Prime Brokerage Settlement Manager, VP - Hong Kong, 香港 - Citi

    Citi
    Default job background
    全职
    描述

    The Securities & Derivatives Sr Manager is a senior management level position responsible for accomplishing results through the management of a team or department in an effort to process orders and transactions originating from trading desks and branch offices in coordination with the Operations - Transaction Services team. The overall objective of this role is to ensure the seamless delivery of securities and derivatives transactions.

    Responsibilities:

  • Develop and implement business initiatives, client solutions, or projects affiliated with securities and derivatives settlement
  • Solve complex inquiries, conduct discovery and complete due diligence activities for client requests
  • Provide detailed analysis of escalated issues when necessary and recommend actions for resolution
  • Develop and implement business plans, policies, and procedures that offer solutions and cost saving opportunities
  • Manage daily performance related to securities post-settlement activities of operations processes
  • Propose solutions to implement settlement process improvements, client service enhancements, or overall technology enhancements
  • Coordinate with internal and external stakeholders to assess service quality and identify areas for improvement
  • Act as an advisor to new/junior staff
  • Appropriately assess risk when business decisions are made, demonstrating particular consideration for the firm's reputation and safeguarding Citigroup, its clients and assets, by driving compliance with applicable laws, rules and regulations, adhering to Policy, applying sound ethical judgment regarding personal behavior, conduct and business practices, and escalating, managing and reporting control issues with transparency, as well as effectively supervise the activity of others and create accountability with those who fail to maintain these standards.
  • Qualifications:

  • 8-10 years of relevant experience
  • Required licensing/registration: Series 9
  • People management experience
  • Consistently demonstrates clear and concise written and verbal communication skills
  • Willing to learn and able to work under high pressure
  • Good product knowledge in APAC markets or/ and prime brokerage functions is an advantage
  • Education:

  • Bachelor's Degree/University degree or equivalent experience
  • Master's degree preferred
  • This job description provides a high-level review of the types of work performed. Other job-related duties may be assigned as required.

    Job Family Group:

    Operations - Transaction Services

    Job Family:

    Securities and Derivatives Processing

    Time Type:

    Full time