- Manage regular surveillance alerts and reports generated in platform for equities and derivatives products
- Perform Investigation generated from alerts and handle referrals of suspicious actions
- Provide support in market surveillance-related initiatives and systems enhancements
- Handle UAT and implementation of surveillance systems
- Perform monitoring of the Organisation's derivatives products
- Minimum 4 year's relevant working experience in sizeable financial organisations
- Adequate level of understanding in securities and derivatives markets
- Relevant experience in adopting surveillance strategy or other surveillance related reporting platforms
- Ability to work independently and with strong analytical skills
- Proficiency in English and Chinese (Cantonese and Mandarin) is a must
-
MUFG Hong Kong, 香港 全职Do you want your voice heard and your actions to count? · Discover your opportunity with Mitsubishi UFJ Financial Group (MUFG), the 7th largest financial group in the world. Across the globe, we're 160,000 colleagues, striving to make a difference for every client, organization ...
-
Hong Kong Exchanges and Clearing Limited Hong Kong, 香港 全职Company Introduction: · We're home to Asia's most dynamic and vibrant capital markets. · Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every ...
-
Hong Kong Exchanges and Clearing Limited Hong Kong, 香港 全职Company Introduction: · We're home to Asia's most dynamic and vibrant capital markets. · Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every ...
-
Hong Kong Exchanges and Clearing Limited Hong Kong, 香港 全职Company Introduction: · We're home to Asia's most dynamic and vibrant capital markets. · Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every ...
-
Hong Kong Exchanges and Clearing Limited Hong Kong, 香港 全职Company Introduction: · We're home to Asia's most dynamic and vibrant capital markets. · Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every ...
-
Senior Analyst
1周前
Macquarie Group Hong Kong, 香港 全职Join Surveillance Compliance who operate within the Macquarie Risk Management Group, our team oversee trade surveillance and monitor electronic and voice communication channels across all Macquarie businesses and support groups. · At Macquarie, we are working to create lasting v ...
-
HARBRIDGE PARTNERS Hong Kong, 香港 全职VP/ Associate Director, AML Compliance – Equities/ Securities · Team Lead, Trade Surveillance & AML Monitoring · Location: Hong Kong · Main Duties and Responsibilities: · Covering and manging the team for AML/CTF, Trade Surveillance/ Monitoring and FATCA/CRS · Provide AML/CTF gu ...
-
Hong Kong Exchanges and Clearing Limited Hong Kong, 香港 全职Company Introduction: · We're home to Asia's most dynamic and vibrant capital markets. · Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every ...
-
Larson Maddox Hong Kong, 香港 全职Compliance Manager - Chinese Securities · Responsibilities: · Reporting to Head of Compliance · Provide compliance advisory on FICC products within a Chinese security house or retail brokerage. · Ensure adherence to regulatory requirements and guidelines. · Develop and update com ...
-
Omni Group Asia Ltd. Hong Kong, 香港 全职Responsibilities · Develop and maintain a comprehensive AML/CFT program in accordance with applicable laws, regulations, and international standards. · Lead and manage a team of AML/CFT professionals, providing guidance, training, and support to ensure a strong culture of complia ...
-
Pure Hong Kong Hong Kong, 香港 全职The Company · Our client is a top tier private bank, with strong presences in Asia, with a long history and established compliance team and culture in HK. As a part of their growing HK Compliance Team, they are now looking for a smart, stable and driven compliance professional to ...
-
Valuable Capital Limited Hong Kong, 香港 全职Responsibilities: · Handle SFC licensing matters including but not limited to delisting or relisting applications; · Perform compliance control and monitoring programs including but not limited to control room, AML checking, and trade surveillance; · Handle the third-party and VI ...
-
Bank Of China (Hong Kong) Limited Hong Kong, 香港 全职ResponsibilitiesAct as first line of defense to review and advise business on control matters, conduct transaction monitoring and business review to ensure adherence to internal/external requirements, identify possible compliance/operational risks/breaches, prepare management rep ...
-
Taikang Asset Management (Hong Kong) Co. Ltd. Hong Kong, 香港 全职Taikang Asset Management (Hong Kong) Co. Ltd., (hereafter as "Taikang Asset (HK) or "the Company"), is a wholly-owned subsidiary of Taikang Asset Management Co., Ltd. (hereafter as "Taikang AMC") was incorporated in Hong Kong in 2007, now holding SFC licenses Type 1 (Dealing in S ...
-
Hong Kong Exchanges and Clearing Limited Hong Kong, 香港 全职Company Introduction: · We're home to Asia's most dynamic and vibrant capital markets. · Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every ...
-
Hong Kong Exchanges and Clearing Limited Hong Kong, 香港 全职Company Introduction: · We're home to Asia's most dynamic and vibrant capital markets. · Connecting capital, ideas, inspiration and innovation for deeper, more diverse and liquid global capital markets; providing greater choice and opportunity for our customers, each and every ...
-
Hong Kong Exchanges and Clearing Limited Hong Kong, 香港 全职Job Summary: · The Markets Systems Technology team is responsible for delivering first-in-class systems for trading, market data dissemination and surveillance monitoring in cash and derivatives markets. We play a critical role in managing the full software development cycle, in ...
-
Hang Seng Bank Limited Hong Kong, 香港 全职Job description · A Career with Hang Seng Bank · Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services. We ...
-
Economic Analyst
5天前
International Monetary Fund Hong Kong, 香港 全职Work for the IMF. Work for the World. · The International Monetary Fund (IMF), Resident Representative Office for Hong Kong SAR is seeking to hire an Economic Analyst. This role spans macro-financial analysis across Asia, with a particular focus on financial markets. · The Intern ...
-
Senior Manager
1周前
Securities and Futures Commission Hong Kong, 香港Home · Career · Why the SFC · Join us as an experienced professional · Current Openings · Senior Manager - Enforcement (Surveillance - Market Misconduct Team) · Senior Manager - Enforcement (Surveillance - Market Misconduct Team) Ref.: SFC/SM/ENF/SUMMT/240510 · Duties & ...
Associate - Market Surveillance and Monitoring (Contract) - Hong Kong, 香港 - Ambition
描述
Associate - Market Surveillance and Monitoring (Contract)
Job Responsibilities:
Job Requirements:
If this job isn't quite right for you, but you know someone who would be great at this role, why not take advantage of our referral scheme? We offer HKD1000 in Apple gift cards for every referred candidate who we place in a role. Terms & Conditions Apply.
 Co. Ltd.&v=024){kind=logo}
