Assistant Vice President, Business Compliance - Hong Kong

仅限注册会员 Hong Kong, 香港

1个月前

Default job background
JOB SUMMARY · The job holder will play a crucial role on all KYC/AML, Risk and Control matters relating to WBG. The role is responsible for managing the end-to-end processing and control of customer due diligence reviews (periodic and triggering event reviews) according to intern ...
Lorem ipsum dolor sit amet
, consectetur adipiscing elit. Nullam tempor vestibulum ex, eget consequat quam pellentesque vel. Etiam congue sed elit nec elementum. Morbi diam metus, rutrum id eleifend ac, porta in lectus. Sed scelerisque a augue et ornare.

Donec lacinia nisi nec odio ultricies imperdiet.
Morbi a dolor dignissim, tristique enim et, semper lacus. Morbi laoreet sollicitudin justo eget eleifend. Donec felis augue, accumsan in dapibus a, mattis sed ligula.

Vestibulum at aliquet erat. Curabitur rhoncus urna vitae quam suscipit
, at pulvinar turpis lacinia. Mauris magna sem, dignissim finibus fermentum ac, placerat at ex. Pellentesque aliquet, lorem pulvinar mollis ornare, orci turpis fermentum urna, non ullamcorper ligula enim a ante. Duis dolor est, consectetur ut sapien lacinia, tempor condimentum purus.
获取完整访问权限

访问所有高级职位,获得理想工作。



类似职位

  • 在公司工作

    Business Compliance Manager

    仅限注册会员

    As Manager of Business Compliance you will serve as strategic partner to business ensuring growth and innovation remain firmly rooted in regulatory integrity. · ...

    Hong Kong

    1个月前

  • 在公司工作

    Business Advisory Compliance

    仅限注册会员

    · This leading financial services company is seeking an experienced business advisory compliance professional to join a small team to focus on fintech and retail/private wealth management businesses. This key role will: · Liaise with the SFC and other regulatory bodies, inc ...

    Hong Kong, Hong Kong

    1周前

  • 在公司工作

    Business Compliance Manager

    仅限注册会员

    Business Compliance Manager responsible for carrying out duties in accordance with policies and various internal rules and regulations of the Bank. · ...

    Causeway Bay, Wan Chai District

    2个月前

  • About Us: · Huatai International Financial Holdings Company Limited ("Huatai International" or "the Company"), is the only overseas wholly-owned or controlled subsidiary of Huatai Securities. Huatai International is the Huatai Group's international arm which plays as a crucial ro ...

    Hong Kong

    2天前

  • 在公司工作

    Manager (Compliance) – Business & Compliance

    仅限注册会员

    The appointee will monitor the operation compliance of the eMPF Company and contractor for the eMPF Platform. · ...

    Ngau Tau Kok, Kwun Tong District

    1个月前

  • 在公司工作

    Business Compliance Manager

    仅限注册会员

    We are currently seeking a high caliber professional to join our department as Business Compliance Manager reporting to Risk and Business Management Team in Hang Seng Insurance Company. · ...

    Kowloon

    3周前

  • 在公司工作

    Business Compliance Manager

    仅限注册会员

    We are currently seeking a high caliber professional to join our department as Business Compliance Manager reporting to Risk and Business Management Team in Hang Seng Insurance Company ("HSIC"). The Business Compliance Manager is responsible for the implementation of the Group Fi ...

    Mong Kok, Kowloon

    3周前

  • 在公司工作

    Business Advisory Compliance, Associate

    仅限注册会员

    Responsibilities: · Provide compliance advice relating to applicable rules, regulations and regulatory expectations · Review new business/product initiatives and provide compliance advices from a regulatory and best practice perspective · Handle enquiries, inspections, audits fro ...

    Hong Kong

    1周前

  • 在公司工作

    Business Oversight Compliance Specialist

    仅限注册会员

    To provide data-led expert oversight and check and challenge on business and compliance matters to evidence that the organisation is operating in compliance with Client's legal, regulatory and ethical responsibilities. · ...

