Compliance manager 在 香港 工作岗位

Our client is seeking a Senior Compliance Manager to drive their compliance strategy and ensure regulatory excellence. · ...

Our client, a global leader in digital assets, is seeking a Senior Compliance Manager to drive their compliance strategy and ensure regulatory excellence. · ...

Compliance Consulting Limited was established in 2003. · Provide ongoing compliance advice to our retainer clients · ...

Opportunity for candidates without relevant experience to establish a career in the financial compliance field. Promotion prospect will be offered to good performers to the role of Assistant Compliance Consultant. · ...

我們誠邀富有責任感、抗壓力強、具備戰略視野的「合規主任/合規經理」,負責公司合規審查及管理層事務。 · 合規政策執行與監督:協助執行公司合規政策,確保公司業務全面符合香港同國際監管要求,包括但不限於香港金融管理局(HKMA)以及反洗錢(AML)相關規定。 · 合規風險識別與管控:主導公司合規風險識別、評估與監測工作,建立並優化風險控制框架和應急預案,系統性防範合規隱患。 · 內部流程審查與改善:定期審查公司內部流程,深入識別潛在合規風險點,並提出具針對性同可操作性嘅改善建議。 · 合規檔案維護:負責維護合規相關檔案,確保資料嘅完整性、準確性同及時性,以便 ...

Provide expert compliance advice on SFC-regulated activities and develop policies to align with Hong Kong and Cayman regulations. · ...

Provide prompt, sound and consistent compliance advice on business products. · Provide prompt, sound and consistent compliance advice on business products. · Perform compliance monitoring tasks. · ...

Our Client an internationally established FinTech firm specializing in brokerage services asset management and technology-driven investment solutions for a global clientele is looking for a Compliance Manager Securities Brokerage to join their friendly team. · ...

We are seeking an experienced Compliance Manager Assistant to join our team! · The ideal candidate will possess strong knowledge of SFC regulations, · HKEX rules,SFO,and familiarity with Cayman regulatory frameworks. · Responsibilities include providing expert compliance advice, ...

We are partnering with a leading international firm seeking a Compliance Manager to join their Hong Kong office. · Oversee client onboarding and matter opening workflows. · Act as a senior escalation point for complex queries related to conflicts and regulatory issues. · ...

This role is responsible for ensuring compliance with distribution, sales and marketing regulations across APAC. · ...

The Compliance Manager will oversee and provide guidance on the implementation of operational risk frameworks across SEA entities. This includes operational resilience, risk control self-assessments, key risk indicators, loss event databases, business continuity planning, · Risk ...

Our client is a well-established financial institution in Hong Kong offering innovative products and maintaining strong compliance standards across their operations. · ...

The role involves supporting the day to day workflow of the Control Room.Control Room will participate in reviewing, maintaining and providing guidance on transactions... · ...

We are seeking an experienced Compliance Manager to join our team at Han Kun Law Offices LLP in Hong Kong. · Provide advice on all risk and compliance matters for Hong Kong and Overseas Offices. · Development and implement compliance policiesand procedures · ...

参与公司境内外信息发布的合规审核工作,协同团队开展集团港股及H股在监管框架下的所有对外沟通准确、合规、及时,守护公司在资本市场的声誉与信任。 · 合规审查:协助对通过法定披露渠道(如公告、通函)、公司官网、新闻稿、投资者演示材料等对外发布的信息进行合规性初审。 · 监管规则跟踪:协助跟踪、整理和解读香港联交所上市规则、证券法规及其他相关法律法规的最新动态,特别是与医药行业相关的披露规定。 · 文档与档案管理:负责信息披露相关文件的归档、整理与管理,确保档案的完整性、准确性和易于检索性。 · 内外部沟通支持:协助团队与公司内部其他部门(如研发、市场、财务) ...

The appointee will monitor eMPF Company compliance operation and contractor compliance of eMPF Platform. · ...

A reputable China-based bank in Hong Kong is looking for a Compliance Manager. · Review of all policies and procedures to ensure they comply with regulatory requirements. · ...

We are a leading global payment solutions provider looking for a Compliance Manager to support and enhance our local compliance program in Hong Kong SAR. · Oversee the HK AML/CFT and regulatory compliance program. · ...

A seasoned compliance leader with strong regulatory or funds experience is sought by our client to join their dynamic environment. · ...