- Develop and Implement Risk Management Strategies: Develop and implement risk management strategies, policies, and procedures to identify, assess, monitor, and mitigate risks associated with the company's business such as EQD, Delta one, PBS and Fixed income/equity trading and etc.. This includes market risk, credit risk, counter-party risk, operational risk, liquidity risk, and other relevant risks.
- Risk Assessment and Measurement: Conduct risk assessments and measurements to evaluate the overall risk exposure of the securities company. This involves analyzing market trends, financial data, and regulatory requirements to identify potential risks and their potential impact on the company's operations.
- Risk Monitoring and Reporting: Develop risk monitoring systems and processes to ensure timely identification and reporting of risks to senior management. Prepare risk reports and presentations for management and regulatory purposes.
- Compliance and Regulatory Requirements: Stay updated on relevant laws, regulations, and industry best practices related to risk management in the securities industry. Ensure compliance with regulatory requirements and work closely with compliance teams to address any risk-related issues.
- Risk Mitigation and Control: Develop and implement risk mitigation strategies and controls to minimize the impact of identified risks. Collaborate with various departments within the company to establish risk control measures, such as implementing risk limits, stress testing, and contingency plans.
- Risk Governance and Training: Provide guidance and support to management and staff on risk management practices and procedures. Conduct training programs to enhance risk awareness and promote a risk-conscious culture within the organization. Establish risk governance frameworks and committees as needed.
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AML VP/Director, Investment Bank/Securities
发现在: beBee S2 HK - 2天前
Randstad Hong Kong Hong Kong, 香港 全职about the company · Our client is a prominent investment banking firm with a strong presence in the APAC region · about the job · Assisting the Head of AML in ensuring compliance with the latest regulations and industry standards · Reviewing new business initiatives · Supervisin ...
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ceo
发现在: Talent HK A C2 - 1天前
Bo Le Leaders Ltd Hong Kong, 香港 全职Responsibility: · 1. To lead the overall business of the firm in Hong Kong, including investment banking, capital markets, global markets, asset management, and wealth management etc. · 2. Report to the headquarter in mainland China directly · Requirement: · 1. Candidate must ha ...
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Structured Products focused Business Development
发现在: Talent HK A C2 - 4天前
Options Group (Hong Kong) Hong Kong, 香港 全职An AI enabled investment firm is looking for someone to join their BD / Sales team based in Hong Kong. They are looking for someone at around a VP level who has experience covering structured products. · The role will be a combination of AI solutions distribution, partnerships, c ...
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Account Director, Banking
发现在: Talent HK A C2 - 4天前
SS&C Fund Services (Asia) Pte Ltd Hong Kong, 香港 全职SS&C is a global provider of investment and financial services and software for the financial services and healthcare industries. Named to Fortune 1000 list as top U.S. company based on revenue, SS&C is headquartered in Windsor, Connecticut and has 20,000+ employees in over 90 of ...
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Legal Counsel
发现在: Talent HK A C2 - 1天前
Larson Maddox Hong Kong, 香港 全职Our client is a Commercial Bank in Hong Kong. · Job Title: Legal Counsel · Job Responsibilities: · Provide legal counsel and assistance to multiple business units within the financial institution and the group, ensuring adherence to legal requirements and minimizing legal risks. ...
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Head of Finance
发现在: Talent HK A C2 - 3天前
Morgan McKinley Hong Kong, 香港 全职Responsibilities: · Manage 3 teams under the finance department: Regulatory Reporting, Financial Accounting and Administration · Support Strategic Planning / Governance Planning Department to plan, allocate and monitor the items under strict control such as Funded Asset, Risk Wei ...
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Head of Finance
发现在: Talent HK A C2 - 3天前
Morgan McKinley Hong Kong, 香港 全职Successful candidate will be leading 3 teams under the Finance Department and passionate in advocating positive changes in the business. · Responsibilities:Manage 3 teams under the finance department: Regulatory Reporting, Financial Accounting and Administration · Support Strate ...
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Associate/VP, Counterparty Risk
发现在: Talent HK A C2 - 2天前
Be Myjob Company Limited Hong Kong, 香港 全职Responsibilities: · Deliver effective counterparty risk management solutions for overseas business initiatives, including cross-border TRS and synthetic prime brokerage business, maintain smooth interactions among business divisions as well as other support and control functions; ...
