Responsible Officer - Quarry Bay

誠徵 Responsible Officer · 合規與管治： · 建立、落實及持續優化合規框架、內部控制、政策與程序，符合《保險業條例》 、保險中介規管制度(包括操守守則)及相關指引/通告。 ...

保險經紀-負責人職位 · 合規與管治:建立、落實及持續優化公司合規框架、內部控制制度、政策及作業程序 · 牌照管理:統籌機構及從業人員之牌照事宜 · ...

Join Reap at a pivotal moment of global expansion where you will secure the foundational regulatory framework for our next generation of digital finance products. · ...

精準識別和發掘高淨值客戶 · 協助管理層制定業務策略、開發新業務模式及服務 · ...

As part of our team, you are going to · Act as the SFC Responsible Officer for Type 1 (Dealing in Securities) and Type 4 (Advising on Securities) regulated activities. · Oversee and ensure the effectiveness of all critical operational control frameworks, including trade surveilla ...

· About Our Client: · A dynamic, newly established Asset Management firm in Hong Kong, licensed for Type 1 (Dealing in Securities), Type 4 (Advising on Securities), and Type 9 (Asset Management). As they expand their operations, they are seeking a highly qualified Responsible Of ...

The Responsible Officer will oversee core business activities including stablecoin payments, fund flows, settlement and overall operational governance. · Act as the Responsible Officer (Type 1) and ensure all regulated activities conducted in Hong Kong fully comply with SFC rules ...

We are looking for an experienced Responsible Officer (RO) to oversee our SFC Type 4 (Advising on Securities) and Type 9 (Asset Management) licensed activities.This role is ideal for a detail-oriented professional with a strong compliance background who is ready to contribute to ...

We are seeking a highly experienced and passionate Responsible Officer (RO) to lead our compliance internal control and risk management functions. · ...

Responsible Officer · Job Responsibilities: · 1、Source, screen, and evaluate financial products ( hedge funds, private equity,fund mergers and acquisitions, structured, etc.), producing detailed due diligence reports; · 2、Monitor product performance, conduct risk-return analysis ...

This is an exciting opportunity to join our team as a Responsible Officer. As a key member of our organization, you will be responsible for managing daily operations, ensuring compliance with regulatory standards, and leading deal flows. · ...

Liaise with fund administrators, Cayman Islands legal counsel and auditors to ensure compliance with fund documents, legal requirements and audit timelines. · ...

We are seeking a highly skilled and experienced Responsible Officer (Type 9 - Virtual Asset) to join our dynamic team at HTF Securities Limited in Tsim Sha Tsui. · Providing strategic guidance and leadership in the development and implementation of virtual asset investment strate ...

This role involves leading business development strategies for insurance brokerage operations to achieve company performance targets. · ...

Job Responsibilities · Act as the primary contact with the Insurance Authority (IA) on insurance brokerage regulatory matters, including enquiries, inspections and follow-ups. · Ensure full compliance with all applicable laws, rules, regulations, codes, guidelines and IA requirem ...

Focus on Securities & DCM (Type 1 RO / General Manager ) · Key Responsibilities: · Debt Capital Markets & Structured Products: · Oversee the end-to-end execution of bond and structured note underwriting, including deal structuring, term sheet negotiation, investor marketing, and ...

The Responsible Officer will supervise the MSO business and serve as the primary point of contact with Customs and Excise Department (C&ED). They will manage risk assessment frameworks and handle regulatory inquiries or on-site inspections. · ...

Supervise manage Type 1 regulated activities in compliance with SFC regulations Provide advice support management on strategic activities daily operations Perform other ad-hoc projects assignments as required Oversee daily dealing operation for securities trading Perform/Monitor ...

Job Recruitment for Responsible Officer (RO) in Hong Kong · We are seeking an experienced Responsible Officer (RO) with a focus on Hong Kong securities brokerage business to join our team. The successful candidate will be responsible for ensuring all business activities of the co ...

The Responsible Officer will be responsible for overseeing the Company's regulated activities in accordance with the Securities and Futures Ordinance and relevant SFC rules and guidelines. · ...