    Hong Kong

    2个月前

  • 在公司工作

    Business Support and Compliance Officer

    仅限注册会员

    Overview: · Join a respected corporate bank and play a key role in supporting business growth while safeguarding compliance standards. We are seeking a versatile and proactive · Business Support & Compliance Officer · to provide administrative, sales support, and compliance overs ...

    Hong Kong $600,000 - $1,200,000 (HKD) 每年

    1周前

  • 在公司工作

    Business Oversight Compliance Specialist

    仅限注册会员

    To provide data-led expert oversight and check and challenge on business and compliance matters to evidence that the organisation is operating in compliance with Client's legal, regulatory and ethical responsibilities. · Identification and assessment of compliance risks through t ...

    Central, Central and Western District

    2个月前

  • 在公司工作

    Business Oversight Compliance Specialist

    仅限注册会员

    Job Description · Compliance role (Equities Derivatives a must) · Purpose of the role · To provide data-led expert oversight and check and challenge on business and compliance matters to evidence that the organisation is operating in compliance with Client's legal, regulatory and ...

    Central, Central and Western District

    2天前

  • 在公司工作

    Group Business Compliance Manager

    仅限注册会员

    We are seeking a Business Compliance Manager to join the Group Legal & Compliance function. · This role provides group-level advisory support to local compliance teams and business units, particularly on complex front-office conduct risk matters and cross-border issues. · ...

    Central & Western District

    2周前

  • 在公司工作

    Group Business Compliance Manager

    仅限注册会员

    We are seeking a Business Compliance Manager to join the Group Legal & Compliance function. · This role provides group-level advisory support to local compliance teams and business units, particularly on complex front-office conduct risk matters and cross-border issues. · You wil ...

    Central and Western District

    6天前

  • 在公司工作

    Assistant Vice President, Business Compliance

    仅限注册会员

    JOB SUMMARY · The job holder will play a crucial role on all KYC/AML, Risk and Control matters relating to WBG. The role is responsible for managing the end-to-end processing and control of customer due diligence reviews (periodic and triggering event reviews) according to intern ...

    Hong Kong

    1周前

  • 在公司工作

    Assistant Vice President, Business Compliance

    仅限注册会员

    The job holder will play a crucial role on all KYC/AML, Risk and Control matters relating to WBG. · ...

    Hong Kong

    1个月前

  • 在公司工作

    Business Compliance Manager

    仅限注册会员

    Manager of Business Compliance will serve as a strategic partner to the business ensuring regulatory integrity. Translates complex SFC regulations into actionable business advice. Oversees policy implementation lifecycle. · ...

    Hong Kong

    1个月前

  • 在公司工作

    Junior Business Compliance

    仅限注册会员

    This is an exciting opportunity for junior candidates with strong investment banking compliance/ markets compliance backgrounds to join a growing platform for career development. · ...

    Hong Kong

    1个月前

  • 在公司工作

    Business Compliance Manager

    仅限注册会员

    Role Purpose · As the Manager of Business Compliance, you will serve as a strategic partner to the business, ensuring that our growth and innovation remain firmly rooted in regulatory integrity. You will be responsible for translating complex SFC regulations into actionable busin ...

    Hong Kong

    11小时前

  • 在公司工作

    Business Compliance Manager

    仅限注册会员

    This role involves carrying out duties according to policies and internal rules of the Bank. Provides advisory services to business units on compliance requirements and coordinates audit and regulatory examinations. · Responsibilities: · Carrries out duties in accordance with pol ...

    Hong Kong

    1个月前

  • 在公司工作

    Senior Manager, Business Compliance and Governance

    仅限注册会员

    We are currently seeking a high caliber professional to join our team as Senior Manager, Business Compliance and Governance. · Hang Seng Bank was one of Hong Kong's bancassurance pioneers with insurance business footprint started since 1965. Over the years, Hang Seng Bank has bee ...

    Kowloon

    3周前