Director, Compliance - Hong Kong

법규跟蹤與落地,關注香港《證券及期貨條例》、SFC 操守準則等監管新規,分析對業務的影響;協助戰略調研、規劃制定與實施監控,跟蹤行業動態並優化戰略。 · ...

Compliance Director - Hong Kong · Our client is a leading quantitative hedge fund headquartered in Asia. They are seeking a seasoned Compliance professional to serve as an individual contributor driving the firm's global compliance initiatives. This role will report jointly to th ...

A senior compliance leader responsible for securing and maintaining the firm's Hong Kong MSO license and overseeing AML/CTF/PF compliance across APAC. · ...

About Conduit · Conduit is building the financial infrastructure that powers global money movement. · As we scale, strong regulatory and compliance leadership is foundational to Conduit's ability to operate and expand into new markets. · You will hold the primary relationship wit ...

Develops and maintains comprehensive compliance management frameworks ensuring adherence to regulations such as HKMA guidelines AMLO Personal Data Privacy Ordinance SFC guidelines. · ...

A Compliance Director is responsible for ensuring the company adheres to AML/CFT regulations and maintains compliance best practices. · ...

Job Scope · Lead cryptocurrency payment license applications across various regions and jurisdictions · Engage with regulatory authorities to resolve queries and expedite application processes · Stay updated with HK's regulatory environment and global compliance requirements for ...

About the Role: · WRISE is seeking an experienced and dynamic Director of Risk and Compliance to lead and oversee all aspects of our risk management and regulatory compliance framework. The successful candidate will be a key member of the senior management team, responsible for e ...

Job Title: · Director of Product Compliance · About the Job: · , > The Director will be responsible for leading our asset team towards key functionalities related to crypto funding movement portfolio management assets transparency he she she also must lead efforts to continually ...

Position Overview · We are seeking an experienced compliance professional to join our Wealth Management Compliance team. Reporting to the Head of Retail Brokerage and Wealth Management Compliance, this role provides regulatory and compliance oversight for the CSI Wealth Managemen ...

A senior compliance leader responsible for securing and maintaining the firm's Hong Kong MSO license and overseeing AML/CTF/PF compliance across APAC. · ...

The Compliance Director is responsible for leading and managing the full spectrum of compliance, ethics, governance, risk management, · training, · and regulatory support across all Business Units in Hong Kong and Taiwan. · Establish, · monitor, · & continuously improve the regul ...

CITIC CLSA provides global investors and corporate executives with insights, liquidity and capital to drive their growth strategies. · Award-winning research, an extensive Asia footprint, direct links to China and highly experienced finance professionals differentiate our innovat ...

We seek an experienced Compliance Director to lead our compliance function in line with SFC regulations.The ideal candidate will have progressive compliance experience in investment management industry. · ...

Company Profile · Morgan Stanley is a leading global financial services firm providing a wide range of investment banking, securities, investment management and wealth management services. The Firm's employees serve clients worldwide including corporations, governments and indivi ...

· Our client, a well-established Fund Services company, is looking to hire an Associate Director to join the expanding Compliance Services team in Hong Kong. · Job Responsibilities: · Manage the day-to-day compliance operations for a diverse portfolio of licensed entities, inclu ...

We are looking for an experienced subject matter expert in regulatory compliance and risk management to strengthen our Regulatory Compliance & Risk (RCR) practice in APAC. · You will play a pivotal role in expanding our market presence,fostering client relationships,and contribut ...

Job description: · JOB DESCRIPTION · Job Title: · Global Markets Compliance Executive Director  · Corporate Title: · Executive Director  · Department: · Compliance  · Location · : Hong Kong · Role Overview: · We are seeking a highly experienced China Compliance subject matter exp ...

We are looking for an Engineering Director to lead our Account team in building next-generation user center solutions. · ...

Job Description · We are seeking an experienced Engineering Director to lead our Account team in building next-generation user center solutions for millions of users globally. · ...