LMA Recruitment, EA Licence No: 11C4684

Head of Regulatory Affairs (BB-1FE61)

Found in: Neuvoo Premium HK


I.MAIN RESPONSIBILITIES (in order of priority)


  • Assist the Head of General Compliance to supervise the team of Regulatory Affairs & Advisory
  • Formulate and maintain regulatory compliance related policies and procedures to ensure compliance with regulatory requirements
  • Provided advice on regulatory compliance related inquired or initiative
  • Assist in disseminating the latest regulatory requirements to the relevant business or operations units and follow-up with the respective units on the respective implementation plan
  • Assist in preparing and coordinating responses to regulatory inquiries
  • Assist in reporting any compliance related issues to management
  • Assist in liaising with the regulators such as the Hong Kong Monetary Authority
  • Handle other ad-hoc tasks assigned by the Head of Compliance.

Interested applicants please submit your resume to Gina.hui@lmarecruitment.com


EA Reg no: R2196467

Company Reg No.: 201131609D

Licence No.: 11C4684

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