 can be considered
education Bachelor Degree -
Bank of China Group Investment Limited Hong Kong, 香港 全职1. 针对业务部门提交的对外投资、资产处置、项目管理等报告和方案开展初步审查,并从行业、风险、财务、回报、合规等方面出具初步尽责审查报告/意见或审查意见; · 2. 针对业务部门提交的资产价值评估及股票分析进行审查,并出具初步审查报告; · 3. 协助风险管理组组长进行个别专题调查; · 4. 参与研究、制订各类风险量化模型及资产评估模型,并参与定期维护; · 5. 运用各类风险量化模型对公司业务经营状况开展风险量化管理; · 6. 上级领导交办的其他工作。 · Requirements: · 1. 本科或以上学历,经济金融、财务会计或相关专业; · 2 ...
-
CIBC Hong Kong, 香港 Temps pleinNous bâtissons une banque axée sur les relations pour un monde moderne. Nous recrutons des professionnels talentueux et passionnés qui ont à cœur de faire ce qu'il faut pour nos clients. · À la Banque CIBC, nous misons sur vos forces et vos ambitions pour vous donner le pouvoir ...
-
Ambition Hong Kong, 香港 全职Job Responsibilities: · Monitor market risk control limits and analyze risk level · Assist in Control Credit limit and monitor indicators for both financial institutions and clients · Prepare risk management reports · Assist in making risk management policies · Job Requirement: ...
-
Hong Kong Exchanges and Clearing Limited Hong Kong, 香港 全职Company Introduction: · We're home to Asia's most dynamic and vibrant capital markets. · Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every ...
-
Risk Manager
5天前
The Bank of East Asia Hong Kong, 香港 全职Responsibilities: · This is a role under the Credit Risk Management Department (Special Assets & Monitoring Section) · The incumbent will review the credit control reports submitted by Risk Owners and perform post lending credit monitoring to follow up any exceptions and irregula ...
-
KPMG China Hong Kong, 香港KPMG China provides multidisciplinary services from audit and tax to advisory, with a strong focus on serving our clients' needs and their industries. Not only do we have an overriding commitment to provide the highest quality services for our clients, but we also strive to becom ...
-
Risk Manager
5天前
The Bank of East Asia Hong Kong, 香港 全职Responsibilities · This is a role under the Credit Risk Management Department (Special Assets & Monitoring team) · the incumbent will review and analyze the key figures for asset quality (mainly, impairment allowance and relevant key ratios) of the Group · Perform analysis and i ...
-
Risk Manager
1天前
Cathay Pacific Airways Limited Hong Kong, 香港Role Introduction · Reports to: Head of Corporate Risk · Cathay is a strong brand in Hong Kong and around the world and we are proud to have a long history of demonstrating excellence and resilience at the highest levels. We have an ambition to be one of the world's greatest serv ...
-
Risk Manager
6天前
The Bank of East Asia Hong Kong, 香港 全职Responsibilities · This role will be under the team of Risk Analytics & Governance · Collaborate with different risk functions under the Enterprise Risk Management framework and prepare regular risk management reports to Management Committees and the Board of Directors · Conduct ...
-
Risk Manager
3天前
Infini Capital Management Limited Hong Kong, 香港Job Responsibilities · Work closely with existing Risk Team and Portfolio Managers to manage and monitor risk limits for rates, FX, and fixed income asset classes and portfolios · Provide thoughtful guidelines on setting up new trading parameters for rates, FX, and fixed income a ...
-
Risk Manager
23小时前
The Bank of East Asia Hong Kong, 香港 全职Responsibilities · This is a role under the team of Risk Analytics & Governance Department. · Maintain the risk data warehouse of the bank on user's perspective. · Organize and execute BAU Change Request Life cycle of the risk data warehouse. · Handle data assessment requests, p ...
-
Risk Manager
3天前
The Bank of East Asia Hong Kong, 香港 全职Responsibilities · Support the Section Head of HKFRS9 & Stress Testing section in planning, designing and operation of expected credit loss ("ECL") models and stress testing, and overseeing and coordinate stress testing for the Bank Group. · Develop, monitor and enhance for the ...
-
AIA Hong Kong, 香港 全职FIND YOUR 'BETTER' AT AIA · If you believe in better, we'd love to hear from you. · About the Role · The right candidate will work with Group Office stakeholders to ensure the on-going and effective functioning of the Financial Risk governance and reporting processes at the Gr ...
-
Bank Of China (Hong Kong) Limited Hong Kong, 香港 全职Responsibilities: Perform risk assessment on credit proposals submitted by front line, exercise credit judgment and make credit recommendations · Conduct the assessment on obligors' internal credit rating · Perform pro-active credit monitoring and management on clients as well ...
-
Risk Manager
3小时前
The Bank of East Asia Hong Kong, 香港 全职Responsibilities · Review and improve IRB models, including PD/LGD/EAD models, related to corporate, retail and bank exposures · Prepare regular MIS reports for monitoring the performance of IRB models · Coordinate data quality check and rectification with relevant parties to en ...
-
KPMG China Hong Kong, 香港KPMG China provides multidisciplinary services from audit and tax to advisory, with a strong focus on serving our clients' needs and their industries. Not only do we have an overriding commitment to provide the highest quality services for our clients, but we also strive to becom ...
-
Assistant/ Risk Manager
11小时前
Bank Of China (Hong Kong) Limited Hong Kong, 香港 全职Bank of China limited first opened its branch office in Hong Kong in 1917. After the listing of BOC Hong Kong (Holdings) Limited, a subsidiary of the Bank, on the Hong Kong Stock Exchange in 2002, Bank of China maintained the branch in Hong Kong which continued to hold a full ba ...
-
Bank Of China (Hong Kong) Limited Hong Kong, 香港 全职Responsibilities:Formulate and update compliance risk and KYC policies and procedures in light of the latest regulatory requirements and market practices · Provide advice to frontline and other relevant units on compliance risk and KYC related matters · Conduct and improve transa ...
-
Selby Jennings Hong Kong, 香港 全职Job Title: Traded Risk Manager · We are currently seeking a highly skilled Traded Risk Manager to join our client's team. As a Traded Risk Manager, you will be responsible for overseeing market, credit, and liquidity risk in our client's insurance businesses across the region. Yo ...
-
ZA Bank Hong Kong, 香港 全职· Responsibilities: · Conduct transaction monitoring and fraud investigations to identify and mitigate potential money laundering and terrorist financing activities. · Prepare and file suspicious transactions report upon detecting suspicious transactions or irregular activities ...
Operational Risk Associate/Manager - Central and Western District, 香港 - Randstad Hong Kong
描述
about the company.
Hong Kong的Operational Risk Associate/Manager从业者
-
Leung Ting Duncan Lau
Property and Hospitality Management Professional
-
Sam Lo
Finance Manager at Crypto.com