Head of Compliance - Hong Kong, 香港 - Unicorn Advisor (HK) Limited

Head of Legal and Compliance

发现在: Talent UK C2 - 1天前

Head of Legal and Compliance · Date: Mar 31, Location: Hong Kong, UK Ref: Job ID: · Job Location: Hong Kong, UK About Our Client · Our client is a family office and looking for a senior lawyer to head their legal and compliance team in Hong Kong. · Key Responsibilit ...

Head of Regulatory Compliance

发现在: Talent HK A C2 - 5天前

Responsibilities: · Responsible for Hong Kong Regulatory Compliance matters · Act as regulatory advisor to securities, wealth management and asset management business and control function · Monitor relevant regulatory changes and development · Implement related policies and proce ...

Head of Compliance, Hong Kong

发现在: Talent HK A C2 - 4天前

Primary Details · Time Type: Full time · Worker Type: Employee · Primary Responsibilities Ensure appropriate and relevant advice is provided to Senior Leadership on the management of regulatory changes within the Industry · Ensure corporate compliance with requisites prescri ...

Head of Compliance – Digital Asset Exchange

发现在: Talent HK C2 - 1天前

Key responsibilities · Take responsibility for the organization's Compliance framework and function. · Lead a team to develop policies procedures, solutions and lead any remediation of compliance gaps to completion, including but not limited to AML, market surveillance, regulato ...

Manager/Senior Manager/Head of Risk and Compliance

发现在: Talent HK A C2 - 2天前

Responsibilities: · Compliance: · Ensure compliance with all applicable SFC regulations, rules, and guidelines. · Develop and implement policies, procedures, and controls to ensure ongoing compliance with regulatory requirements. · Monitor and assess changes in AML regulations an ...

HK - Head of Global Compliance and Standards, G6

发现在: Talent HK C2 - 1天前

The British Government is an inclusive and diversity-friendly employer. We value difference, promote equality and challenge discrimination, enhancing our organisational capability. We welcome and encourage applications from people of all backgrounds. We do not discriminate on the ...

Compliance Manager

发现在: Talent HK A C2 - 1天前

ResponsibilitiesAssist Team Head to manage a team to provide compliance advice and support for the Bank's general compliance and related matters, in particular to the Bank's middle and back office operations · Maintain, review and update internal policies and procedures, complian ...

Senior Risk

发现在: Talent HK A C2 - 12小时前

Senior Risk & Compliance Manager – Section Head (Trustee & MPF) (Job ID 4038) · Responsibilities · Plan, organise, lead and control the activities of Risk & Compliance Section · Ensure that the operations of pension and trust businesses comply with the applicable legislation, rul ...

AML/Compliance, Crypto Platform

发现在: Talent HK A C2 - 4天前

Established and growing crypto platform is seeking a compliance professional to be responsible for a broad range of AML and compliance responsibilities. You will work closely with compliance colleagues globally as well as the team Head. This person will eventually take on MLRO re ...

AML/Compliance, Crypto

发现在: Talent HK A C2 - 3天前

Established crypto platform is seeking a compliance professional to be responsible for a broad range of AML and compliance responsibilities. You will work closely with compliance colleagues globally as well as the team Head. You will also act as MLRO at some point in the future. ...

Compliance manager

发现在: Talent HK A C2 - 1天前

Compliance Manager - Chinese Securities · Responsibilities: · Reporting to Head of Compliance · Provide compliance advisory on FICC products within a Chinese security house or retail brokerage. · Ensure adherence to regulatory requirements and guidelines. · Develop and update com ...

Regulatory Counsel – Digital Assets

发现在: Talent HK A C2 - 5天前

We are currently in search of a Regulatory Counsel on behalf of our client. This pivotal role entails providing legal and regulatory guidance across various jurisdictions in APAC and Europe. The Regulatory Counsel will work closely with the Head of Regulatory Affairs and other se ...

Head of Operations

发现在: Talent HK A C2 - 1天前

Job Purpose · To ensure effective and efficient management of all operations functions (including Account Services, Payments and Remittances, Trade Financing Processing, Loans and Credit Administration, Treasury transaction processing, Client Onboarding and Wholesale Banknotes Op ...

Compliance Advisory Manager, Wealth and Personal Banking

发现在: Talent HK A C2 - 12小时前

Job description · A Career with Hang Seng Bank · Hang Seng is committed to service excellence. Our people are our most important asset and play a vital role in our efforts to continually enhance our performance for customers and provide best-in-class products and services. We ...

AVP- Compliance Assurance

发现在: Talent HK A C2 - 12小时前

Our client, an esteemed Regional Corporate Bank, is looking for an AVP to join their compliance assurance and reports to the Head of Compliance Assurance. · Responsibilities: · Conduct effective, objective, risk-based compliance monitoring activities pursuant to the annual Compli ...

FICC structuring, Analyst

发现在: Talent HK A C2 - 5天前

JD: · Support developing and structuring financial products (Fixed Income, FX and Rates) and solutions to institutional investors. Proactively propose creative ideas, discuss with the team head, educate internal stakeholders to promote new products. · Support setting up structure ...

Compliance Officer

发现在: Talent HK A C2 - 1天前

Responsibilities: · General Compliance: · Assist in handling product compliance matters, including preparing relevant filings to regulatory authorities such as the SFC for UT Code changes, reviewing marketing materials for HK SFC authorized funds, SICAV, and PE funds. · Conduct g ...

Source of Wealth Analyst

发现在: Talent HK A C2 - 12小时前

A top-tier global bank is looking for a source of wealth analyst to join their private banking arm to help review high risk accounts · ResponsibilitiesReview and analyze account profiles to identify gaps in source of wealth information · Analyze data, perform sanity check and w ...

Senior Markets Compliance Manager

发现在: Talent HK A C2 - 6天前

At ANZ, we're shaping a world where people and communities thrive, driven by a common goal: to improve the financial wellbeing and sustainability of our millions of customers. · About the Role · As a Senior Markets Compliance Manager in our Hong Kong Compliance team you'll pla ...

Assistant Manager

发现在: Talent HK A C2 - 6天前

Key Responsibilities · Undertake investigations into any suspicious transactions or complaints reported or made by both internal and external customers in accordance with AML requirements · Report suspicious cases to respective bodies including file STR and report JFIU in timely ...