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Deputy Head of Compliance (BB-26F2F)

Found in: Neuvoo Premium HK

Description:

Job Responsibilities:

  • Handle compliance area of business activities type 1,2,4,6,9;
  • Review and oversee clients' AML/ KYC / due diligence reports in account opening process;
  • Maintenance and implementation of firm policies and procedures;
  • Develop, implement and enforce policies, procedures, and programs to minimize potential money laundering risk;
  • Advise the business on compliance matters in connection with new markets or products, regulatory updates;
  • Provide compliance advice and support business initiatives

Job Requirements:

  • University degree in related disciplines, preferably in Law;
  • 6 years above relevant experience in sizeable Chinese Securities Firm or Investment Bank is a must;
  • Familiar with the SFC and HKEX rules and regulations and industry practices;
  • Experience and compliance knowledge (KYC/AML) in account opening process is a must;
  • Strong interpersonal and communication skills, self-motivated, responsible and fast paced work under pressure and meet tight deadlines;
  • Proficient in MS Office and Chinese typing

calendar_today22 hours ago

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