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Associate Director / Director, Operations (BB-0E60C)

Found in: Neuvoo Premium HK

Description:

Job Summary

- To supervise the operations of a SFC regulated Type 1 activity business;

- Responsible Officer ("RO") and possess an unconditional RO license;

- To build, lead and manage the business daily operations (including Settlement, Account Maintenance, Legal & Compliance, Accounting and Finance);

- To develop operational processes and controls, policies and procedures, and ensure that the business meets its regulatory obligations;

- To support senior management on ad-hoc projects to meet regulatory, business and strategic objectives.

 

Job Requirements

- A degree holder in Finance, Business, Economics or related disciplines;

- Minimum 6 years securities industry working experience in the operations of a securities company that preferably has an online share and/ or funds/ ETF trading platforms, and should currently be a senior member of the operations department;

- Candidates with at least 3 years of experience managing such operations will be considered for the Director-level position;

- Sound knowledge of SFO, and other relevant regulatory obligations and its implications for risk management;

- Outstanding negotiation, planning, analytical, problem solving and decision-making skills;

- Good command of both written and spoken English, Chinese and Mandarin.

calendar_today3 days ago

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