Compliance Analyst - Hong Kong
仅限注册会员 Hong Kong, 香港
1个月前
* 此薪资范围由 beBee 估算
Job summary
Join our team and play a pivotal role in our ambitious growth plans and in driving our journey towards success.
Responsibilities
- Evaluate new clients and related KYC parties to understand the nature of their business, ownership and control structure, and identify any areas of higher risk.
- Review current KYC files.
- Conduct periodic reviews of existing clients to complete Customer Due Diligence (CDD).
- Perform background checks as necessary for AML, KYC, Sanctions, and PEPs-related issues.
- Ensure that enhanced due diligence policies and procedures are followed when higher-risk triggers are identified, escalating matters to the Head of Department as appropriate.
- Collaborate with internal staff and external third parties regarding general compliance matters.
- Ensure timely updates to the compliance database.
- Assist the Head of Department in ensuring that employees receive appropriate AML induction and refresher training.
- Perform quality analysis on the conducted CDD and prepare management reports.
- Provide compliance guidance throughout the corporate services department.
- Assist in the design and implementation of administrative processes and procedures in line with firm policy.
- Handle filing and administrative duties.
- Other compliance duties may be assigned.
工作描述
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