- Review expert profiles and project requirements for the delivery of expert knowledge to our clients by the Content team
- Format, proofread, and screen written output (transcripts) specifically to ensure that all information complies with applicable laws and our client's legal and compliance policies
- Work with internal and external stakeholders to resolve any compliance flags
- Provide legal and compliance training to the Content team and other stakeholders
- Strong professional work experience as a Compliance Associate, Legal Assistant, Paralegal, or similar roles
- Fantastic proofreading experience and acute attention to detail
- Ability to effectively prioritize tasks, manage time, remain highly organized, and swiftly execute within a fast-paced environment
- Persistence, drive and a goal-focused mindset as you own projects from initiation to completion
-
Gough Recruitment Hong Kong, 香港 全职Responsibilities · Ensure adherence to SFC licenses for financial advisory and fund management, specifically types 1, 4, and 9. · Assist in the management of compliance matters, including engaging with regulators and external auditors for compliance audits. · Prepare compliance c ...
-
Jefferies Hong Kong, 香港 全职Responsibilities: · Assist in managing HK regulatory licensing related matters staff application and collection of supporting documents, form completion, processing annual return, requisite filings, notifications to staff and maintaining relevant licensing / personnel records an ...
-
AlphaSights Hong Kong, 香港About this role · The Research Compliance team is a dynamic, external and internal-facing function which enables the expansion of our fastest-growing business segments globally. As the Research Compliance Associate you will report into the Research Compliance Manager and work clo ...
-
Randstad Hong Kong Central and Western District, 香港 全职about the company. · Our client is a prestigious global corporate banking institution.The Bank is dedicated to serving enterprises. With a strong presence in the Hong Kong market, they have a stable business foundation and are continually expanding their the team. · You will hav ...
-
PIMCO Hong Kong, 香港 全职PIMCO is a global leader in active fixed income with deep expertise across public and private markets. We invest our clients' capital across a range of fixed income and credit opportunities, leveraging our decades of experience navigating complex debt markets. Our flexible capita ...
-
IQ-EQ Hong Kong, 香港 全职Job Description · Assisting the processing of all corporate licensing applications with the SFC, HKMA, Insurance Authority, HKEx and / or C&E (or other relevant regulatory agencies) from new clients (including the processing of the associated staff, directors, MICs, Responsible ...
-
IQ-EQ Hong Kong, 香港 全职Job DescriptionAssisting the processing of all corporate licensing applications with the SFC, HKMA, Insurance Authority, HKEx and / or C&E (or other relevant regulatory agencies) from new clients (including the processing of the associated staff, directors, MICs, Responsible Offi ...
-
PIMCO Hong Kong, 香港 全职RESPONSIBILITIES · : The primary responsibilities include managing and administering the firm's compliance programme covering areas on compliance programme monitoring, vendors and distributors onboarding and regular review, KYC/AML, staff trading, marketing materials review, fun ...
-
Pure Hong Kong Hong Kong, 香港 全职The Company · Our client is a top tier private bank, with strong presences in Asia, with a long history and established compliance team and culture in HK. As a part of their growing HK Compliance Team, they are now looking for a smart, stable and driven compliance professional to ...
-
HARBRIDGE PARTNERS Hong Kong, 香港 全职VP/ Associate Director, AML Compliance – Equities/ Securities · Team Lead, Trade Surveillance & AML Monitoring · Location: Hong Kong · Main Duties and Responsibilities: · Covering and manging the team for AML/CTF, Trade Surveillance/ Monitoring and FATCA/CRS · Provide AML/CTF gu ...
-
Pfizer Hong Kong, 香港 全职Pfizer is seeking an Associate Corporate Counsel/ Senior Manager to join our APAC/ Greater China International Investigations Team. The role includes formulating investigative strategy, executing all investigative steps, working with outside counsel when necessary, and coordina ...
-
EY Hong Kong, 香港FSO - Consulting - BC - Financial Crime Compliance (FSRM) - Senior Associate - Hong Kong · As a leading provider of integrated risk management and regulatory services to the banking and capital markets, insurance, asset management, energy, and corporate treasure sectors, we can ...
