Senior Risk Analyst - Compliance - Hong Kong - beBeeAudit

The client is a Swiss Heritage Wealth & Investment Banking Advisor based in Hong Kong. · ...

We are recruiting a Compliance Analyst for a top-tier hedge fund. Key responsibilities of the role include wall crossing management, short sale ban & restricted list oversight, surveillance & monitoring, and data management & technology integration. · ...

We are seeking a highly motivated and detail-oriented Compliance Analyst to join our Hong Kong office. · This is an entry-level role designed for recent graduates or early-career professionals looking to build a career in financial compliance and regulation. ...

We are expanding and have a number of exciting opportunities to fill following the recent announcement of our acquisition funded by Hillhouse, a global private equity firm. · ...

We are building the infrastructure to allow eligible clients to subscribe to curated tokenized investment opportunities managed by our SFC-licensed entity and a physical gold system registered as a Category A Registrant with the Hong Kong Customs & Excise Department. · Conducting ...

Join us in delivering better outcomes for our clients around the world. · About The Department · Our Compliance team ensures Franklin Templeton operates within regulatory standards and mitigates risk. · Support FTIA and other group companies' compliance, MLRO, and governance acti ...

We are one of the fastest growing companies in the digital asset sector. If you are looking for cutting-edge work, where you will have opportunities to develop your career among peers who are experts in their field, · Review and handle daily compliance requests from law enforceme ...

Provide compliance advice to management and business units. · ...

We are seeking a detail‑oriented and proactive Compliance Analyst to support the company's regulatory obligations under FATCA (Foreign Account Tax Compliance Act) and CRS (Common Reporting Standard). · Ensure the company's full compliance with FATCA and CRS requirements, includi ...

The Compliance Analyst will be responsible for keeping abreast of regulatory changes on sales of investment and insurance products and assist business units in compliance by reviewing their revised internal procedures. · Candidate should have Bachelor's degree and above preferabl ...

Kroll's Compliance Consulting practice assists clients in setting up firms... · ...

We are seeking a detail-driven professional to join our Global Business Acceptance team in Hong Kong. As a Junior Compliance Analyst, you will support global business acceptance operations and develop expertise in compliance within a global legal environment. · ...

Kroll's Compliance Consulting practice assists clients in setting up firms, · Proven experience in a compliance role · Good understanding of the financial services industry i.e. asset management and broking sectors Risk tolerant and comfortable in a rapidly changing environment · ...

The job requires reviewing and understanding daily compliance-related requests from law enforcement authorities and communicating with relevant authorities as required. · ...

Managing a portfolio of clients regulated by the SFC and other global regulators drafting compliance manuals establishing maintaining compliance infrastructure undertaking periodic compliance monitoring reviews prepare refine audit procedures execute audit procedures prepare writ ...

We are seeking experienced AML Analysts with 1-3 years of experience in Transaction Monitoring to join our team. · Review and clear Level 1 transaction monitoring alerts generated by internal systems or SAS. · Investigate suspicious activities and escalate cases as required. · ...

Ensure smooth compliance operations of business including daily operations Know-Your-Client transactions reviewing record keeping etc Handle day-to-day other operational tasks including data management event coordination creating or enhancing workflow when necessary Assist in per ...

+We're looking for a motivated Compliance Analyst to join our dynamic and global Assurance Team and help strengthen our compliance framework. · About The RoleAs a Compliance Analyst, you'll play a vital role in our second line of defense, helping to identify, assess, and monitor ...

Provide compliance advice and practical solutions to management and business units. · Maintain statutory records · ...

We are seeking a Compliance Analyst to join our team at BingX! · The successful candidate will have a strong understanding of AML / CFT / CDD / Sanctions requirements and industry best practices, · as well as experience with AML and blockchain analytics tools. · Bachelor's degree ...

Esperanza is seeking a Compliance Analyst to join their team in Hong Kong. · ...