Calling all 2+ PQE lawyers, my client is an investment management firm with a regional business focus. They are keen to look for their first in-house legal counsel to cope with their business expansion and compliance matters.
Review vendor contracts
Work on new agreements or revisions to existing agreements for third parties such as executing brokers, counter-parties, prime brokers
Work with external law firms when updating fund documents
Work on website language and any other third party communications
Work on structuring and researching new office locations
Work on documentation updates
Review expert calls and manage restricted list
Work with our compliance consultant to ensure compliance with CPT & G&E logs, PA trading oversight
Manage certification training for various members of team such as AML, cybersecurity, etc.
Stay abreast of new requirements that could impact manager, hold co, affiliates or funds.
Engage in annual review of vendors
Misc. SFC notifications such as annual returns, LC or RO applications
Prepare various regulatory filings for SFC, SEC, CFTC/NFA, CIMA, TIA.
Qualified Solicitor of Hong Kong with 2+ PQE
Excellent training from international law firm
Great team player with strong communication skills