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Senior Manager of Corporate Planning
发现在: Talent HK A C2 - 2天前
X-Giants International Hong Kong Limited Hong Kong, 香港 全职Responsibilities: · Primarily provide equity restructuring and tax-related consulting services to client companies: Collaborate with client companies to deliver professional advice on equity restructuring and tax matters, including tax planning, tax optimization, and compliance a ...
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Legal Counsel
发现在: Talent HK A C2 - 5天前
SAFE Investment Hong Kong, 香港 全职We invite applications for the position of Legal Counsel. Candidates should have the following qualifications: · A lawyer with 5-10 years' PQE gained at a well-recognized law firm, fund house or financial institution, preferably with experience in banking, securities and futures, ...
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Compliance, Global Markets Compliance FICC, Vice President, Hong Kong
发现在: One Red Cent Asia eFC C2 - 6天前
Goldman Sachs Hong Kong, 香港 全职GLOBAL COMPLIANCE · Our division prevents, detects and mitigates compliance, regulatory and reputational risk across the firm and helps to strengthen the firm's culture of compliance. Compliance accomplishes these through the firm's enterprise-wide compliance risk management pro ...
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Private Banker
发现在: Talent HK A C2 - 12小时前
Hudson Hong Kong Hong Kong, 香港 全职· Our client is one of the leading banks in the region and to cope with their expansion plan, they are now open to candidates with relevant Banking/ Wealth Management RM experience that is interested to pursue a role in the Private Banking business: · Job Responsibilities · Acqu ...
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Security Settlements, Operations, Associate/ Director
发现在: One Red Cent Asia eFC C2 - 6天前
Morgan Stanley Hong Kong, 香港 全职About the Firm · Morgan Stanley (NYSE: MS) is a leading global financial services firm providing a wide range of investment banking, securities, wealth management and investment management services. With offices in 42 countries, the firm's employees serve clients worldwide incl ...
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Operational Risk Specialist
发现在: Talent HK A C2 - 12小时前
Ashford Benjamin Ltd Hong Kong, 香港 全职Job Responsibilities: · • Maintain operational risk management policies and ensure all policies and practices are in compliance with regulatory requirements; · • Responsible for firm-wide operational risk control and management in the role of the 2nd line of defence (LoD); · • Pr ...
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Audit Manager
发现在: Talent HK A C2 - 5天前
Bank Of China (Hong Kong) Limited Hong Kong, 香港 全职Responsibilities : Lead and manage various internal audit engagements in Corporate Banking sector from planning, risk assessment, fieldwork to reporting · Evaluate the effectiveness of internal controls, identify areas for improvement and provide sound recommendations · Provide ...
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Compliance, Financial Crime Compliance
发现在: One Red Cent Asia eFC C2 - 4天前
Goldman Sachs Hong Kong, 香港 全职The Goldman Sachs Group, Inc. is a leading global financial services firm providing investment banking, securities and investment management firm. Goldman Sachs provides a wide range of services worldwide to a substantial and diversified client base that includes corporations, fi ...
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L1 - L2 Application Support - Prime Finance
发现在: Talent HK A C2 - 2天前
TEKsystems Hong Kong Hong Kong, 香港 全职Responsibilities Drive an operational environment for front office business applications from daily operational tasks, ensuring a stable operating environment for the applications. · Drive platform improvement initiatives in monitoring, stability, resiliency and capacity for tra ...
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Legal Counsel, Banking, International Bank
发现在: Talent HK A C2 - 1天前
WilsonHCG Hong Kong Hong Kong, 香港 全职Leading European Bank is seeking a Banking & Finance lawyer in a newly created role to provide support to their APAC businesses. You will be responsible for transaction management as well as more general corporate legal matters (such as reviewing contracts/agreements/licenses). ...
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Senior Legal Counsel
发现在: Talent HK A C2 - 12小时前
Bank Of China (Hong Kong) Limited Hong Kong, 香港 全职Responsibilities: Provide legal support to our bank's retail banking business which comprises of fintech, digital banking, credit card, personal loan and mortgages and other business initiatives under the guidance of Lead Counsel, including CBDC products, tokenized products, e-Si ...
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Relationship Manager
发现在: Talent HK A C2 - 2天前
TalentQuest HR Limited Hong Kong, 香港 全职Key responsibilities · Act as a trusted partner to clients and solicit new business and clients for the firm · Manage and grow the current portfolio of clients relating to banks products and services · Responsible for performing credit activities including credit appraisal and re ...
Head of Risk, Investment Bank/Securities Firm - Hong Kong, 香港 - Unicorn Advisor (HK) Limited
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