Junior Compliance Analyst - Hong Kong, Hong Kong

We are seeking a highly motivated and detail-oriented Compliance Analyst to join our Hong Kong office. · This is an entry-level role designed for recent graduates or early-career professionals looking to build a career in financial compliance and regulation. ...

· Our client is a Swiss Heritage Wealth & Investment Banking Advisor base in Hong Kong.  · Title: Compliance Data & Reporting Analyst (HKD30-40K/m) · Reporting Line: Head of Compliance · Team Structure: a team of 4 · Roles and Responsibilities · Handle and maintain confidential ...

· Maven is a market-leading proprietary trading firm deploying its own capital across discretionary, systematic, and market-making strategies. Backed by deep expertise in trading, technology, and research, we are relentlessly focused on improving liquidity across global listed d ...

· We are recruiting a Compliance Analyst for a top-tier hedge fund. Key responsibilities of the role include wall crossing management, short sale ban & restricted list oversight, surveillance & monitoring, and data management & technology integration. · Key Responsibilities: · M ...

About us · Optima Partners is a global compliance and regulatory consultancy trusted by leading financial institutions worldwide. With offices in Hong Kong, Singapore, Abu Dhabi, Dubai, New York, London, Chicago, Los Angeles, and San Francisco, we provide advisory and consulting ...

· Maven is a market-leading proprietary trading firm deploying its own capital across discretionary, systematic, and market-making strategies. Backed by deep expertise in trading, technology, and research, we are relentlessly focused on improving liquidity across global listed d ...

Provide compliance advice to management and business units. · ...

Company Introduction · Polymer Capital Management is a market-neutral, multi-manager investment platform based in and focused on Asia. Polymer combines established institutional support and deep knowledge of local financial markets with a dedication to discovering and developing ...

We are building the infrastructure to allow eligible clients to subscribe to curated tokenized investment opportunities managed by our SFC-licensed entity and a physical gold system registered as a Category A Registrant with the Hong Kong Customs & Excise Department. · Conducting ...

We are one of the fastest growing companies in the digital asset sector. If you are looking for cutting-edge work, where you will have opportunities to develop your career among peers who are experts in their field, · Review and handle daily compliance requests from law enforceme ...

We are seeking a detail‑oriented and proactive Compliance Analyst to support the company's regulatory obligations under FATCA (Foreign Account Tax Compliance Act) and CRS (Common Reporting Standard). · Ensure the company's full compliance with FATCA and CRS requirements, includi ...

The Compliance Analyst will be responsible for keeping abreast of regulatory changes on sales of investment and insurance products and assist business units in compliance by reviewing their revised internal procedures. · Candidate should have Bachelor's degree and above preferabl ...

Description · Kroll's Compliance Consulting practice assists clients in setting up firms, obtaining their initial authorization or registration, and providing them with ongoing compliance advice to navigate the rapidly changing regulatory landscape. As an Analyst you will embody ...

Managing a portfolio of clients regulated by the SFC and other global regulators drafting compliance manuals establishing maintaining compliance infrastructure undertaking periodic compliance monitoring reviews prepare refine audit procedures execute audit procedures prepare writ ...

The job requires reviewing and understanding daily compliance-related requests from law enforcement authorities and communicating with relevant authorities as required. · ...

Leading international law firm · New headcount · Global exposure | Friendly and stable environment · Client Details · Our client, a leading international law firm, is seeking a  · Senior/ Compliance Analyst · to join their Global Business Acceptance team. · Key Responsibilities: ...

Leading international law firm · New headcount · Global exposure | Friendly and stable environment · Client Details · Our client, a leading international law firm, is seeking a Senior/ Compliance Analyst to join their Global Business Acceptance team. · Key Responsibilities: · ...

Ensure smooth compliance operations of business including daily operations Know-Your-Client transactions reviewing record keeping etc Handle day-to-day other operational tasks including data management event coordination creating or enhancing workflow when necessary Assist in per ...

About us · Optima Partners is a global compliance and regulatory consultancy trusted by leading financial institutions worldwide. With offices in Hong Kong, Singapore, Abu Dhabi, Dubai, New York, London, Chicago, Los Angeles, and San Francisco, we provide advisory and consulting ...

+We're looking for a motivated Compliance Analyst to join our dynamic and global Assurance Team and help strengthen our compliance framework. · About The RoleAs a Compliance Analyst, you'll play a vital role in our second line of defense, helping to identify, assess, and monitor ...