Surveillance Analyst - Central and Western District

· About the Position · We are looking for a Surveillance Analyst to join our Hong Kong team. This role is an opportunity to gain exposure to various aspects of global trading and international regulations. · The regulatory landscape of our industry is complex and always evolving ...

+Work with private bankers, compliance and legal teams to establish the regulatory controls, governance framework and methodology is effectively in place to manage the risk of business · +Perform daily supervisory and trade based surveillance reviews to ensure adherence to Firm's ...

A trade surveillance analyst will perform daily supervisory and trade surveillance checks to ensure compliance. · ...

We are looking for a Surveillance Analyst to join our Hong Kong team. This role is an opportunity to gain exposure to various aspects of global trading and international regulations. · Contributing to the design and continuous development of our trade surveillance systems, as wel ...

My client is seeking a detail-oriented Trade Surveillance Analyst to join their Compliance team ensuring the trading desks operate within ethical standards and comply with regional regulatory frameworks. · ...

A detail-oriented Trade Surveillance Analyst is sought to join the Compliance team ensuring trading desks operate within highest ethical standards and comply with regional regulatory frameworks. · Investigate trade surveillance alerts focusing on potential market abuse, insider t ...

Bring a solid previous experience that will benefit the Benchmark Fixings and Market Abuse communications surveillance frameworks · Undertake focused electronic communication monitoring on other key focus areas (Market Misconduct, Chinese Wall, Financial Crime, General Misconduct ...

Join our Global Securitized Lending team and help shape the future of asset-backed finance across APAC. · ...

We are seeking a Compliance Officer Market Surveillance in Hong Kong as part of our Compliance team. You will monitor trading activity across global markets to detect potential market abuse and support our regulatory obligations. · Monitor and analyse trading activity across all ...

We are recruiting a Compliance Analyst for a top-tier hedge fund. · Bachelor's degree holder with 3+ years of experience in compliance, control room, or financial regulatory roles. · Proficiency in SQL, Excel, database management and User Acceptance Testing (UAT). · ...

A global hedge fund is hiring a contractor as part of their Control Room team due to business expansion. · ...

+The APAC RACR Compliance Officer will develop and conduct the global RACR program in Hong Kong. · The role requires someone who can work in a fast-paced environment which will require flexibility to ever changing regulations and technology. · ...

Manage AML compliance program day-to-day operations. · Oversee team of AML compliance officers · ...

A global PE firm is hiring a compliance manager base in Hong Kong, or Singapore (2 posts), to join its global team of compliance professionals, · ...

We are looking for a Senior System Analyst to join our Programming Team, · focusing on carpark system software. · ...

The Team Leader for FCC Investigations plays a pivotal role in ensuring the effectiveness and integrity of financial crime controls within the organisation. · ...

Ashford Benjamin are pleased to be supporting a global hedge fund who, due to expansion of the business, are hiring a contractor as part of their Control Room team. · ...

The APAC Risk Assessment and Control Review Compliance Officer will be responsible for developing and conducting the global RACR program in adherence to all relevant regulatory requirements and expectations. · ...

This is a Senior Compliance Officer role responsible for managing day-to-day operations of AML compliance program. · ...

The Team Leader for FCC Investigations plays a pivotal role in ensuring the effectiveness and integrity of financial crime controls within the organisation. · ...