Officer, Operations - Hong Kong, 香港 - Standard Chartered Bank

    Standard Chartered Bank
    Standard Chartered Bank Hong Kong, 香港

    发现在: Talent HK C2 - 1周前

    Standard Chartered Bank background
    全职
    描述

    Role Responsibilities

    Processes

  • Perform CNS and SI settlements in CCASS as well as fixed income securities settlement in CMU.
  • Perform cash and holding reconciliation.
  • Support the business in meeting its obligations on the prevention of money laundering under the Group's policy and Standards, and under local law and regulations Organise and supervise the execution of settlement activities for local equities as required and work closely with external parties such as counterparties to meet clients' needs.
  • Work closely with sales and other team and other divisions of the Bank for funding requirement and other operating requirements to ensure high clients service levels.
  • Resolve all problematic transactions on operations and proactively work closely with internal & external parties such as counterparties and the central depository to pre-empt potential service level issues.
  • Perform sanction check for new securities and counterparty creation.
  • Process direct debit transfer for CMU payment for clients appoint SCBHK as its correspondent bank
  • Place tender orders received from the bank's Treasury dealers in eCMT

    • Regulatory & Business Conduct

  • Display exemplary conduct and live by the Group's Values and Code of Conduct.
  • Take personal responsibility for embedding the highest standards of ethics, including regulatory and business conduct, across Standard Chartered Bank. This includes understanding and ensuring compliance with, in letter and spirit, all applicable laws, regulations, guidelines and the Group Code of Conduct.
  • Effectively and collaboratively identify, escalate, mitigate and resolve risk, conduct and compliance matters.

    • Key stakeholders

    Internal

  • Client Service Team, Operations team
  • Head, FMO
  • Product Managers andRelationship Managers
  • Other functional officers, Group Internal Audit
  • Other departments and divisions (Cash Management, Treasury, Account Services, Credit Risk Control)

    • External

  • Regulatory Authorities
  • Market Participants (Depositories, Exchanges, Broker-Dealers, Custodians, Registrars)

    • Our Ideal Candidate

  • Education: Degree or Above
  • Languages: English and Chinese

    • Role Specific Technical Competencies

  • Communications
  • Microsoft Office