合规经理 Compliance Manager - Hong Kong - China Re Asset Management (Hong Kong) Company Limited

Compliance Manager

6天前

About the Company · We are a Group member of PING AN, a fast-growing money lending company focused on SME lending. · About the Role · As a key leader in our compliance efforts, you will act as a checker/maker role for ongoing customer due diligence and review. This includes name ...

Compliance Manager

1周前

Job Responsibilities · Oversee compliance and trading risk management for the Group's licensed entities, ensuring adherence to regulatory requirements. · Engage with regulators to foster innovation within established limits, promoting a collaborative environment. · Develop and ma ...

Compliance Manager

1周前

Transforming Tomorrow Together · We at Allianz Global Investors strive to cultivate a culture of professionalism, fulfillment, and inclusivity in our working environment. Do you aspire to be part of a leading active asset management company? · This role is based in Hong Kong, rep ...

Compliance Manager

1周前

Full-Time in Hong Kong - Senior - Compliance · Compliance Manager & MLRO - Hong Kong at Transak · About Us: · Transak, a pioneer in web3 payments, offers a significant opportunity in the blockchain and cryptocurrency sphere. Partnering with giants like MetaMask and backed by to ...

Manager - Compliance

6天前

Job Summary · We are seeking a highly skilled professional to improve our Compliance Regulations System and drive operational excellence in compliance management. · Key Responsibilities · Develop and implement an effective Compliance Mechanism · Construct a robust Compliance Cult ...

Compliance Manager

16小时前

Job Description · Summary · Handle compliance works, including drafting and reviewing documents, participating in project-related meetings, and conducting self-assessments to meet regulatory requirements. · Main Responsibilities · Draft and review compliance-related documents · P ...

Compliance Manager

4天前

About the Role · This is a key position responsible for ensuring that our organization adheres to all relevant rules and regulations. The successful candidate will be responsible for updating policies and procedures, participating in licensing applications, and coordinating with ...

Compliance Manager

1周前

Compliance Manager (Corporate Banking) · We are seeking a highly skilled professional to fill this position. · Key Responsibilities · Collaborate with the Head of Legal & Compliance to manage regulatory compliance matters, ensuring alignment with industry standards and best pract ...

Compliance Manager

1天前

Care for Tomorrow. · Allianz Global Investors fosters a culture of professionalism, fulfillment, and inclusivity. If you want to be part of a leading active asset management company, this role may interest you. · This position is based in Hong Kong and reports directly to the Hea ...

IT Compliance Manager

6小时前

IT Compliance Manager Position · This is a critical IT leadership role responsible for ensuring the organization’s compliance with regulatory requirements, laws, and industry standards. · Key Responsibilities: · Develop and implement IT compliance strategies to mitigate risks and ...

Compliance Manager

1周前

Compliance Manager Position Overview · The selected candidate will be responsible for overseeing compliance functions within a financial institution. · Ensure daily operations align with Hong Kong SFC and other regulatory requirements · Manage regulatory requests, inquiries, and ...

Compliance Manager

3天前

Company Overview · "{company}" is a leading global decentralized finance (DeFi) blockchain company headquartered in Hong Kong, with a presence expanding across Asia. · Job Role Summary · Compliance Officer · Key Responsibilities · Report directly to the Head of Compliance. · Hand ...

Compliance Manager

1天前

Job Responsibilities · Maintain accurate records and documentation relating to corporate and compliance activities, including PA trading and conflicts. · Ensure and track compliance with relevant regulations, including CFTC, SEC, SFC, or AMAC-related filings. · Requirements · 4-8 ...

Compliance Manager

1天前

Job Summary: We are seeking a skilled professional to assist in data collection and analysis for daily compliance monitoring, as well as design and prepare market risk internal control or monitoring reports. The ideal candidate will have a strong analytical capability, self-motiv ...

Compliance Manager

1天前

Job Title: Compliance Specialist · Our client is a listed conglomerate seeking an experienced Compliance Specialist to join their legal and compliance team. The successful candidate will report directly to the Head of Compliance. · This role requires a unique blend of skills, inc ...

Compliance Manager

1天前

Job Description · We are seeking a Compliance Officer to develop and implement compliance policies and review programs for our equities and futures businesses in Hong Kong. · Responsibilities · Develop and implement compliance policies and review programs to ensure adherence to r ...

Compliance Manager

2周前

Job Summary · Ensure the company's compliance works are handled properly, including drafting and reviewing documents, participating in project-related meetings. · Support compliance work for new projects/services related to Payment Systems and Stored Value Facilities. · Conduct s ...

Assistant Manager, Equities Compliance, Compliance

16小时前

Assistant Manager, Equities Compliance · This senior compliance position is part of the equities compliance team reporting into the head of equities compliance. The equities compliance team provides compliance coverage to CLSA institutional equities sales and trading business and ...

Compliance Manager MIC

5天前

Job Summary · This role is responsible for overseeing the management of Compliance and Anti-Money Laundering (AML) functions, providing guidance on regulatory requirements, and ensuring adherence to compliance standards. · Key Responsibilities · Compliance Advisory: Offer practic ...

Senior Compliance Manager

2天前

Senior Compliance Manager (Investment and Insurance Focused) · Job Summary: The Senior Compliance Manager will provide advisory services to business units on regulatory compliance issues related to investment or insurance products and services. · Key Responsibilities: · Provide r ...

Assistant Manager/ Manager, Compliance

2周前

Assistant Manager/Manager, Compliance · About the Role: · As a key member of our compliance team, you will support the Director, Compliance Projects & Reporting in providing regulatory advice and guidance to business functions on various matters. · This includes new business init ...