Compliance Analyst - Hong Kong

We are recruiting a Compliance Analyst for a top-tier hedge fund. · Bachelor's degree holder with 3+ years of experience in compliance, control room, or financial regulatory roles. · Proficiency in SQL, Excel, database management and User Acceptance Testing (UAT). · ...

We are seeking a highly motivated and detail-oriented Compliance Analyst to join our Hong Kong office. · This is an entry-level role designed for recent graduates or early-career professionals looking to build a career in financial compliance and regulation. ...

We are expanding and have a number of exciting opportunities to fill following the recent announcement of our acquisition funded by Hillhouse, a global private equity firm. · ...

· Our client is a Swiss Heritage Wealth & Investment Banking Advisor base in Hong Kong.  · Title: Compliance Data & Reporting Analyst (HKD30-40K/m) · Reporting Line: Head of Compliance · Team Structure: a team of 4 · Roles and Responsibilities · Handle and maintain confidential ...

We are building the infrastructure to allow eligible clients to subscribe to curated tokenized investment opportunities managed by our SFC-licensed entity and a physical gold system registered as a Category A Registrant with the Hong Kong Customs & Excise Department. · Conducting ...

We are one of the fastest growing companies in the digital asset sector. If you are looking for cutting-edge work, where you will have opportunities to develop your career among peers who are experts in their field, · Review and handle daily compliance requests from law enforceme ...

Provide compliance advice to management and business units. · ...

We are seeking a detail‑oriented and proactive Compliance Analyst to support the company's regulatory obligations under FATCA (Foreign Account Tax Compliance Act) and CRS (Common Reporting Standard). · Ensure the company's full compliance with FATCA and CRS requirements, includi ...

Company Introduction · Polymer Capital Management is a market-neutral, multi-manager investment platform based in and focused on Asia. Polymer combines established institutional support and deep knowledge of local financial markets with a dedication to discovering and developing ...

The Compliance Analyst will be responsible for keeping abreast of regulatory changes on sales of investment and insurance products and assist business units in compliance by reviewing their revised internal procedures. · Candidate should have Bachelor's degree and above preferabl ...

· The Opportunity · Are you a detail-driven, curious professional looking to build a career in compliance within a global legal environment? Our client, a forward-thinking international law firm, is seeking a Junior Analyst to join their Global Business Acceptance team in Hong K ...

Description · Kroll's Compliance Consulting practice assists clients in setting up firms, obtaining their initial authorization or registration, and providing them with ongoing compliance advice to navigate the rapidly changing regulatory landscape. As an Analyst you will embody ...

The job requires reviewing and understanding daily compliance-related requests from law enforcement authorities and communicating with relevant authorities as required. · ...

We are seeking experienced AML Analysts with 1-3 years of experience in Transaction Monitoring to join our team. · Review and clear Level 1 transaction monitoring alerts generated by internal systems or SAS. · Investigate suspicious activities and escalate cases as required. · ...

Managing a portfolio of clients regulated by the SFC and other global regulators drafting compliance manuals establishing maintaining compliance infrastructure undertaking periodic compliance monitoring reviews prepare refine audit procedures execute audit procedures prepare writ ...

Ensure smooth compliance operations of business including daily operations Know-Your-Client transactions reviewing record keeping etc Handle day-to-day other operational tasks including data management event coordination creating or enhancing workflow when necessary Assist in per ...

We are currently supporting a leading Algorithmic trading firm with a new Compliance Analyst hire in Hong Kong. The compliance generalist will cover monitoring, reporting and regulatory support across multiple jurisdictions. The ideal candidate will collaborate closely with busin ...

+We're looking for a motivated Compliance Analyst to join our dynamic and global Assurance Team and help strengthen our compliance framework. · About The RoleAs a Compliance Analyst, you'll play a vital role in our second line of defense, helping to identify, assess, and monitor ...

Why Harneys Fiduciary? · Harneys Fiduciary is a leading global offshore corporate services provider specialising in the provision of corporate administration, trust and fiduciary services in the British Virgin Islands, the Cayman Islands, Cyprus, Hong Kong and Singapore. · ​ · Th ...

Review and handle daily compliance requests from law enforcement and external parties with precision and professionalism Conduct investigations in line with internal procedures ensuring quality and timeliness support RFIs and contribute to the development of SOPs and compliance p ...