-
AIA International Limited. Hong Kong, 香港 全职FIND YOUR 'BETTER' AT AIA · We don't simply believe in being 'The Best'. We believe in better - because there's no limit to how far 'better' can take us. · We believe in empowering every one of our people to find their 'better' - in the work they do, the career they build, the ...
-
Sun Life Hong Kong, 香港 Temps pleinVous êtes unique, comme le sont votre parcours, votre expérience et votre façon de voir les choses. Ici, on vous encourage et on vous motive à donner le meilleur de vous-même, et on vous donne les moyens de le faire. Vous travaillerez avec des collègues dynamiques – experts dans ...
-
Senior Officer
2天前
China Construction Bank (Asia) Corporation Limited Hong Kong, 香港 全职Main Responsibilities · - Deliver value-added HR services on people administration, compensation & benefits services, bankwide registration for associates, on-boarding and termination processes, background screening for new hires/ associates, visa administration etc. · - Execut ...
-
Manager, AML
1天前
ZA Bank Hong Kong, 香港 全职We are looking for an experienced and knowledgeable AML Manager (Governance and Assurance) to join our growing compliance team. The ideal candidate should have a strong background in AML/CFT regulations and will be responsible for supporting the AML governance and assurance funct ...
-
Unicorn Advisor (HK) Limited Hong Kong, 香港 全职Develop and Implement Risk Management Strategies: Develop and implement risk management strategies, policies, and procedures to identify, assess, monitor, and mitigate risks associated with the company's business such as EQD, Delta one, PBS and Fixed income/equity trading and etc ...
-
Larson Maddox Hong Kong, 香港 全职Senior Manager of Legal and Compliance · Department: Legal and Compliance · Reports directly to CEO. · Summary: · We are seeking a highly skilled and experienced professional to join an insurance company. The successful candidate will be responsible for overseeing all legal and c ...
-
ANZ Hong Kong, 香港 全职About The Role · At ANZ, we're shaping a world where people and communities thrive, driven by a common goal: to improve the financial wellbeing and sustainability of our customers. Our Institutional bank helps our largest customers move trade and capital around the region, provi ...
-
Dah Sing Financial Group Hong Kong, 香港 全职Leads and manage the Project and Quality control teams to monitor the operation risk and regulatory compliance related issues with respect to the group and regulator policy. Ensure all operation processes are fully complied with the regulations and standard set by the Bank and re ...
Content Compliance Associate - Hong Kong, 香港 - AVOMIND
描述
About our Client
Our client provides global investment and business professionals with on-demand access to knowledge they need across all industries and geographies. Our client connects decision-makers from investment management, private equity, management consulting, and corporations with a dynamic network of industry experts who provide qualitative and quantitative market insights, industry expertise, and execution support so that our clients can make more informed decisions. Leveraging cutting-edge technology and our global team of 1,500+ professionals in nine global offices, we support our clients 24/7 around the world. Our client regularly ranks as one of the fastest-growing companies in the world.
The Role
We are looking for a results-oriented Content Compliance Associate to join our global Content Compliance team and be based in Hong Kong. The Content Compliance team is a dynamic, external and internal-facing function which enables the expansion of our fastest-growing business segments globally across all of our 9 offices, from Tokyo to San Francisco. As the Content Compliance Associate you will report into the Client Protection Director based in Hong Kong and work closely with the Legal, Client Protection and Content teams as well as a number of other stakeholders across the business. Your responsibilities include:
We will provide you with autonomy and independence in your day-to-day work and give you the opportunity to be a self-starter. This is an ideal role for someone who's keen to gain legal and operations experience while having direct access to the commercial and organizational workings of a dynamic, innovative global business. We are looking for a person who wants to join our high-performance team, have real impact and be part of our client's growth story.
What We Look For
Diversity, Equity & Inclusion
Our client believes that investing in DEI is the right thing to do and is vital to driving progress. We go the extra mile to build teams of people with diverse backgrounds and experiences, because diversity of thought drives innovation and knowledge diffusion which creates value for our clients, employees, and society.
They are a people-centric company, where every person is evaluated based on their merit. The action plan is clear: recruit top talent based on our core values, invest massively in people's development, and follow a structured DEI strategy so that everyone is always treated equitably and with respect.
ALS-HK-23373
