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Head of Legal and Compliance
发现在: Talent UK C2 - 1天前
ALS International Hong Kong, 香港Head of Legal and Compliance · Date: Mar 31, Location: Hong Kong, UK Ref: Job ID: · Job Location: Hong Kong, UK About Our Client · Our client is a family office and looking for a senior lawyer to head their legal and compliance team in Hong Kong. · Key Responsibilit ...
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Head of Regulatory Compliance
发现在: Talent HK A C2 - 5天前
Ashford Benjamin Ltd Hong Kong, 香港 全职Responsibilities: · Responsible for Hong Kong Regulatory Compliance matters · Act as regulatory advisor to securities, wealth management and asset management business and control function · Monitor relevant regulatory changes and development · Implement related policies and proce ...
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Head of Compliance, Hong Kong
发现在: Talent HK A C2 - 4天前
QBE Insurance Hong Kong, 香港 全职Primary Details · Time Type: Full time · Worker Type: Employee · Primary Responsibilities Ensure appropriate and relevant advice is provided to Senior Leadership on the management of regulatory changes within the Industry · Ensure corporate compliance with requisites prescri ...
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Head of Compliance – Digital Asset Exchange
发现在: Talent HK C2 - 1天前
The Edge Partnership Hong Kong, 香港Key responsibilities · Take responsibility for the organization's Compliance framework and function. · Lead a team to develop policies procedures, solutions and lead any remediation of compliance gaps to completion, including but not limited to AML, market surveillance, regulato ...
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Manager/Senior Manager/Head of Risk and Compliance
发现在: Talent HK A C2 - 2天前
Omni Group Asia Ltd. Hong Kong, 香港 全职Responsibilities: · Compliance: · Ensure compliance with all applicable SFC regulations, rules, and guidelines. · Develop and implement policies, procedures, and controls to ensure ongoing compliance with regulatory requirements. · Monitor and assess changes in AML regulations an ...
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HK - Head of Global Compliance and Standards, G6
发现在: Talent HK C2 - 1天前
Foreign, Commonwealth & Development Office Hong Kong, 香港 全职, PermanentThe British Government is an inclusive and diversity-friendly employer. We value difference, promote equality and challenge discrimination, enhancing our organisational capability. We welcome and encourage applications from people of all backgrounds. We do not discriminate on the ...
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Compliance Manager
发现在: Talent HK A C2 - 1天前
Bank Of China (Hong Kong) Limited Hong Kong, 香港 全职ResponsibilitiesAssist Team Head to manage a team to provide compliance advice and support for the Bank's general compliance and related matters, in particular to the Bank's middle and back office operations · Maintain, review and update internal policies and procedures, complian ...
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Senior Risk
发现在: Talent HK A C2 - 12小时前
The Bank of East Asia Hong Kong, 香港 全职Senior Risk & Compliance Manager – Section Head (Trustee & MPF) (Job ID 4038) · Responsibilities · Plan, organise, lead and control the activities of Risk & Compliance Section · Ensure that the operations of pension and trust businesses comply with the applicable legislation, rul ...
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AML/Compliance, Crypto Platform
发现在: Talent HK A C2 - 4天前
WilsonHCG Hong Kong Hong Kong, 香港 全职Established and growing crypto platform is seeking a compliance professional to be responsible for a broad range of AML and compliance responsibilities. You will work closely with compliance colleagues globally as well as the team Head. This person will eventually take on MLRO re ...
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AML/Compliance, Crypto
发现在: Talent HK A C2 - 3天前
WilsonHCG Hong Kong Hong Kong, 香港 全职Established crypto platform is seeking a compliance professional to be responsible for a broad range of AML and compliance responsibilities. You will work closely with compliance colleagues globally as well as the team Head. You will also act as MLRO at some point in the future. ...
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Compliance manager
发现在: Talent HK A C2 - 1天前
Larson Maddox Hong Kong, 香港 全职Compliance Manager - Chinese Securities · Responsibilities: · Reporting to Head of Compliance · Provide compliance advisory on FICC products within a Chinese security house or retail brokerage. · Ensure adherence to regulatory requirements and guidelines. · Develop and update com ...
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Regulatory Counsel – Digital Assets
发现在: Talent HK A C2 - 5天前
Bluemont Consulting Hong Kong, 香港 全职We are currently in search of a Regulatory Counsel on behalf of our client. This pivotal role entails providing legal and regulatory guidance across various jurisdictions in APAC and Europe. The Regulatory Counsel will work closely with the Head of Regulatory Affairs and other se ...
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Head of Operations
发现在: Talent HK A C2 - 1天前
CIMB Bank Berhad Hong Kong, 香港 全职Job Purpose · To ensure effective and efficient management of all operations functions (including Account Services, Payments and Remittances, Trade Financing Processing, Loans and Credit Administration, Treasury transaction processing, Client Onboarding and Wholesale Banknotes Op ...
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Compliance Advisory Manager, Wealth and Personal Banking
发现在: Talent HK A C2 - 12小时前
Hang Seng Bank Limited Hong Kong, 香港 全职Job description · A Career with Hang Seng Bank · Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services. We ...
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AVP- Compliance Assurance
发现在: Talent HK A C2 - 12小时前
ConnectedGroup Limited Hong Kong, 香港 全职Our client, an esteemed Regional Corporate Bank, is looking for an AVP to join their compliance assurance and reports to the Head of Compliance Assurance. · Responsibilities: · Conduct effective, objective, risk-based compliance monitoring activities pursuant to the annual Compli ...
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FICC structuring, Analyst
发现在: Talent HK A C2 - 5天前
Green Lake Executive Search Co. Limited Hong Kong, 香港 全职JD: · Support developing and structuring financial products (Fixed Income, FX and Rates) and solutions to institutional investors. Proactively propose creative ideas, discuss with the team head, educate internal stakeholders to promote new products. · Support setting up structure ...
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Compliance Officer
发现在: Talent HK A C2 - 1天前
FortisHill Consulting Limited Hong Kong, 香港 全职Responsibilities: · General Compliance: · Assist in handling product compliance matters, including preparing relevant filings to regulatory authorities such as the SFC for UT Code changes, reviewing marketing materials for HK SFC authorized funds, SICAV, and PE funds. · Conduct g ...
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Source of Wealth Analyst
发现在: Talent HK A C2 - 12小时前
Morgan McKinley Hong Kong, 香港 全职A top-tier global bank is looking for a source of wealth analyst to join their private banking arm to help review high risk accounts · ResponsibilitiesReview and analyze account profiles to identify gaps in source of wealth information · Analyze data, perform sanity check and w ...
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Senior Markets Compliance Manager
发现在: Talent HK A C2 - 6天前
ANZ Hong Kong, 香港 全职At ANZ, we're shaping a world where people and communities thrive, driven by a common goal: to improve the financial wellbeing and sustainability of our millions of customers. · About the Role · As a Senior Markets Compliance Manager in our Hong Kong Compliance team you'll pla ...
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Assistant Manager
发现在: Talent HK A C2 - 6天前
China CITIC Bank International Limited Hong Kong, 香港 全职Key Responsibilities · Undertake investigations into any suspicious transactions or complaints reported or made by both internal and external customers in accordance with AML requirements · Report suspicious cases to respective bodies including file STR and report JFIU in timely ...
Head of Compliance - Hong Kong, 香港 - Unicorn Advisor (HK) Limited
描述
Will be working along with head of legal
Needs to have strong global markets (sales and trading) SFC compliance leadership experiences.