Robert Walters

Legal Counsel (Investment Management) (BB-11229)

Found in: Neuvoo HK

Description:

Calling all 2+ PQE lawyers, my client is an investment management firm with a regional business focus. They are keen to look for their first in-house legal counsel to cope with their business expansion and compliance matters.

Job Description

Legal

  • Review vendor contracts
  • Work on new agreements or revisions to existing agreements for third parties such as executing brokers, counter-parties, prime brokers
  • Work with external law firms when updating fund documents
  • Prepare NDA’s
  • Work on website language and any other third party communications
  • Work on structuring and researching new office locations
  • Compliance

  • Work on documentation updates
  • Review expert calls and manage restricted list
  • Work with our compliance consultant to ensure compliance with CPT & G&E logs, PA trading oversight
  • Manage certification training for various members of team such as AML, cybersecurity, etc.
  • Stay abreast of new requirements that could impact manager, hold co, affiliates or funds.
  • Engage in annual review of vendors
  • Misc. SFC notifications such as annual returns, LC or RO applications
  • Prepare various regulatory filings for SFC, SEC, CFTC/NFA, CIMA, TIA.
  • Job Requirement

  • Qualified Solicitor of Hong Kong with 2+ PQE
  • Excellent training from international law firm
  • Great team player with strong communication skills
  • In-house experience preferred
  • calendar_today2 days ago

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