Robert Walters

Compliance Advisor (BB-0DEB4)

Found in: Neuvoo HK


My client is one of the leading global compliance consultancy with a dedicated and historical presence in Asia. Their clients include top tier investment firms, buy side firms, banks etc. With a solid reputation in the market, they are now expanding their Hong Kong team.

Your responsibilities includes-

• Advising on compliance related matters of the firm
• Conducting compliance review and assurance
• Delivering training for the compliance and business staff
• Drafting regulatory manuals and procedures when necessary
• Dealing with regulatory inspection related inquires
• Managing the team and deadlines
• Driving compliance projects and new products compliance projects

The requirements are-

• Bachelor degree in Law/Finance/Accounting or related field
• Candidate should have worked in an Investment Bank or broker-dealer or asset management or hedge fund or law firm or PE, or relevant experience in another professional services company
• A deep understanding of both the business issues in the Capital Markets sector across a range of asset classes and the key regulatory challenges faced
• Knowledge and experience of the SFC and HKMA regulations
• Experience in managing and developing relationships

calendar_today2 days ago


location_on Hong Kong

work Robert Walters

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