Senior Compliance Manager - Hong Kong, 香港 - Australia and New Zealand Banking Group Limited (ANZ)

    Australia and New Zealand Banking Group Limited (ANZ)
    Australia and New Zealand Banking Group Limited (ANZ) Hong Kong, 香港

    发现在: Talent HK C2 - 1周前

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    描述

    Senior Markets Compliance Manager

    Senior Markets Compliance Manager

    Req ID: Department: Risk Institutional - Asia Risk Division: Risk Location: Hong Kong

    At ANZ, we're shaping a world where people and communities thrive, driven by a common goal: to improve the financial wellbeing and sustainability of our millions of customers.

    About the Role

    As a Senior Markets Compliance Manager in our Hong Kong Compliance team you'll play a key role and serve as a trust advisor in local compliance and regulatory matters for Markets business. This involves advising on preventative measures against specific transactions with new or existing businesses so as to maintain good reputation of the Bank and comply with local regulatory and internal requirements.

    Execute the compliance service delivery with goal to achieve the bank's purpose as well as strategic objectives in accordance to the group compliance management framework.

    Banking is changing and we're changing with it, giving our people great opportunities to try new things, learn and grow. Whatever your role at ANZ, you'll be building your future, while helping to build ours.

    Role Location: Hong Kong

    Role Type: Permanent, Fulltime

    What will your day look like?

    As a Senior Markets Compliance Manager, you will:

  • Execute the compliance service delivery with goal to achieve the bank's purpose as well as strategic objectives in accordance to the group compliance management framework.
  • Advise on various regulatory aspects of Markets businesses, and ensure the Markets business is conducted in accordance with all applicable laws, rules, regulations and codes of practice
  • Anticipate and assess key compliance obligations and product risk trends in the business for management consideration and drive the development and implementation of appropriate risk mitigation measures
  • Liaise with the regulators (HKMA/SFC), Internal/External Audit, etc on various regulatory enquiries, onsite/offsite examinations, internal investigations/audits and escalate significant or unresolved issues to senior compliance management and the business units when necessary
  • Undertake continual assessment of regulatory risks associated with new/ existing products and markets (e.g. annual product review, new product approval)
  • Review and provide compliance inputs on processes designed by Markets business to ensure compliance with regulatory requirements and the Bank's policies
  • Provide support and guidance to Markets business to embed a culture of responsibility for ongoing compliance at all levels of the business to achieve better governance and optimal review outcomes.
  • Be an active member in supporting the bank operational risk and compliance management projects and share good practices across the region.
  • Provide timely escalation to Head of HK Compliance, Group Compliance, Regional Head of Markets Compliance, and senior management team where appropriate

    • What will you bring?

    To grow and be successful in this role, you will ideally bring the following:

  • Tertiary Qualification is preferred
  • Minimum 12 years of banking experience, preferably with experience in a Compliance Advisory role in a Global Markets, Treasury or Corporate Banking Segment is preferred with in-depth knowledge in local regulation.
  • Regulatory interaction / connection: HKMA, SFC, DPS, PCPD, Hong Kong Banking Association
  • Knowledge of Global Markets and products, notably distribution practices
  • Good knowledge of HKMA/SFC regulatory requirements related to Global Markets
  • Solid experience in dealing with regulatory relationship
  • Strong analytical and problem solving skills
  • Excellent communication and interpersonal skills.

    • You're not expected to have % of these skills. At ANZ a growth mindset is at the heart of our culture, so if you have most of these things in your toolbox, we'd love to hear from you.

    So why join us?

    From the moment you join ANZ, you'll be doing meaningful work that will shape a world where people and communities thrive.

    But it's not just our customers who'll feel your impact. You'll feel it too. Because at ANZ, you'll have the resources, opportunities, and support you need to take the next big step in your career.

    We're a diverse bunch at ANZ in different roles, different locations, doing different things. That's why we have a range of flexible working arrangements, so our people can "make work, work for them". We also provide a range of benefits including access to health and wellbeing services and discounts on selected products and services from ANZ and more.

    At ANZ you'll be part of an organisation where the different backgrounds, perspectives and life experiences of our people are celebrated. That's because we're committed to building a workplace that reflects the diversity of the communities we serve. We welcome applications from everyone and encourage you to talk to us about any adjustments you may require to our recruitment process or the role itself. If you are a candidate with a disability or access requirement, let us know how we can provide you with additional support.

    Job Posting End date: 2 May