Compliance manager 职位在 Victoria, 香港

Our client, a global leader in digital assets, is seeking a Senior Compliance Manager to drive their compliance strategy and ensure regulatory excellence. · ...

+This is a great opportunity for candidates without relevant experience to establish a career in the financial compliance field. · Assisting compliance consultants to handle filings with the regulators e.g. Securities and Futures Commission · Handling compliance administrative ta ...

Provide prompt, sound and consistent compliance advice on business products. · Provide prompt, sound and consistent compliance advice on business products. · Perform compliance monitoring tasks. · ...

香港持牌九年金融支付公司, · 始终秉持合规至上、安全高效原则的货币兑换及跨境汇款服务。我们诚邀富有责任感、抗压力强、具备战略视野的「合规主任/合规经理」,负责公司合规审查及管理层事务。 · ...

Provide expert compliance advice on SFC-regulated activities and develop policies to align with Hong Kong and Cayman regulations. · ...

++We are a Hong Kong based asset management company wholly owned by top-tier asset management firm in China and looking for highly motivated professional to join our compliance team. · + ...

The company seeks an experienced Compliance Manager to provide strategic compliance advice and support various business lines. · ...

Compliance Manager: responsible for advising on Hong Kong regulatory requirements and maintaining SFC licensing records. · ...

We are seeking an experienced Compliance Manager Assistant to join our team! · The ideal candidate will possess strong knowledge of SFC regulations, · HKEX rules,SFO,and familiarity with Cayman regulatory frameworks. · Responsibilities include providing expert compliance advice, ...

We are URGENTLY seeking for high calibre candidate to fill the following position: · Compliance ManagerThe Compliance Manager acts as the guardian of organizational integrity, ensuring adherence to laws and standards while fostering a culture of accountability and ethical conduct ...

The company seeks a Compliance Manager to advise department heads on compliance-related matters with major focus on type 2 regulated activities. · Degree holder in Law Finance Accounting Business or related disciplines; · Minimum working experience years financial institutions re ...

We are seeking an experienced and proactive Compliance Manager to support the build-out and ongoing operation of our licensed Virtual Asset Trading Platform. · Support the MIC in overseeing all SFC-related VATP compliance obligations. · Draft, review, and implement compliance pol ...

The company is one of the leading general insurers in Hong Kong and Macau. We take pride in our broad range of insurance products providing tailored and flexible solutions focusing on coverage and care. · Work with the Compliance Team to provide compliance related support to the ...

Lead compliance review for new client matter intake ensuring adherence to AML KYC sanctions ethical screens resolve high-level escalations concerning complex conflict interest dilemmas provide leadership guidance development to team of compliance analysts officers manage implemen ...

Provide advice to the first line of defence on insurance regulatory requirements Collaborate closely with relevant stakeholders and participate/assist in regulatory compliance-related projects product initiatives and system launch / enhancement etc Review policies and procedures ...

This is an exciting opportunity to join our team as Compliance Manager. The successful candidate will be responsible for overseeing risk governance and framework oversight on Southeast Asian entities. · ...

Our client is a leading law firm in Hong Kong seeking a Compliance Manager to join their team. The role involves leading compliance reviews, resolving escalations, providing leadership to compliance analysts/officers, and contributing to policy development. · Compliance or busine ...

Provide investment compliance advice to the Private Banking Department; advise and review product due diligence work for the products of Private Banking; provide assistance in the compliance review exercises; support in managing compliance projects. · ...

The Compliance Manager is responsible for identifying and assessing compliance risks along with the Group's development and daily operational activities; developing and implementing internal policies procedures and control manuals for the Group; performing periodic compliance mon ...

To control and monitor the compliance related matters of wholesale banking for complying with the regulatory requirements and internal risk management framework. · Assist supervisor(s) to develop, enhance and implement control measures to rectify issues/ exceptions as identified ...